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Manager Investment Compliance Jobs (NOW HIRING)

Victory Capitel

Investment Compliance Associate

Boston, MA · On-site

$97K - $115K/yr

VCTR) is a diversified global asset management firm. We serve institutional, intermediary, and individual clients through our Investment Franchises and Solutions Platform, which manage specialized ...

T. Rowe Price

$87 - $148/hr

As a premier global asset management organization with more than 85 years of experience, we provide ... Investment Compliance is a global team responsible for ensuring compliance with a diverse set of ...

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Manager Investment Compliance information

See salary details

$38.5K

$95.1K

$157K

How much do manager investment compliance jobs pay per year?

As of Sep 3, 2026, the average yearly pay for manager investment compliance in the United States is $95,103.00, according to ZipRecruiter salary data. Most workers in this role earn between $70,000.00 and $116,500.00 per year, depending on experience, location, and employer.

What does a manager investment compliance do?

A Manager Investment Compliance oversees the development and implementation of policies and procedures to ensure that investment activities comply with regulatory requirements and internal standards. They monitor trading activities, review investment portfolios, and provide guidance to ensure adherence to legal and ethical guidelines. This role often involves collaborating with regulatory bodies, conducting compliance training, and staying updated on changes in financial regulations. The manager also investigates and resolves potential compliance issues, working to minimize organizational risk.

What are the key skills and qualifications needed to thrive as a manager investment compliance, and why are they important?

To thrive as a Manager Investment Compliance, you need a deep understanding of investment regulations, risk management, and compliance frameworks, typically supported by a degree in finance, law, or a related field and relevant professional certifications (such as CFA or CAMS). Familiarity with compliance monitoring systems, investment management software, and regulatory reporting tools is essential. Strong analytical thinking, attention to detail, and excellent communication skills enable effective oversight and collaboration with internal and external stakeholders. These skills ensure the organization adheres to regulatory requirements, mitigates risk, and maintains investor trust.

What are some common challenges faced by a manager investment compliance, and how can they be addressed?

A Manager Investment Compliance often faces challenges such as keeping up with evolving regulations, ensuring timely reporting, and maintaining effective communication with portfolio managers and legal teams. Addressing these challenges requires staying current with regulatory updates, implementing robust compliance monitoring systems, and fostering a culture of open communication and collaboration within the organization. Regular training and clear documentation also help mitigate compliance risks and support consistent adherence to internal and external guidelines.

What is the difference between Manager Investment Compliance vs Investment Analyst?

AspectManager Investment ComplianceInvestment Analyst
CertificationsSeries 7, 63, 65/66, CFA (preferred)Series 7, 63, CFA (preferred)
Work EnvironmentCompliance departments, financial firmsResearch, financial analysis teams
Primary FocusEnsuring adherence to regulations, policiesAnalyzing investments, market research
Employer & Industry UsageAsset management firms, broker-dealersInvestment banks, asset managers

While both roles operate within the financial industry, the Manager Investment Compliance primarily focuses on regulatory adherence and compliance oversight, whereas the Investment Analyst concentrates on analyzing investment opportunities and market data. The certifications and work environments often overlap, but their core responsibilities differ significantly.

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Manager Investment Compliance jobs near you
Infographic showing various Manager Investment Compliance job openings in the United States as of August 2026, with employment types broken down into 87% Full Time, 12% Part Time, and 1% Contract. Highlights an 87% Physical, 2% Hybrid, and 11% Remote job distribution, with an average salary of $95,103 per year, or $45.7 per hour.

Investment Compliance Associate

Victory Capitel

Boston, MA • On-site

$97K - $115K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Re-posted 2 days ago

Job description

Portfolio Compliance Associate
Victory Capital | Boston, MA
About Victory Capital:
Victory Capital (NASDAQ: VCTR) is a diversified global asset management firm. We serve institutional, intermediary, and individual clients through our Investment Franchises and Solutions Platform, which manage specialized investment strategies across traditional and alternative asset classes. Our differentiated approach combines the power of investment autonomy with the support of a robust, fully integrated operational and distribution platform. Clients have access to focused, top-tier investment talent equipped with comprehensive resources designed to deliver competitive long-term performance.
Victory Capital is headquartered in San Antonio, Texas. To learn more, visit www.vcm.com or follow us on Facebook, Twitter (X), and LinkedIn.
General Summary and Purpose:
You support a team of compliance professionals within VCM's Legal and Compliance department, assisting with regulatory oversight and trade compliance activities. In this role, you will contribute to daily trade compliance monitoring, rule implementation support, client onboarding processes and escalation procedures, while ensuring alignment with regulatory requirements, client guidelines and internal policies and procedures. You will have the opportunity to collaborate closely with portfolio management, operations, legal and sales, while receiving cross-training in select non-core compliance functions to support broader department initiatives.
You Will:
  • Support and contribute to daily monitoring of pre- and post-trade activity across multiple asset classes and account types under manager supervision.
  • Assist in maintaining the portfolio trade compliance program, with a focus on coding, testing, and managing rules within Charles River (CRD) with oversight.
  • Execute a wide range of compliance tasks, including the interpretation of client and prospectus guidelines, rule coding, and regulatory adherence to various standards and regulations including the Investment Company Act of 1940, UCITS Directives and CSSF.
  • Conduct initial review of potential active and passive UCITS breaches, including, documentation of findings, and coordination with portfolio managers, escalating complex issues to senior team members/management to ensure effective remediation.
  • Assist in preparing detailed incident reports and client reporting activities.
  • Support new account onboarding, including interpretation of client guidelines, rule analysis, coding and coordination with portfolio management, legal and operations teams.
  • Perform trade compliance testing and validation to support client certification and other regulatory reporting requirements.
  • Participate in the portfolio compliance team's planning and execution of the compliance rule library migrations under management direction.

You Have:
  • 2-4 years of experience in portfolio compliance or related financial services compliance role.
  • Experience compliance monitoring systems with an emphasis on Charles River (CRD) and demonstrated knowledge of trade order management workflows.
  • Ability to understand and execute regulatory concepts while providing clear communication to senior members of the firm.
  • Experience interpreting and coding UCITS rules, reviewing client IMAs, and conducting new account onboarding from a portfolio trade compliance perspective.
  • Experience with global ESG frameworks and their application to SFDR investment processes.
  • Working knowledge of 1940 Act requirements, UCITS guidelines, CSSF regulations, and other applicable US and international regulations governing trading and investment adviser activities.
  • Knowledge and experience working with various asset classes including Equities, Swaps, Futures, Exchange Linked Notes (ELNs), Asset-Backed Securities and Insurance Linked Securities.
  • Bachelor's degree (or above) in a relevant field.

Our Benefits:
Victory Capital Management offers excellent Medical, Dental, Vision plans, Flexible PTO, Family Medical and Disability Leaves, Education Tuition Reimbursement and a 401k plan with a generous employer match.
Target Compensation:
The target base salary range for this position is $97,750 - $115,000.
Salaries are determined based on internal equity, internal salary ranges, market data/ranges, applicant's skills and prior relevant experience, certain degrees, and certifications.
Victory Capital Management operates a pay-for-performance compensation philosophy and total compensation may vary based on role, location, department and individual performance.
Victory Capital Management's total compensation package includes the opportunity for annual compensation bonuses and/or commissions and a generous benefits package.
We are committed to equal employment opportunity without regard to actual or perceived race, color, creed, religion, national origin, ancestry, citizenship status, age, sex or gender (including pregnancy, childbirth, pregnancy-related conditions, and lactation), gender identity or expression (including transgender status), sexual orientation, marital status, military service and veteran status, physical or mental disability, genetic information, height, weight, hair texture or a hairstyle historically associated with race to include braids, locks, or twists; or any other characteristic protected by applicable federal, state, or local laws and ordinances.
Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws.
For further information, please review the Know Your Rights notice from the Department of Labor.

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