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Manager Of Compliance Jobs (NOW HIRING)

Wealthfront

Director of Compliance

Palo Alto, CA · On-site +1

$215K - $246K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

Lead the compliance risk management team, ensuring compliant operations, products, and services ... Coordinate the accurate and timely filing of all required regulatory documents, including ADV Part ...

Beanstalk Academy

Director of Compliance

Bronx, NY · On-site

$100K - $110K/yr

Primary Responsibilities Regulatory & Audit Management â—Ź Lead compliance programs across all ... Strong understanding of NYC DOH daycare licensing, inspections, and operations. â—Ź Agency ...

Ernest Health

Director of Compliance

Las Cruces, NM · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Overview Director of Compliance - Full Time - Las Cruces, New Mexico At Rehabilitation Hospital of ... Effective organizational and time management skills. * Effective written and verbal communication ...

Current

Director of Compliance

Tampa, FL · Remote

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

The role will also manage and develop members of the Compliance team and help strengthen a consistent culture of compliance across Current. The role requires strong technical judgment, a hands on ...

Kaplan, Inc.

Director of Compliance

Boston, MA · On-site

Job Title Director of Compliance The Director of Compliance (North America) is responsible for ... The Director serves as a senior escalation point for safeguarding and incident management while ...

Texas Original

Director of Compliance

Bastrop, TX

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

The Director of Compliance is the company's primary point of contact with all regulators. This is a ... Physical security is overseen through a Security Manager who reports to this role. Key ...

Energy CX

Director of Compliance

Chicago, IL · On-site

$135K - $165K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Director of Compliance About this Job Energy CX is hiring a Director of Compliance to build out the ... Review, redline, and manage NDAs, MSAs, RFPs, and vendor agreements within SLAs * Translate outside ...

HTG Management LLC

Vice President of Compliance

Miami, FL · Hybrid

$120K - $161K/yr

The VP of Compliance develops and implements policies and procedures to maintain full compliance ... Strong time management and organizational skills are essential to balance travel commitments with ...

SPP

Director of Compliance

Little Rock, AR · On-site

$174K - $231K/yr

  • Medical

  • Life

  • Retirement

Five (5) plus years of leadership experience managing compliance, regulatory, operational, reliability, or risk-based programs and teams. * Working knowledge of NERC Reliability Standards and the ...

KIPP

Manager of ARD Compliance

Houston, TX · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • PTO

The Manager of Special Education Compliance serves as a critical support to special populations, faculty and school leaders, providing guidance in the areas of IEP development, 504 plans, and ...

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Manager Of Compliance information

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$38.5K

$95.1K

$157K

How much do manager of compliance jobs pay per year?

As of Aug 16, 2026, the average yearly pay for manager of compliance in the United States is $95,103.00, according to ZipRecruiter salary data. Most workers in this role earn between $70,000.00 and $116,500.00 per year, depending on experience, location, and employer.

What does a manager of compliance do?

A Manager of Compliance oversees an organization’s adherence to laws, regulations, and internal policies. They develop, implement, and monitor compliance programs to minimize risk and ensure ethical conduct. Their responsibilities include conducting audits, providing compliance training, and reporting on regulatory matters to senior management. By staying up to date on relevant laws, they help protect the company from legal and financial penalties.

What are the key skills and qualifications needed to thrive as a manager of compliance?

To thrive as a Manager of Compliance, you need strong knowledge of regulatory frameworks, risk management, and compliance procedures, often supported by a degree in law, business, or a related field. Familiarity with compliance management systems, audit software, and certifications like Certified Compliance & Ethics Professional (CCEP) are highly valued. Excellent analytical thinking, attention to detail, and persuasive communication skills set top performers apart. These skills and qualifications ensure organizations remain compliant, mitigate risk, and foster a culture of ethical business practices.

What are some common challenges faced by a manager of compliance, and how can they be addressed?

Managers of Compliance often encounter challenges such as keeping up with rapidly changing regulations, ensuring consistent policy enforcement across departments, and fostering a culture of compliance within the organization. To address these, it's important to stay informed through continuous professional education, utilize compliance management software for tracking and reporting, and work closely with other departments to provide training and support. Building strong communication channels and promoting ethical behavior company-wide can also help mitigate risks and encourage adherence to compliance standards.

What is the difference between Manager Of Compliance vs Compliance Officer?

AspectManager Of ComplianceCompliance Officer
CertificationsCertified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM)CCEP, CRCM, or similar compliance certifications
Work EnvironmentOversees compliance programs, manages teams, develops policiesMonitors adherence to regulations, conducts audits, reports findings
Employer & Industry UsageFinancial services, healthcare, corporate sectorsFinancial institutions, healthcare providers, corporations
Search & Comparison IntentUnderstanding managerial roles, responsibilities, and qualificationsOperational compliance tasks, daily monitoring, reporting

The Manager Of Compliance typically holds a leadership role, overseeing compliance programs and managing teams, while the Compliance Officer focuses on implementing policies, monitoring adherence, and conducting audits. Both roles require similar certifications and are common in regulated industries, but the manager has broader strategic responsibilities.

How much do managers of compliance earn?

Managers of compliance typically earn a median annual salary ranging from $70,000 to $120,000, depending on experience, industry, and location. They often hold certifications such as Certified Compliance & Ethics Professional (CCEP) and oversee regulatory adherence, risk management, and policy implementation within organizations.

What cities are hiring for Manager Of Compliance jobs?

Cities with the most Manager Of Compliance job openings:

What are the most commonly searched types of Of Compliance jobs?

The most popular types of Of Compliance jobs are:

What states have the most Manager Of Compliance jobs?

States with the most job openings for Manager Of Compliance jobs include:

Manager Of Compliance jobs near you
Infographic showing various Manager Of Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 86% Full Time, 12% Part Time, and 1% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $95,103 per year, or $45.7 per hour.

Director of Compliance

Wealthfront

Palo Alto, CA • On-site, Remote

$215K - $246K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 27 days ago

Job description

The role requires a talented, passionate, and experienced compliance professional to join Wealthfront's Compliance Team, collaborating extensively within our Legal and Compliance function and cross-functionally with departments including Communications, Design, Engineering, Marketing, and Product.
Responsibilities
  • Lead the compliance risk management team, ensuring compliant operations, products, and services across the Company's various business lines and regulated entities.
  • Support the Chief Compliance Officer in designing, executing, and managing the enterprise-wide compliance and ethics program. Supervise and mentor Compliance staff, design training initiatives, and drive an organizational culture of ethics and accountability.
  • Lead the Governance, Risk, and Compliance ("GRC") program for effective regulatory risk management, including developing and maintaining relevant process, risk, and control documentation.
  • Administer the Company's policy governance program, which encompasses the development, publication, and maintenance of applicable policies and procedures for the Company and its regulated entities.
  • Develop, implement, and maintain a comprehensive AI governance framework to ensure the safe, ethical, and legally compliant deployment of artificial intelligence systems.
  • Plan, facilitate, and execute all necessary monitoring, testing, periodic risk assessments, executive reporting functions, and certification processes for the broker-dealer's supervisory policies, ensuring compliance with relevant securities laws and regulations.
  • Lead the annual control evaluation and reporting requirements for the Company's regulated entities, including the broker-dealer and two investment advisers.
  • Partner with the General Counsel and senior legal team to implement and maintain a regulatory change management program, analyzing new regulations and proactively creating compliant solutions for products and services.
  • Direct the Company's compliance efforts related to its proprietary money market fund, the Wealthfront Treasury Money Market Fund (WLTXX).
  • Enhance and maintain organizational and record-keeping processes to enable timely and accurate responses to regulatory inquiries and examinations.
  • Coordinate the accurate and timely filing of all required regulatory documents, including ADV Part 1, ADV Part 2A, ADV Part 2B, Form BD, 17H, and 13F.

Expertise
  • Possess a customer-focused, business-centric, and team-oriented mindset, with a strong dedication to completing valuable work.
  • Demonstrated ability to communicate effectively and influence positive organizational outcomes at all levels.
  • Exhibit excellent organizational skills and the ability to meet deadlines within a high-paced environment.
  • Maintain a strong working knowledge of FINRA, MSRB, and SEC rules, particularly those applicable to public communications and record-keeping requirements.
  • Intellectual curiosity regarding the application of technology to enhance business processes is preferred.
  • Broad analytical skills, including experience identifying, quantifying problems, and providing creative, effective solutions, are a plus.
  • Product experience with mutual funds, money market funds, ETFs, margin products, and 529 plans is preferred.
  • General understanding of broader financial services, including investment advisory, planning, banking, and insurance, is advantageous.

Requirements
  • 10+ years of professional experience, including direct experience as a compliance professional at a broker-dealer or investment advisory firm
  • FINRA Series 7 and 24 or Series 14; willingness to obtain other registrations and/or licenses as necessary

Estimated annual salary: $215,000 - $246,875 plus equity and a discretionary bonus.
Benefits include medical, vision, dental, 401K plan, generous time off, parental leave, wellness reimbursements, professional development, employee investing discount, and more!
About Wealthfront
Here at Wealthfront, our mission is to create a financial system that favors people, not institutions. We do this by leveraging technology to build powerful, low-cost, and easy-to-use financial products that help modern investors grow and manage their money.
We started with the ambition to transform the investment advisory business. By automating strategies typically reserved for the wealthy, we unlocked access to high quality investment advice for a digitally-native generation that was underserved by traditional institutions. Since then, we've expanded to a full suite of products designed to help our clients turn their savings into long-term wealth, including:
• A Cash Account that, through our partner banks, offers one of the highest annual percentage yields on uninvested cash in the industry, while providing instant and secure access to your money with no account fees and a full suite of checking features.
• A zero-commission Stock Investing Account with 50+ handpicked collections that help DIY investors discover new companies and make smarter investing decisions.
• Multiple automated investing portfolios designed to unlock tax savings through sophisticated strategies like fixed income, tax-loss harvesting, and direct indexing-which we offer at industry-leading low costs and accessible minimums.
Our award-winning products have attracted over 1 million clients who trust us with more than $90 billion of their hard earned savings-and we're far from done. If you're inspired to help us reshape the financial industry as we create our next chapter, let's talk!
For more information please visit www.wealthfront.com.We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.
Please review our candidate privacy notice.
Disclosures: All investing involves risk, including the possible loss of principal. Tax-Loss Harvesting benefits vary depending on the client's entire tax and investment profile. Wealthfront doesn't provide tax advice. The Cash Account is offered by Wealthfront Brokerage LLC ("Wealthfront Brokerage"), Member of FINRA/SIPC. Wealthfront Brokerage is not a bank. We convey funds to partner banks who accept and maintain deposits, provide the variable interest rate, and provide access to FDIC pass-through insurance. Investment management and advisory services-which are not FDIC insured-are provided by Wealthfront Advisers LLC ("Wealthfront Advisers"), an SEC-registered investment adviser. The checking features offered in the Wealthfront Cash Account are provided by Green Dot Bank, Member FDIC. Fees and Eligibility requirements may apply to certain checking features, please see the Deposit Account Agreement for details.
By "award-winning products", please refer to www.wealthfront.com/reviews for more information. Wealthfront Corporation oversees Total Client Assets and Trusted Clients through Wealthfront Advisers and Wealthfront Brokerage. Wealthfront Advisers and Wealthfront Brokerage are wholly owned subsidiaries of Wealthfront Corporation.

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