Director of Brokerage and RIA Operations If you know that operational excellence and regulatory ... This highly visible leadership role oversees account opening, trade support, product governance ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory ... This highly visible leadership role oversees account opening, trade support, product governance ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory ... This highly visible leadership role oversees account opening, trade support, product governance ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory ... This highly visible leadership role oversees account opening, trade support, product governance ...
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the ... trading, transfers, and compliance procedures. ยท Proficiency with Wealthscape, eMoney, and ...
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Apply Early
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the ... trading, transfers, and compliance procedures. ยท Proficiency with Wealthscape, eMoney, and ...
Apply Early
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the ... trading, transfers, and compliance procedures. โข Proficiency with Wealthscape, eMoney, and ...
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the ... trading, transfers, and compliance procedures. โข Proficiency with Wealthscape, eMoney, and ...
The AVP, Trading & Platform Analyst will work in close collaboration with the Trading & Operations ... Experience within a TAMP, RIA, or custodial platform environment. * Familiarity with API ...
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Apply Early
The AVP, Trading & Platform Analyst will work in close collaboration with the Trading & Operations ... Experience within a TAMP, RIA, or custodial platform environment. * Familiarity with API ...
Apply Early
The AVP, Trading & Platform Analyst will work in close collaboration with the Trading & Operations ... Experience within a TAMP, RIA, or custodial platform environment. * Familiarity with API ...
The AVP, Trading & Platform Analyst will work in close collaboration with the Trading & Operations ... Experience within a TAMP, RIA, or custodial platform environment. * Familiarity with API ...
The AVP, Trading & Platform Analyst will work in close collaboration with the Trading & Operations ... Experience within a TAMP, RIA, or custodial platform environment. * Familiarity with API ...
The AVP, Trading & Platform Analyst will work in close collaboration with the Trading & Operations ... Experience within a TAMP, RIA, or custodial platform environment. * Familiarity with API ...
These strategies include Alternatives, Separately Managed Accounts (SMAs), Exchange-Traded Funds ... Build and maintain relationships with RIA aggregators. Key contacts will encompass research and ...
These strategies include Alternatives, Separately Managed Accounts (SMAs), Exchange-Traded Funds ... Build and maintain relationships with RIA aggregators. Key contacts will encompass research and ...
These strategies include Alternatives, Separately Managed Accounts (SMAs), Exchange-Traded Funds ... Build and maintain relationships with RIA aggregators. Key contacts will encompass research and ...
These strategies include Alternatives, Separately Managed Accounts (SMAs), Exchange-Traded Funds ... Build and maintain relationships with RIA aggregators. Key contacts will encompass research and ...
Trader
Lake Oswego, OR ยท On-site
As an RIA that provides a broad array of financial services to high net worth individuals and ... Ensure consistency of trading models and models in reporting * Generate portfolio reviews with ...
New
Quick apply
Apply Early
Trader
Lake Oswego, OR ยท On-site
As an RIA that provides a broad array of financial services to high net worth individuals and ... Ensure consistency of trading models and models in reporting * Generate portfolio reviews with ...
New
Apply Early
RIA Financial Advisor
Miami, FL ยท On-site
$90K - $500K/yr
RIA Financial Advisor Department: Insurance & Financial Services Employment Type: Full Time ... Collaborate with back-office team for trading, support, and compliance * Conduct client meetings in ...
RIA Financial Advisor
Miami, FL ยท On-site
$90K - $500K/yr
RIA Financial Advisor Department: Insurance & Financial Services Employment Type: Full Time ... Collaborate with back-office team for trading, support, and compliance * Conduct client meetings in ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Portfolio & Trading Analyst
Nashville, TN ยท On-site
$70K - $75K/yr
Experience within RIA, broker/dealer, or investment advisory environments * Experience with portfolio management, trading, and related technology platforms (Morningstar, Salesforce, Orion) Education
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Apply Early
Portfolio & Trading Analyst
Nashville, TN ยท On-site
$70K - $75K/yr
Experience within RIA, broker/dealer, or investment advisory environments * Experience with portfolio management, trading, and related technology platforms (Morningstar, Salesforce, Orion) Education
Apply Early
Provide exceptional customer support, troubleshooting trade issues and guiding users in mastering ... Our community of over 4,000 producing financial advisors includes diverse business models-RIA ...
New
Provide exceptional customer support, troubleshooting trade issues and guiding users in mastering ... Our community of over 4,000 producing financial advisors includes diverse business models-RIA ...
New
... RIA custodial management required * Bachelor's degree required with concentration in Finance, Accounting, or Economics; CFA designation preferred * Deep knowledge of equity and fixed income trade ...
... RIA custodial management required * Bachelor's degree required with concentration in Finance, Accounting, or Economics; CFA designation preferred * Deep knowledge of equity and fixed income trade ...
... RIA custodial management required * Bachelor's degree required with concentration in Finance, Accounting, or Economics; CFA designation preferred * Deep knowledge of equity and fixed income trade ...
... RIA custodial management required * Bachelor's degree required with concentration in Finance, Accounting, or Economics; CFA designation preferred * Deep knowledge of equity and fixed income trade ...
Provide exceptional customer support, troubleshooting trade issues and guiding users in mastering ... Our community of over 4,000 producing financial advisors includes diverse business models-RIA ...
New
Provide exceptional customer support, troubleshooting trade issues and guiding users in mastering ... Our community of over 4,000 producing financial advisors includes diverse business models-RIA ...
New
... RIA firms and compete at the highest level of the independent advisor market. The ideal candidate ... Trading Operations & Execution * Lead daily fixed income trading operations across municipal ...
... RIA firms and compete at the highest level of the independent advisor market. The ideal candidate ... Trading Operations & Execution * Lead daily fixed income trading operations across municipal ...
Ria Trading information
See salary details
$14.42 - $17.66
12% of jobs
$17.66 - $20.89
6% of jobs
$22.45 is the 25th percentile. Wages below this are outliers.
$20.89 - $24.13
15% of jobs
$24.13 - $27.36
0% of jobs
$27.36 - $30.59
0% of jobs
$30.59 - $33.83
0% of jobs
$33.83 - $37.06
3% of jobs
$37.06 - $40.30
8% of jobs
The median wage is $41.29 / hr.
$40.30 - $43.53
19% of jobs
$45.35 is the 75th percentile. Wages above this are outliers.
$43.53 - $46.77
21% of jobs
$46.77 - $50
16% of jobs
$14
$36
$50
How much do ria trading jobs pay per hour?
What are the key skills and qualifications needed to thrive as a Foreign Exchange (FX) Trader at Ria Money Transfer, and why are they important?
What is Ria Trading?
What are the typical challenges faced by professionals working in a Ria Trading environment, and how can new hires prepare for them?
What is the difference between Ria Trading vs Ria Customer Service Representative?
| Aspect | Ria Trading | Ria Customer Service Representative |
|---|---|---|
| Primary Role | Managing trading activities, analyzing markets, executing trades | Assisting customers, handling inquiries, processing transactions |
| Required Certifications | Financial licenses, trading certifications | Customer service certifications, communication skills |
| Work Environment | Trading floors, financial firms | Call centers, client support offices |
| Industry Usage | Financial trading, investment firms | Financial services, brokerage firms |
Ria Trading involves active market analysis and executing trades within financial firms, requiring specialized trading certifications. In contrast, Ria Customer Service Representatives focus on client support, handling inquiries and transactions, often in call center environments. Both roles are integral to financial services but differ significantly in responsibilities and required skills.

Full-time
Posted 10 days ago
Job description
Director of Brokerage and RIA Operations
If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable control environment, we should talk. Our client is seeking a Director of Brokerage, RIA Operations & Controls to lead the operational strategy, technology enablement, and control framework for its broker-dealer and RIA platform.
This highly visible leadership role oversees account opening, trade support, product governance, clearing firm relationships, commission processing, reconciliation, reporting, and operational integrity while partnering closely with Finance, Risk, Compliance, and Private Wealth. You'll serve as the Operations Principal and FINOP specialist, helping shape a scalable, best-in-class operating model designed for growth.
Qualified candidates will bring 10+ years of broker-dealer or RIA operations experience, including 7+ years of leadership experience, along with a strong understanding of controls, regulatory requirements, and technology-driven efficiency. Series 7, 24, and 27 licenses are required, though candidates possessing two of the three will be considered; Series 4 and 66 (or 63/65) are a plus. Available in Green Bay and Milwaukee only! If you appreciate strong controls, clean reconciliations, and the satisfaction that comes from making complex operations look effortless, you may have just found your people.
To learn more about our organization please visit us at www.westportone.com
To apply for this position, submit your resume by choosing one of the following:
- ***CLICKING โAPPLY NOWโ ON THIS PAGE*** (PREFERRED)ย
- Email your resume in WORD format to mollie@westportone.com. Please refer to job reference code NB/DBRIAWI in the subject line.ย
- NO CALLS PLEASE
About Management Recruiters International
Sourced by ZipRecruiter
Industry
Recruiting and staffing services
Company size
1,001 - 5,000 Employees
Headquarters location
Goose Creek, SC, US