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Osj Jobs (NOW HIRING)

Desert Financial Credit Union

Paraplanner

Phoenix, AZ · On-site

Act as a liaison within our broker dealer and OSJ for compliance and operational support. Compliance: Adhere to all industry regulations, legal requirements, and internal compliance standards when ...

Schoolsfirstfcu

Financial Advisor

Chino Valley, AZ · On-site

Maintains regular contact with OSJ. * Offers financial review sessions for all Members at least annually. * Initiates Member investment selections and records transactions with broker/dealer.

Desert Financial Credit Union

Paraplanner

Phoenix, AZ · On-site

Act as a liaison within our broker dealer and OSJ for compliance and operational support. Compliance: Adhere to all industry regulations, legal requirements, and internal compliance standards when ...

Desert Financial Credit Union

Paraplanner

Phoenix, AZ · On-site

Act as a liaison within our broker dealer and OSJ for compliance and operational support. * Compliance: Adhere to all industry regulations, legal requirements, and internal compliance standards when ...

Desert Financial Credit Union

Paraplanner

Phoenix, AZ · On-site

Act as a liaison within our broker dealer and OSJ for compliance and operational support. Compliance: Adhere to all industry regulations, legal requirements, and internal compliance standards when ...

Peachtree Planning

Be Seen First

Financial Advisor

Knoxville, TN · On-site

$60K - $100K/yr

OSJ: 5600 Glenridge Drive, Atlanta, GA 30342. PAS is a wholly owned subsidiary of Guardian. Peachtree Planning is not an affiliate or subsidiary of PAS or Guardian. 8270049.1 (Exp. 8/27) Compensation ...

Cambridge Investment Research, Inc.

What You'll Do Partner with OSJ Supervisors and financial professionals to communicate policies and procedures, share Cambridge information, and strengthen advisor relationships. Supervise personal ...

Peachtree Planning

Be Seen First

Financial Advisor

Brentwood, TN · On-site

$60K - $100K/yr

OSJ: 5600 Glenridge Drive, Atlanta, GA 30342. PAS is a wholly owned subsidiary of Guardian. Peachtree Planning is not an affiliate or subsidiary of PAS or Guardian. 8270049.1 (Exp. 8/27) Compensation ...

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Osj information

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$26K

$89.3K

$194.5K

How much do osj jobs pay per year?

As of Sep 15, 2026, the average yearly pay for osj in the United States is $89,266.00, according to ZipRecruiter salary data. Most workers in this role earn between $29,000.00 and $115,000.00 per year, depending on experience, location, and employer.

What is an OSJ?

An OSJ (Office of Supervisory Jurisdiction) job typically involves overseeing financial advisors and ensuring compliance with regulatory and firm policies. OSJs supervise transactions, review communications, and provide guidance to advisors within a designated region. They play a crucial role in maintaining ethical standards and regulatory adherence in financial services.

What are some common challenges faced by OSJ managers in maintaining compliance across multiple branch offices?

OSJ Managers often encounter the challenge of overseeing compliance for several geographically dispersed branch offices, each with its own unique client base and operational style. Ensuring consistent adherence to regulatory policies and firm procedures can be demanding, especially with evolving industry regulations. Effective communication, regular audits, and ongoing training are essential to mitigate compliance risks. OSJ Managers also need to foster a collaborative environment, working closely with branch managers and advisors to address issues proactively and support a culture of ethical conduct.

What are the key skills and qualifications needed to thrive as an OSJ manager, and why are they important?

To thrive as an OSJ Manager, you need a deep understanding of financial regulations, supervisory procedures, and compliance requirements, typically supported by FINRA Series 24 (General Securities Principal) and other relevant licenses. Familiarity with compliance software, surveillance tools, and broker-dealer systems is essential for effective oversight. Strong leadership, attention to detail, and clear communication skills help foster a compliant and ethical work environment. These skills are crucial to ensure regulatory adherence, mitigate risk, and support the success of registered representatives within the organization.
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The top searched job categories for Osj jobs are:

Osj jobs near you
Infographic showing various Osj job openings in the United States as of September 2026, with employment types broken down into 100% Full Time. Highlights an 64% Physical, 13% Hybrid, and 23% Remote job distribution, with an average salary of $89,266 per year, or $42.9 per hour.

Paraplanner

Phoenix, AZ • On-site

Desert Financial Credit Union
Finance and Insurance • 1 - 5K employees
Learn more about Desert Financial Credit Unionexternal

Other

Posted 13 days ago

Desert Financial Credit Union rating

7.5

Company rating: 7.5 out of 10

Based on 13 frontline employees who took The Breakroom Quiz

Job description

Paraplanner

The Paraplanner is responsible for providing educational and consultative financial planning strategies to financial advisors to ensure the efficient delivery of financial planning services. The Paraplanner collaborates with advisors, gathers client information, and conducts research for the creation, analysis, and recommendation of financial plans.

What you will do here:

Financial Analysis and Research: Collaborate with financial advisors to gather client information and assess financial goals, risk tolerance, and investment preferences. Conduct thorough research on investment products, insurance options, and other financial instruments to provide accurate recommendations that align with client needs. Utilize financial planning software and tools to create detailed financial projections, retirement plans, and investment scenarios.

Plan Preparation: Assist advisors in creating comprehensive financial plans by preparing documents, reports, and presentations that outline recommended strategies and solutions. Ensure accuracy and compliance with industry regulations and internal policies when generating financial plans.

Data Management: Analyze client's income, taxes, insurance policies, expenses, assets, and debt. Maintain an organized system for managing client data, ensuring the security and confidentiality of sensitive information. Update and maintain accurate records of client interactions, plan revisions, and other relevant information.

Client Communication: Collaborate with advisors to schedule and coordinate client meetings, providing support in organizing and preparing necessary documents and materials. Communicate with clients professionally, efficiently and frequently, addressing any queries or concerns they may have about their financial plans.

Business Partnerships and Relationships: Manage, maintain, and develop internal and external business partnerships (e.g., retail, marketing, product partners, etc.) while building positive relationships. Act as a liaison within our broker dealer and OSJ for compliance and operational support.

Compliance: Adhere to all industry regulations, legal requirements, and internal compliance standards when assisting in the creation of financial plans.

Perform other job-related duties as assigned.

What you will need:

Bachelor's degree in Finance, Economics, Business, or related field; or equivalent combination of education and experience required.

5+ years of Financial Services experience required.

3+ years of financial planning, paraplanning, and/or advisor support experience required.

Proficient in financial planning software required.

Project prioritization and time management skills required.

Strong communication skills, verbal and written required.

Strong follow-though, organized, detail oriented, resourceful, and proactive required.

Strong analytical skills with the ability to interpret complex financial information required.

Understanding of regulatory compliance within the financial services sector required.

Certified Financial Planner (CFP) preferred.

Financial Planner Qualified Professional (FPQP) preferred.

Series 7 – General Securities Representative Qualification preferred.

Series 66 – Uniform Combined State Law preferred.

We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.

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