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Osj Jobs (NOW HIRING)

Peachtree Planning

Be Seen First

Financial Advisor

Brentwood, TN · On-site

$60K - $100K/yr

OSJ: 5600 Glenridge Drive, Atlanta, GA 30342. PAS is a wholly owned subsidiary of Guardian. Peachtree Planning is not an affiliate or subsidiary of PAS or Guardian. 8270049.1 (Exp. 8/27) Compensation ...

Osaic

Regional Supervision Manager

Atlanta, GA · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Advisor Group

Regional Supervision Manager

Scottsdale, AZ · On-site

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Desert Financial Credit Union

Paraplanner

Phoenix, AZ · On-site

Act as a liaison within our broker dealer and OSJ for compliance and operational support. Compliance: Adhere to all industry regulations, legal requirements, and internal compliance standards when ...

Peachtree Planning

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Financial Advisor

Knoxville, TN · On-site

$60K - $100K/yr

OSJ: 5600 Glenridge Drive, Atlanta, GA 30342. PAS is a wholly owned subsidiary of Guardian. Peachtree Planning is not an affiliate or subsidiary of PAS or Guardian. 8270049.1 (Exp. 8/27) Compensation ...

Osaic

Regional Supervision Manager

La Vista, NE · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Peachtree Planning

Be Seen First

Financial Advisor

Atlanta, GA · On-site

$60K - $100K/yr

OSJ: 5600 Glenridge Drive, Atlanta, GA 30342. PAS is a wholly owned subsidiary of Guardian. Peachtree Planning is not an affiliate or subsidiary of PAS or Guardian. 8270049.1 (Exp. 8/27) Compensation ...

Advisor Group

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

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Osj information

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$26K

$89.3K

$194.5K

How much do osj jobs pay per year?

As of Jul 2, 2026, the average yearly pay for osj in the United States is $89,266.00, according to ZipRecruiter salary data. Most workers in this role earn between $29,000.00 and $115,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by OSJ (Office of Supervisory Jurisdiction) Managers in maintaining compliance across multiple branch offices?

OSJ Managers often encounter the challenge of overseeing compliance for several geographically dispersed branch offices, each with its own unique client base and operational style. Ensuring consistent adherence to regulatory policies and firm procedures can be demanding, especially with evolving industry regulations. Effective communication, regular audits, and ongoing training are essential to mitigate compliance risks. OSJ Managers also need to foster a collaborative environment, working closely with branch managers and advisors to address issues proactively and support a culture of ethical conduct.

What are OSJs in the financial industry?

OSJ stands for Office of Supervisory Jurisdiction. In the financial services industry, particularly among broker-dealers, an OSJ is a branch office that has enhanced supervisory responsibilities. These offices are responsible for overseeing the activities of financial advisors and other registered representatives, ensuring regulatory compliance, conducting inspections, and reviewing transactions. OSJs play a crucial role in maintaining ethical standards and protecting clients by enforcing firm and industry regulations.

What is an OSJ job?

An OSJ (Office of Supervisory Jurisdiction) job typically involves overseeing financial advisors and ensuring compliance with regulatory and firm policies. OSJs supervise transactions, review communications, and provide guidance to advisors within a designated region. They play a crucial role in maintaining ethical standards and regulatory adherence in financial services.

What are the key skills and qualifications needed to thrive as an OSJ (Office of Supervisory Jurisdiction) Manager, and why are they important?

To thrive as an OSJ Manager, you need a deep understanding of financial regulations, supervisory procedures, and compliance requirements, typically supported by FINRA Series 24 (General Securities Principal) and other relevant licenses. Familiarity with compliance software, surveillance tools, and broker-dealer systems is essential for effective oversight. Strong leadership, attention to detail, and clear communication skills help foster a compliant and ethical work environment. These skills are crucial to ensure regulatory adherence, mitigate risk, and support the success of registered representatives within the organization.
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Osj jobs near you
Financial Advisor

Financial Advisor

First Technology Federal Credit Union

Beaverton, OR • On-site

$36K/mo

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 25 days ago

Job description

Description

The Financial Advisor at Addison Avenue Investment Services, a division of First Tech, partners with members to deliver personalized, goals-based financial advice across investment, retirement and insurance solutions.  This role offers a unique opportunity to inherit and grow an established book of business as part of a planned advisor transition, providing immediate client relationships alongside significant opportunity for new asset growth. 
Advisors in this role may operate standalone or as part of collaborative team, leveraging the scale of First Tech’s member base and referral ecosystem.  The position is supported by a robust platform through Raymond James Financial Services, providing access to industry-leading investment solutions, planning tools and operational infrastructure.
Here's what you can expect from the job and what you need to be successful:

Job duties: 

  • Assist members and prospects with information, products offered and procedures to implement an investment program
  • Maintain member files and records to comply with the requirements of Financial Industry Regulatory Authority (FINRA), Office of Supervisory Jurisdiction (OSJ) and Insurance Agency (Agency) regulators
  • Interface with mutual fund companies, insurance companies, clearinghouse and broker/dealer for any member needs or services
  • Coordinate, conduct, and maintain approved promotional campaigns for Addison Avenue as needed and/or appropriate promotional campaigns specific to the unique or unusual needs of the Experience Centre
  • Keep informed of current success of investment products offered and of new products being made available through our broker/dealer, Raymond James Financial Services, Inc.
  • Prepare all new business for submission to Raymond James for processing, using standard OSJ procedures

Essential skills: 

  • Minimum Education: High School Diploma, with CFP designation preferred
  • Minimum of 5 years’ experience with the sale and delivery of personal investment products and services, with the proven ability to act as a trusted advisor and advocate
  • Experience working in a bank or credit union environment preferred
  • Exceptional interpersonal skills to engage with internal and external business partners
  • Demonstrated ability to use discretion and judgment when working with clients, professionally handling sensitive information with discretion
  • Ability to create and deliver dynamic and engaging presentations with the ability to tailor messages to the audience
  • Possess an in-depth understanding of the financial industry, financial concepts and the mathematics behind them, high-level product knowledge, competitive intel and client-service strategies
  • Ability to handle multiple tasks simultaneously while maintaining a high level of organization, accuracy, and efficiency
  • Ability to organize, analyze and interpret data to reach sound decisions and guide investors based on individual risk tolerances
  • Ability to assess individual client needs and foster strong relationships
  • Proficiency with basic to complex mathematical calculations
  • Working knowledge of Microsoft Office Suite and financial planning software
  • Exposure to a CRM such as Salesforce or Microsoft Dynamics is preferred
  • Certification/License: Series 7, 63, 65/66 FINRA licenses, Life & Disability Insurance license required; CFP preferred
  • Clean U-4
Location:  Based out of the Cornell Experience Center OR Cedar Hills Experience Center |Beaverton/Hillsboro, OR

Target Compensation in Oregon: $72,000 to $110,000 (This range reflects reasonable earnings potential which includes a base salary of $36,000 and monthly incentive pay based on current production)

Benefits options include: 

  • Traditional medical, dental, and vision coverage
  • 401K matching up to 5% per pay period
  • Accrue up to 17 days of Paid Time Off your first year of employment
  • 11 paid federal holidays
  • Special employee pricing on lending products such as mortgage, auto, and personal loans (eligibility for special employee pricing is subject to standard account requirements and underwriting criteria)

What makes First Tech different? Click here to learn more!  

First Tech is not currently offering Visa sponsorship for this position 

Registered Address: 30200 SW Boones Ferry Rd Suite 58, Wilsonville OR 97070
Financial Advisors offer securities through Raymond James Financial Services, Inc. Member FINRA/SIPC and securities are not insured by credit union insurance, the NCUA or any other government agency, are not deposits or obligations of the credit union, are not guaranteed by the credit union, and are subject to risks, including the possible loss of principal. First Tech Federal Credit Union and Addison Avenue Investment Services are not registered broker/dealers and are independent of Raymond James Financial Services. Investment advisory services offered through Raymond James Financial Services Advisors, Inc.
#LI-MG #FTHP

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