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Osj Jobs (NOW HIRING)

Advisor Group

Branch Office Examiner

Petersburg, VA · Hybrid

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Senior Branch Office Examiner

Saint Petersburg, FL · Remote

$80K - $85K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Advisor Group

Branch Office Examiner

Scottsdale, AZ · Hybrid

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Advisor Group

Branch Office Examiner

Oakdale, MN · Hybrid

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Senior Branch Office Examiner

Scottsdale, AZ · Remote

$80K - $85K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Advisor Group

Branch Office Examiner

La Vista, NE · Hybrid

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Senior Branch Office Examiner

La Vista, NE · Remote

$80K - $85K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Regional Supervision Director

La Vista, NE · Hybrid

$80K - $86K/yr

Engage in Supervisory Office Visits with assigned OSJ Managers to promote company supervisory practices, follow up on branch exam findings, and proactively address potential compliance issues to ...

Osaic

Regional Supervision Director

Atlanta, GA · Hybrid

$80K - $86K/yr

Engage in Supervisory Office Visits with assigned OSJ Managers to promote company supervisory practices, follow up on branch exam findings, and proactively address potential compliance issues to ...

Osaic

Senior Branch Office Examiner

Oakdale, MN · Remote

$80K - $85K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Regional Supervision Director

Atlanta, GA · Hybrid

$80K - $86K/yr

Engage in Supervisory Office Visits with assigned OSJ Managers to promote company supervisory practices, follow up on branch exam findings, and proactively address potential compliance issues to ...

Osaic

Regional Supervision Director

Petersburg, VA · Hybrid

$80K - $86K/yr

Engage in Supervisory Office Visits with assigned OSJ Managers to promote company supervisory practices, follow up on branch exam findings, and proactively address potential compliance issues to ...

Osaic

Regional Supervision Director

La Vista, NE · Hybrid

$80K - $86K/yr

Engage in Supervisory Office Visits with assigned OSJ Managers to promote company supervisory practices, follow up on branch exam findings, and proactively address potential compliance issues to ...

Osaic

Regional Supervision Director

Oakdale, MN · Hybrid

$80K - $86K/yr

Engage in Supervisory Office Visits with assigned OSJ Managers to promote company supervisory practices, follow up on branch exam findings, and proactively address potential compliance issues to ...

Osaic

Regional Supervision Director

Scottsdale, AZ · Hybrid

$80K - $86K/yr

Engage in Supervisory Office Visits with assigned OSJ Managers to promote company supervisory practices, follow up on branch exam findings, and proactively address potential compliance issues to ...

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Osj information

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$26K

$89.3K

$194.5K

How much do osj jobs pay per year?

As of Jun 8, 2026, the average yearly pay for osj in the United States is $89,266.00, according to ZipRecruiter salary data. Most workers in this role earn between $29,000.00 and $115,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by OSJ (Office of Supervisory Jurisdiction) Managers in maintaining compliance across multiple branch offices?

OSJ Managers often encounter the challenge of overseeing compliance for several geographically dispersed branch offices, each with its own unique client base and operational style. Ensuring consistent adherence to regulatory policies and firm procedures can be demanding, especially with evolving industry regulations. Effective communication, regular audits, and ongoing training are essential to mitigate compliance risks. OSJ Managers also need to foster a collaborative environment, working closely with branch managers and advisors to address issues proactively and support a culture of ethical conduct.

What are OSJs in the financial industry?

OSJ stands for Office of Supervisory Jurisdiction. In the financial services industry, particularly among broker-dealers, an OSJ is a branch office that has enhanced supervisory responsibilities. These offices are responsible for overseeing the activities of financial advisors and other registered representatives, ensuring regulatory compliance, conducting inspections, and reviewing transactions. OSJs play a crucial role in maintaining ethical standards and protecting clients by enforcing firm and industry regulations.

What is an OSJ job?

An OSJ (Office of Supervisory Jurisdiction) job typically involves overseeing financial advisors and ensuring compliance with regulatory and firm policies. OSJs supervise transactions, review communications, and provide guidance to advisors within a designated region. They play a crucial role in maintaining ethical standards and regulatory adherence in financial services.

What are the key skills and qualifications needed to thrive as an OSJ (Office of Supervisory Jurisdiction) Manager, and why are they important?

To thrive as an OSJ Manager, you need a deep understanding of financial regulations, supervisory procedures, and compliance requirements, typically supported by FINRA Series 24 (General Securities Principal) and other relevant licenses. Familiarity with compliance software, surveillance tools, and broker-dealer systems is essential for effective oversight. Strong leadership, attention to detail, and clear communication skills help foster a compliant and ethical work environment. These skills are crucial to ensure regulatory adherence, mitigate risk, and support the success of registered representatives within the organization.
More about Osj jobs
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Osj jobs near you
Infographic showing various Osj job openings in the United States as of May 2026, with employment types broken down into 98% Full Time, and 2% Contract. Highlights an 30% Physical, 32% Hybrid, and 38% Remote job distribution, with an average salary of $89,266 per year, or $42.9 per hour.
Senior Branch Office Examiner

Senior Branch Office Examiner

Advisor Group

Scottsdale, AZ • On-site

$80K - $85K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 9 days ago

Job description

Current Employees and Contractors Apply Here
Osaic Careers
REMOTE Compliance Risk Opportunity in Financial Services
Senior Branch Office Examiner
Location(s): Open to Qualified Remote Applicants in the United States
Role Type: Full-time
Salary: $80,000 - $85,000 per year + annual bonus
Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.
Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits.
Summary:
Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.
Education Requirements:
  • High School diploma or equivalent required
  • Bachelor's degree preferred.

Responsibilities:
  • Conduct approximately 85-100 exams per year either onsite or remotely, if applicable.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.
  • Perform "for cause" exams as needed.
  • Mentor and train Junior team members.
  • All other duties as assigned

Basic Requirements:
  • 3-5 years' experience as a Branch Examiner in the Independent Broker-Dealer Channel.
  • FINRA series 7 and 24 (or 9/10) licenses are required.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Basic proficiency for information technology and skills used to communicate electronically, organize activities and analyze information. Proficiency in MS Office.
  • Must be detail-oriented, investigative and the ability to work independently.

Preferred Requirements:
  • Experience with Independent Broker-Dealers a plus.
  • FINRA Series 63 and/ or 66 preferred.

#LI-Remote
Current Employees and Contractors Apply Here
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About Advisor Group

Sourced by ZipRecruiter

Be a part of the team behind our success! At Advisor Group, we support financial professionals nationwide, the people who help everyday Americans achieve their dreams. We're a billion-dollar business with the mentality and drive of a startup. Join us in building something special.

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

1988

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