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Osj Jobs in California (NOW HIRING)

Schoolsfirstfcu

Financial Advisor

West Covina, CA · On-site

Maintains regular contact with OSJ. * Offers financial review sessions for all Members at least annually. * Initiates Member investment selections and records transactions with broker/dealer.

WestPac Wealth Partners

Be Seen First

Financial Advisor/Financial Services

Sacramento, CA · On-site

$45K - $200K/yr

OSJ: 5280 Carroll Canyon Rd., #300 San Diego, CA 92121 . PAS is a wholly owned subsidiary of Guardian. This firm is not an affiliate or subsidiary of PAS. Insurance products offered through WestPac ...

Osaic

Vice President, Advisory Consulting

Los Angeles, CA · On-site

$140K - $175K/yr

Partner with Regional Vice Presidents, OSJ/Enterprise Leaders, and other key leaders to achieve growth objectives. * Advisor Engagement & Business Growth * Deepen relationships with high value ...

All JobsOsj JobsOsj Jobs in California

Osj information

See California salary details

$25.7K

$88.1K

$192K

How much do osj jobs pay per year?

As of Sep 5, 2026, the average yearly pay for osj in California is $88,097.00, according to ZipRecruiter salary data. Most workers in this role earn between $28,600.00 and $113,500.00 per year, depending on experience, location, and employer.

What is an OSJ?

An OSJ (Office of Supervisory Jurisdiction) job typically involves overseeing financial advisors and ensuring compliance with regulatory and firm policies. OSJs supervise transactions, review communications, and provide guidance to advisors within a designated region. They play a crucial role in maintaining ethical standards and regulatory adherence in financial services.

What are some common challenges faced by OSJ managers in maintaining compliance across multiple branch offices?

OSJ Managers often encounter the challenge of overseeing compliance for several geographically dispersed branch offices, each with its own unique client base and operational style. Ensuring consistent adherence to regulatory policies and firm procedures can be demanding, especially with evolving industry regulations. Effective communication, regular audits, and ongoing training are essential to mitigate compliance risks. OSJ Managers also need to foster a collaborative environment, working closely with branch managers and advisors to address issues proactively and support a culture of ethical conduct.

What are the key skills and qualifications needed to thrive as an OSJ manager, and why are they important?

To thrive as an OSJ Manager, you need a deep understanding of financial regulations, supervisory procedures, and compliance requirements, typically supported by FINRA Series 24 (General Securities Principal) and other relevant licenses. Familiarity with compliance software, surveillance tools, and broker-dealer systems is essential for effective oversight. Strong leadership, attention to detail, and clear communication skills help foster a compliant and ethical work environment. These skills are crucial to ensure regulatory adherence, mitigate risk, and support the success of registered representatives within the organization.

What are popular job titles related to Osj jobs in California?

For Osj jobs in California, the most frequently searched job titles are:

What job categories do people searching Osj jobs in California look for?

The top searched job categories for Osj jobs in California are:

Osj jobs near you
Infographic showing various Osj job openings in California as of August 2026, with employment types broken down into 100% Full Time. Highlights an 50% Physical, 30% Hybrid, and 20% Remote job distribution, with an average salary of $88,097 per year, or $42.4 per hour.

Financial Advisor

SchoolsFirst Federal Credit Union

West Covina, CA • On-site

Full-time

Re-posted 5 hours ago

SchoolsFirst Federal Credit Union rating

9.2

Company rating: 9.2 out of 10

Based on 14 frontline employees who took The Breakroom Quiz

Job description

We're always looking for diverse, talented, service-oriented people to join our exceptional team.
Financial Advisor
Scheduled Weekly Hours:
40
What You'll Be Doing
Provides excellent service to Members seeking information on alternative investment products offered through broker/dealer. Assists Members with mutual funds, securities transactions, and financial planning.
  • Discusses financial investment alternatives with Members. Evaluates Member's goals, risk tolerance and suggests appropriate investments.
  • Provides consultative services to Members regarding credit union products and services by assessing the Member's needs, addressing their concerns and gaining agreement.
  • Updates SchoolsFirst FCU team on products and services offered through the investment program.
  • Ensures required compliance documents are completed. Maintains regular contact with OSJ.
  • Offers financial review sessions for all Members at least annually.
  • Initiates Member investment selections and records transactions with broker/dealer.
  • Schedules and conducts meetings with Members via phone and in person.

Additional Job Functions
  • Performs other duties as assigned
  • Complies with regulatory compliance and assigned training requirements including but not limited to BSA regulations corresponding to their specific job duties. Failure to do so may result in disciplinary and other employment related actions.

Qualifications
  • High School Diploma or GED required
  • Bachelor's Degree in a related field or equivalent years of experience required
  • 7-10 years of prior relevant experience required
  • Certifications or licenses including Series 7 and 66, or Series 63 and 65 in lieu of 66. California Insurance License required
  • Participation in the CA DMV pull program may be required depending on assignment

SchoolsFirst FCU is committed to Diverse, Equitable, and Inclusive Hiring
At SchoolsFirst FCU we are dedicated to building and growing a diverse, inclusive, and authentic Dream Team, so if you're excited about a position or wanting to make a career change but your past experience doesn't align perfectly with every qualification in the job description, we encourage you to apply anyway. Many skills are transferrable and you may be just the right candidate for the position, or for other roles we are working on.
SchoolsFirst Federal Credit Union is committed to fostering, cultivating, and preserving a culture of diversity and inclusion. SchoolsFirst FCU is an equal opportunity employer and prohibits discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities and prohibits discrimination against all individuals based on their race, color, religion, sex, national origin, age, sexual orientation, gender identity or expression, political affiliation, or genetic information.
This organization participates in E-Verify.

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