Join Our Team as an Attorney at Axiom We are seeking a Securities & Prime Brokerage Counsel to join our Financial Services team. In this role, you will provide expert legal advice and support to our ...
Join Our Team as an Attorney at Axiom We are seeking a Securities & Prime Brokerage Counsel to join our Financial Services team. In this role, you will provide expert legal advice and support to our ...
Join Our Team as an Attorney at Axiom We are seeking a Securities & Prime Brokerage Counsel to join our Financial Services team. In this role, you will provide expert legal advice and support to our ...
Join Our Team as an Attorney at Axiom We are seeking a Securities & Prime Brokerage Counsel to join our Financial Services team. In this role, you will provide expert legal advice and support to our ...
Vice President - Prime Brokerage
Alpharetta, GA · On-site
$90K - $120K/yr
The Vice President, Prime Brokerage will primarily support the trading desk and deliver high-touch client service to institutional prime brokerage clients. The role focuses on day-to-day trading ...
Vice President - Prime Brokerage
Alpharetta, GA · On-site
$90K - $120K/yr
The Vice President, Prime Brokerage will primarily support the trading desk and deliver high-touch client service to institutional prime brokerage clients. The role focuses on day-to-day trading ...
Vice President - Prime Brokerage
Alpharetta, GA · On-site
$90K - $120K/yr
The Vice President, Prime Brokerage will primarily support the trading desk and deliver hightouch client service to institutional prime brokerage clients. The role focuses on daytoday trading support ...
Vice President - Prime Brokerage
Alpharetta, GA · On-site
$90K - $120K/yr
The Vice President, Prime Brokerage will primarily support the trading desk and deliver hightouch client service to institutional prime brokerage clients. The role focuses on daytoday trading support ...
Monitor Prime Brokerage accounts for settlement issues, fails, and cash movements, identifying and mitigating risks. * Streamline workflows and reduce manual processes through automation and ...
Monitor Prime Brokerage accounts for settlement issues, fails, and cash movements, identifying and mitigating risks. * Streamline workflows and reduce manual processes through automation and ...
Vice President - Prime Brokerage
$90K - $120K/yr
The Vice President, Prime Brokerage will primarily support the trading desk and deliver hightouch client service to institutional prime brokerage clients. The role focuses on daytoday trading support ...
Vice President - Prime Brokerage
$90K - $120K/yr
The Vice President, Prime Brokerage will primarily support the trading desk and deliver hightouch client service to institutional prime brokerage clients. The role focuses on daytoday trading support ...
Vice President - Prime Brokerage
Salt Lake City, UT · On-site
$90K - $120K/yr
The Vice President, Prime Brokerage will primarily support the trading desk and deliver hightouch client service to institutional prime brokerage clients. The role focuses on daytoday trading support ...
Vice President - Prime Brokerage
Salt Lake City, UT · On-site
$90K - $120K/yr
The Vice President, Prime Brokerage will primarily support the trading desk and deliver hightouch client service to institutional prime brokerage clients. The role focuses on daytoday trading support ...
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Job Background/context Prime Brokerage Client Service sits within Citi Market Operations supporting ... Trade handling across equity and fixed income PB, including trade capture, trade kick-outs, broker ...
Job Background/context Prime Brokerage Client Service sits within Citi Market Operations supporting ... Trade handling across equity and fixed income PB, including trade capture, trade kick-outs, broker ...
Job Background/context Prime Brokerage Client Service sits within Citi Market Operations supporting ... Trade handling across equity and fixed income PB, including trade capture, trade kick-outs, broker ...
Job Background/context Prime Brokerage Client Service sits within Citi Market Operations supporting ... Trade handling across equity and fixed income PB, including trade capture, trade kick-outs, broker ...
A minimum of 3 years of experience in Prime Brokerage, Margin, or Operations is essential. * Strong analytical and problem-solving skills, with a keen eye for detail. * Excellent verbal and written ...
A minimum of 3 years of experience in Prime Brokerage, Margin, or Operations is essential. * Strong analytical and problem-solving skills, with a keen eye for detail. * Excellent verbal and written ...
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Within the US Prime Services Platform Sales team, develop new Equity Prime Brokerage business, leveraging our platform and services to best meet clients' needs. • Origination of new relationships ...
Within the US Prime Services Platform Sales team, develop new Equity Prime Brokerage business, leveraging our platform and services to best meet clients' needs. • Origination of new relationships ...
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Vice President, Broker Dealer and Middle Office Operations
Chicago, IL · On-site
$118K - $188K/yr
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Vice President, Broker Dealer and Middle Office Operations
Chicago, IL · On-site
$118K - $188K/yr
Lead resolution of routine and complex trade errors including cancel-rebills, reallocations, resolving short positions and Prime Broker set ups. * Leverage industry experience to navigate the complex ...
Prime Brokerage Risk, Vice President
$150K - $250K/yr
... and broker dealers. We are staffed globally with offices in New York, Chicago, San Francisco ... or Prime Brokerage knowledge required * Strong quantitative and analytical skills required
Prime Brokerage Risk, Vice President
$150K - $250K/yr
... and broker dealers. We are staffed globally with offices in New York, Chicago, San Francisco ... or Prime Brokerage knowledge required * Strong quantitative and analytical skills required
Prime Brokerage Risk, Vice President
New York, NY · On-site
$150K - $250K/yr
... and broker dealers. We are staffed globally with offices in New York, Chicago, San Francisco ... or Prime Brokerage knowledge required * Strong quantitative and analytical skills required
Prime Brokerage Risk, Vice President
New York, NY · On-site
$150K - $250K/yr
... and broker dealers. We are staffed globally with offices in New York, Chicago, San Francisco ... or Prime Brokerage knowledge required * Strong quantitative and analytical skills required
Senior Negotiation Specialist- ISDA/Equity Prime Brokerage/Futures
New York, NY · Hybrid
$107.80K/yr
We're looking for an experienced Negotiation Specialist who can: draft and advise on master agreements related to financial products, having experience in ISDA/Equity Prime Brokerage/Futures handle ...
Senior Negotiation Specialist- ISDA/Equity Prime Brokerage/Futures
New York, NY · Hybrid
$107.80K/yr
We're looking for an experienced Negotiation Specialist who can: draft and advise on master agreements related to financial products, having experience in ISDA/Equity Prime Brokerage/Futures handle ...
Prime Swap Technology Product Specialist
Jersey City, NJ · On-site
$142.32K - $213.48K/yr
Prime Brokerage Technology provides solutions that underpin the operations of our clients and traders that provide the foundation of our Prime Finance business. This is an area of great opportunity ...
Prime Swap Technology Product Specialist
Jersey City, NJ · On-site
$142.32K - $213.48K/yr
Prime Brokerage Technology provides solutions that underpin the operations of our clients and traders that provide the foundation of our Prime Finance business. This is an area of great opportunity ...
Prime Broker information
See salary details
$25.5K - $33.8K
0% of jobs
$33.8K - $42.1K
15% of jobs
$45.5K is the 25th percentile. Wages below this are outliers.
$42.1K - $50.5K
25% of jobs
The median wage is $54.6K / yr.
$50.5K - $58.8K
20% of jobs
$58.8K - $67.1K
14% of jobs
$67.9K is the 75th percentile. Wages above this are outliers.
$67.1K - $75.4K
9% of jobs
$75.4K - $83.7K
5% of jobs
$83.7K - $92K
6% of jobs
$92K - $100.4K
3% of jobs
$100.4K - $108.7K
1% of jobs
$108.7K - $117K
1% of jobs
$25.5K
$66.7K
$117K
How much do prime broker jobs pay per year?
What are the key skills and qualifications needed to thrive as a Prime Broker, and why are they important?
How does a Prime Broker typically collaborate with hedge funds and asset managers on a daily basis?
What are Prime Brokers?
How much do prime brokers make?
What is the difference between Prime Broker vs Clearing Analyst?
| Aspect | Prime Broker | Clearing Analyst |
|---|---|---|
| Required Credentials | Finance degree, securities licenses (e.g., Series 7, 63) | Finance or related degree, securities licenses often preferred |
| Work Environment | Investment banks, hedge funds, asset managers | Brokerage firms, clearinghouses, financial institutions |
| Employer & Industry Usage | Used in hedge fund and asset management operations | Common in securities clearing and settlement processes |
| Comparison Search Intent | Understanding roles in securities services | Clarifying back-office functions in trading |
Prime Brokers and Clearing Analysts both operate within the financial industry, often in securities firms or investment banks. Prime Brokers provide comprehensive services to hedge funds, including trade execution, financing, and custody. Clearing Analysts focus on the back-office process of clearing and settling trades, ensuring smooth transaction completion. While their roles differ, both require financial knowledge and securities licenses, and they are integral to the trading ecosystem.

$309.75K/yr
Other
Medical, Dental, Vision, PTO
Posted 22 days ago
Job description
We are seeking a Securities & Prime Brokerage Counsel to join our Financial Services team. In this role, you will provide expert legal advice and support to our clients in securities trading and prime brokerage, ensuring compliance with evolving margin lending rules and regulatory frameworks. This position offers a unique opportunity to collaborate with leading financial institutions, advising on complex securities agreements, margin regulations, and cross-asset transactions. This is an existing vacancy.
Responsibilities:- Drafting, reviewing, and negotiating securities trading agreements, prime brokerage agreements, and related margin documentation.
- Providing legal guidance on margin lending regulations, FINRA Rule 4210, Regulation T, and Regulation U compliance.
- Collaborating with internal teams, trading desks, and clients on cross-asset transactions including swaps, options, futures, equities, and fixed income instruments.
- Managing regulatory compliance, risk mitigation, and operational issues for clients in financial services and capital markets.
- Staying ahead of industry trends and updated margin rules to provide proactive counsel.
- 3+ years of experience in securities law, prime brokerage, or financial services legal practice.
- Strong knowledge of U.S. securities regulations, including the Securities Act of 1933 and Securities Exchange Act of 1934.
- Proven track record of advising clients on securities trading agreements, margin lending, and regulatory compliance.
- Excellent communication, negotiation, technology, and problem-solving skills.
- Juris Doctor (JD) degree or equivalent and licensed to practice law in an applicable jurisdiction.
- Experience with fixed income and synthetic prime brokerage agreements.
- Hands-on experience integrating updated margin and credit regulations into transactional or advisory work.
- Familiarity with multi-asset trading agreements and cross-border transactions.
The estimated total compensation for full-time Axiom attorney roles is $104,500-325,000 per year and for non-attorney roles is $71,250-309,750 per year. Compensation decisions are based on various factors, including, but not limited to, experience, skills, certifications, location, and business needs. Employees may be eligible for additional benefits, including health, dental, and vision insurance; paid holidays and PTO; flexible work arrangements; and professional development opportunities and tools.
About Axiom:For over 25 years, Axiom has pioneered the alternative legal services industry, now serving more than 1,500 legal departments globally with our unique blend of world-class legal talent and advanced AI tools, delivering innovative solutions ranging from that combine top-tier talent with cutting-edge technology. We tackle complex legal matters across 12 practice areas for clients ranging from Fortune 100 to SMBs, empowering our legal professionals to engage in meaningful work that advances their careers. Our Talent NPS score of +71% and our Client NPS score of +64% highlight our commitment to excellence (Reported scores were Axiom's average for 2025 - the legal industry average NPS score is +35%). Join our forward-thinking community where you'll keep your career dynamic and multi-faceted, be part of a company that values agility, collaboration, and excellence, and love both the law and your life.
Learn more about life at Axiom.
Axiom is the global leader in high-caliber, on-demand legal talent. Covering North America, the UK, Europe, and APAC, we enable legal departments to drive efficiency and growth and meet the demands of today's business landscape with best in class alterative legal services.
Diversity is core to our values and we are proud to be an equal opportunity employer. Axiom ensures equal employment opportunity in recruitment and employment, without discrimination or harassment on the basis of race, color, nationality, national or ethnic origin, religious creed or belief, political opinion, sex, gender, gender identity, gender identity status, pregnancy or maternity, age, disability, alienage or citizenship status, marital (or civil or other partnership recognized by law) status, genetic predisposition or carrier status, sexual orientation, military service, or any other characteristic protected by applicable law. Axiom prohibits and will not tolerate any such discrimination or harassment.
Upon request and consistent with applicable laws, Axiom will provide reasonable accommodations for individuals with disabilities who require accommodations to participate in each stage of the recruitment process. To request an accommodation, please contact benefits@axiomlaw.com.
Axiom respects your privacy. For an explanation of the kind of information we collect about you and how it is used, our full data privacy notice is available here.
Employment with Axiom may be contingent upon successful completion of a background check, providing proof of identity, and possessing the necessary legal authorization to work. Pursuant to the San Francisco Fair Chance Ordinance, NY Fair Chance Act, and Los Angeles Fair Chance Initiative, we will consider for employment qualified applicants with arrest and conviction records.
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