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Manager Regulatory Compliance Program Jobs in Indiana

Superior Auto Inc

Chief Compliance Officer

Fort Wayne, IN · On-site

$150K - $200K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Manage regulatory examinations, audits, investigations, and enforcement matters. * Advise executive leadership and the Board of Directors regarding regulatory, compliance, and enterprise risk issues.

Caterpillar

$112K - $169K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

The Senior Technical Regulatory Compliance Engineer supports product regulatory compliance programs through various activities that assist in managing compliance risk and ensuring compliance for ...

New

Caterpillar

$112K - $169K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

The Senior Technical Regulatory Compliance Engineer supports product regulatory compliance programs through various activities that assist in managing compliance risk and ensuring compliance for ...

New

Everwise Credit Union

Fair Banking, Manager

Carmel, IN · On-site

Develop, implement, and administer the organization's Fair Banking Compliance Program, which ... Serve as a subject-matter resource on regulatory and compliance initiatives, providing guidance to ...

Powers Health

Manager Eng Reg Compliance

Munster, IN · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Directly manages the Engineering Regulatory Compliance Coordinators at SMMC's, SCH, PHRC and ... Our comprehensive benefits program includes, but is not limited to: * Medical, dental and vision ...

New

Powers Health

Manager Eng Reg Compliance

Munster, IN · On-site

$36.59 - $58.50/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Directly manages the Engineering Regulatory Compliance Coordinators at SMMC's, SCH, PHRC and ... Our comprehensive benefits program includes, but is not limited to: * Medical, dental and vision ...

New

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Manager Regulatory Compliance Program information

What does a manager regulatory compliance program do?

A Manager of Regulatory Compliance Program oversees an organization's adherence to laws, regulations, and internal policies relevant to its industry. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and ensuring that employees understand and follow regulatory requirements. The manager also liaises with regulatory agencies, coordinates audits, and responds to compliance issues to minimize legal and financial risks. Their work is critical in helping organizations operate ethically and avoid penalties or reputational damage.

What are some common challenges faced by a manager regulatory compliance program, and how can they be addressed?

One of the key challenges for a Manager Regulatory Compliance Program is staying updated with frequently changing regulations across multiple jurisdictions, which requires constant learning and adaptation. Another challenge is ensuring consistent compliance across diverse business units, often requiring strong communication and training initiatives. Managers must also effectively collaborate with legal, operations, and audit teams to identify gaps and implement corrective actions. Building robust monitoring systems and fostering a culture of compliance within the organization can help address these challenges and ensure regulatory requirements are met.

What is the difference between Manager Regulatory Compliance Program vs Compliance Analyst?

AspectManager Regulatory Compliance ProgramCompliance Analyst
CertificationsCertified Regulatory Compliance Manager (CRCM), CPACertified Compliance & Ethics Professional (CCEP), CAMS
Work EnvironmentOversees compliance teams, develops programs, strategic planningPerforms audits, monitors compliance, reports findings
Employer & Industry UsageFinancial services, healthcare, bankingFinancial institutions, healthcare, corporate compliance

The Manager Regulatory Compliance Program typically leads compliance initiatives, manages teams, and develops policies, requiring strategic oversight. In contrast, the Compliance Analyst focuses on executing compliance tasks, conducting audits, and monitoring adherence to regulations. Both roles are essential in maintaining regulatory standards but differ in scope and responsibility.

What are popular job titles related to Manager Regulatory Compliance Program jobs in Indiana?

For Manager Regulatory Compliance Program jobs in Indiana, the most frequently searched job titles are:

What job categories do people searching Manager Regulatory Compliance Program jobs in Indiana look for?

The top searched job categories for Manager Regulatory Compliance Program jobs in Indiana are:

What cities in Indiana are hiring for Manager Regulatory Compliance Program jobs?

Cities in Indiana with the most Manager Regulatory Compliance Program job openings:

Manager Regulatory Compliance Program jobs near you

Chief Compliance Officer

Superior Auto Inc

Fort Wayne, IN • On-site

$150K - $200K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted yesterday

Job description

Superior Auto is one of the Midwest's largest privately held automotive retailers, operating 71 locations across Indiana, Ohio, Michigan, and Kentucky and growing. We are seeking an experienced compliance executive to serve as our Chief Compliance Officer.

Reporting directly to the CEO or CFO—and serving as a member of the Executive Leadership Team—this individual will provide strategic leadership over the Company's regulatory, compliance, and risk management functions. The successful candidate will serve as a trusted advisor to leadership while ensuring compliance with all applicable laws and regulations governing consumer finance, automotive lending, collections, asset recovery, privacy, and employment practices.

Benefits

  • Competitive executive compensation package with annual bonus opportunity.
  • Comprehensive medical, dental, and vision insurance.
  • Company-paid life and long-term disability insurance, optional supplemental life insurance, short-term disability coverage, and a full suite of voluntary benefits.
  • 401(k) with company match upon eligibility.
  • Paid vacation and paid company holidays.

Key Responsibilities

  • Lead the Company's Compliance Management System (CMS) and enterprise compliance strategy across operations in Indiana, Ohio, Michigan, and Kentucky.
  • Serve as primary liaison with various regulatory authorities and outside counsel.
  • Manage regulatory examinations, audits, investigations, and enforcement matters.
  • Advise executive leadership and the Board of Directors regarding regulatory, compliance, and enterprise risk issues.
  • Serve as a trusted advisor to executive leadership and departmental leaders, providing guidance on regulatory compliance, operational challenges, risk management, investigations, and other complex compliance and business issues.

Qualifications

  • Bachelor's degree required; advanced degree preferred.
  • 10+ years of compliance, regulatory, or risk leadership experience.
  • Experience within consumer finance, automotive finance, banking, lending, collections, or other regulated financial services.
  • Strong knowledge of federal regulations, including UDAAP, FCRA, FDCPA, TILA, ECOA, GLBA, and related consumer finance laws.
  • Experience managing regulatory examinations and advising executive leadership and boards.

Preferred Experience

  • Consumer finance experience.
  • Asset recovery, repossession, collections, and bankruptcy operations.
  • Multi-state regulatory compliance.
  • Employment law.
  • Real estate.

Join Our Team

This is a unique opportunity to join a successful and growing organization in a highly visible executive leadership role with direct Board exposure and the ability to influence strategy across a multi-state consumer finance operation.