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Life Insurance Compliance Jobs (NOW HIRING)

New York Life Insurance

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Life Insurance Agent

Charlotte, NC · On-site

$60K - $100K/yr

Life Insurance Agent Position Summary As a Life Insurance Agent, you will help individuals and ... Prepare and submit insurance applications while ensuring regulatory compliance. * Maintain ongoing ...

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Maverick Insured

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Insurance Sales Associate -Life Insurance Agent

Loudon, TN · On-site

$5.0K - $7.0K/mo

... compliance requirements Products and Carriers Representatives may offer term life, whole life, indexed universal life, final-expense insurance, and annuities through carriers including Americo ...

Veteran-friendly

Urgent

Training provided

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Life Insurance Compliance information

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How much do life insurance compliance jobs pay per hour?

As of Aug 6, 2026, the average hourly pay for life insurance compliance in the United States is $26.29, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $31.49 per hour, depending on experience, location, and employer.

What is life insurance compliance?

Life Insurance Compliance refers to the processes and policies that ensure life insurance companies and agents follow all relevant laws, regulations, and industry standards. This includes monitoring sales practices, product disclosures, advertising, and claims handling to protect consumers and maintain the integrity of the insurance industry. Compliance professionals help organizations avoid legal penalties, ensure fair treatment of policyholders, and foster trust in the marketplace.

Is working in life insurance compliance a good career?

Life insurance compliance is a stable career that involves ensuring insurance products and practices meet legal and regulatory standards. It requires knowledge of industry regulations, attention to detail, and often a compliance certification or legal background. The field offers opportunities for advancement and steady employment in the financial services sector.

What are the key skills and qualifications needed to thrive in life insurance compliance, and why are they important?

Success in Life Insurance Compliance requires a solid understanding of insurance regulations, policy administration, and risk assessment, often supported by a bachelor's degree in business, finance, or a related field. Familiarity with compliance management software, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) are typically advantageous. Exceptional attention to detail, ethical judgment, and strong communication skills enable professionals to navigate complex regulations and collaborate effectively with both internal teams and external regulators. These competencies are crucial to ensuring organizational adherence to legal standards, minimizing risk, and maintaining trust with clients and regulatory bodies.

What is the difference between Life Insurance Compliance vs Life Insurance Underwriter?

AspectLife Insurance ComplianceLife Insurance Underwriter
Required CredentialsCertifications in compliance, insurance regulations, and sometimes legal or risk managementLicenses in insurance, underwriting certifications, and sometimes actuarial knowledge
Work EnvironmentOffice settings, regulatory agencies, or insurance company compliance departmentsUnderwriting departments, insurance companies, or independent agencies
Employer & Industry UsageInsurance companies, regulatory bodies, compliance consulting firmsInsurance companies, underwriting firms, brokers
Common Search & Comparison IntentUnderstanding compliance roles in life insuranceUnderstanding underwriting roles in life insurance

Life Insurance Compliance professionals focus on ensuring insurance products and company practices adhere to legal and regulatory standards. In contrast, Life Insurance Underwriters evaluate individual applications to determine risk and policy approval. Both roles are essential in the insurance industry but serve different functions related to regulation versus risk assessment.

What are some common challenges faced by professionals in life insurance compliance roles?

Professionals in life insurance compliance often encounter challenges related to keeping up with frequently changing regulations at both state and federal levels. They must ensure that all company practices, policies, and products align with legal requirements, which can be complex given the variety of products and jurisdictions involved. Additionally, they collaborate closely with legal, underwriting, and sales teams to provide guidance and training, making strong communication skills essential. Balancing risk mitigation with enabling business growth is also a key aspect of the role.
More about Life Insurance Compliance jobs
What job categories do people searching Life Insurance Compliance jobs look for? The top searched job categories for Life Insurance Compliance jobs are:
Life Insurance Compliance jobs near you
Infographic showing various Life Insurance Compliance job openings in the United States as of August 2026, with employment types broken down into 94% Full Time, 3% Part Time, and 3% Temporary. Highlights an 89% In-person, and 11% Remote job distribution, with an average salary of $54,687 per year, or $26.3 per hour.

Insurance Compliance Officer

Muni Insurance, Inc.

Naugatuck, CT • On-site

Full-time

Posted 22 days ago

Job description

Insurance Compliance Officer

Muni Insurance, Inc. — Waterbury, CT

About Us

Muni Insurance, Inc. is a full-line independent insurance agency based in Waterbury, CT, offering personal lines, life & health, commercial, and specialty coverage to individuals and businesses throughout Connecticut. As we scale our team and expand our book of business, we're building out the operational infrastructure to support sustainable, compliant growth — and we're looking for a Compliance Officer to help lead that effort.

Position Summary

The Insurance Compliance Officer will be responsible for ensuring the agency's operations, licensing, documentation, and client-facing practices meet all state and federal regulatory requirements. This role will work closely with agency leadership and producers to build and maintain compliance processes as the agency grows, including licensing management, E&O risk mitigation, carrier appointment compliance, and staff training on regulatory standards.

This is an excellent opportunity for a detail-oriented professional who wants to play a foundational role in shaping compliance systems at a growing independent agency.

Key Responsibilities

  • Monitor and ensure compliance with Connecticut Department of Insurance regulations and other states if applicable
  • Track and maintain producer and agency licensing, appointments, and continuing education requirements
  • Review policy documentation, client files, and correspondence for regulatory and E&O risk compliance
  • Maintain and update agency compliance policies and procedures, including privacy practices (e.g., NPI/PII handling) and anti-fraud protocols
  • Partner with agency leadership to ensure IC producer agreements, commission structures, and onboarding materials meet regulatory standards
  • Conduct periodic internal audits of client files, renewal documentation, and quoting/binding practices
  • Serve as the primary point of contact for carrier compliance requests and E&O carrier inquiries
  • Develop and deliver staff training on compliance topics, including proper documentation, disclosure requirements, and record retention
  • Stay current on regulatory changes affecting personal lines, commercial lines, life & health, and specialty insurance products
  • Support renewal and retention processes by ensuring follow-up documentation meets compliance standards
  • Maintain organized compliance records within the agency management system (EZLynx)

Qualifications

  • 3+ years of experience in insurance compliance, agency operations, or a related regulatory role
  • Active Connecticut Property & Casualty and/or Life & Health license preferred (or ability to obtain within 90 days)
  • Working knowledge of state insurance regulations, E&O risk factors, and agency licensing requirements
  • Strong attention to detail and organizational skills
  • Excellent written and verbal communication skills
  • Ability to work independently and collaboratively with producers and leadership
  • Experience with agency management systems (EZLynx preferred, but not required)
  • Prior experience in an independent agency setting is a plus

Preferred Skills

  • Familiarity with commercial lines, personal lines, and specialty insurance compliance requirements
  • Experience developing or delivering staff training programs
  • Background in audit processes or quality control within an insurance or financial services setting

What We Offer

  • Competitive salary based on experience
  • Opportunity to shape compliance infrastructure at a growing agency
  • Collaborative team environment
  • Room for growth as the agency scales toward its long-term goals

How to Apply

Interested candidates should submit a resume and brief cover letter outlining relevant compliance experience.