At least 2 years of risk management, compliance or legal oversight experience Preferred Qualifications: * 5+ years of Project or Program Management experience leading cross functional programs in ...
At least 2 years of risk management, compliance or legal oversight experience Preferred Qualifications: * 5+ years of Project or Program Management experience leading cross functional programs in ...
Help shape how we manage credit risk at the legal entity level across a dynamic regional portfolio. In this role, you will turn complex exposure movements and market events into clear executive ...
Help shape how we manage credit risk at the legal entity level across a dynamic regional portfolio. In this role, you will turn complex exposure movements and market events into clear executive ...
Help shape how we manage credit risk at the legal entity level across a dynamic regional portfolio. In this role, you will turn complex exposure movements and market events into clear executive ...
Help shape how we manage credit risk at the legal entity level across a dynamic regional portfolio. In this role, you will turn complex exposure movements and market events into clear executive ...
Risk Management - North America Legal Entity Credit Risk -Vice President
Manhattan, NY · On-site
$122K - $211K/yr
Help shape how we manage credit risk at the legal entity level across a dynamic regional portfolio. In this role, you will turn complex exposure movements and market events into clear executive ...
Risk Management - North America Legal Entity Credit Risk -Vice President
Manhattan, NY · On-site
$122K - $211K/yr
Help shape how we manage credit risk at the legal entity level across a dynamic regional portfolio. In this role, you will turn complex exposure movements and market events into clear executive ...
VP & General Manager - Legal Dept ZE0A
New York, NY · On-site
$200K - $250K/yr
Risk Prevention & Business Support: Serves as a "goalkeeper" of MAC by preventing internal errors ... Regional Legal & Compliance Advisory: Advises senior management with timely and accurate guidance ...
VP & General Manager - Legal Dept ZE0A
New York, NY · On-site
$200K - $250K/yr
Risk Prevention & Business Support: Serves as a "goalkeeper" of MAC by preventing internal errors ... Regional Legal & Compliance Advisory: Advises senior management with timely and accurate guidance ...
Legal Counsel
New York, NY · On-site
Partner closely with Sales and Customer Success to improve contract velocity while managing legal risk * Build scalable contract templates, negotiation playbooks, fallback positions, and approval ...
Legal Counsel
New York, NY · On-site
Partner closely with Sales and Customer Success to improve contract velocity while managing legal risk * Build scalable contract templates, negotiation playbooks, fallback positions, and approval ...
Manager, Vendor Risk
Manhattan, NY · On-site
$87K - $116K/yr
The Vendor Risk Manager owns, develops, implements, enhances, and maintains MCU's vendor risk ... Collaborate with Enterprise Risk, Legal, Information Security, and business units to evaluate and ...
Quick apply
Manager, Vendor Risk
Manhattan, NY · On-site
$87K - $116K/yr
The Vendor Risk Manager owns, develops, implements, enhances, and maintains MCU's vendor risk ... Collaborate with Enterprise Risk, Legal, Information Security, and business units to evaluate and ...
Responsibilities Legal Entity Risk Management: Be responsible for developing, implementing, leading and maintaining the risk management frameworks for Everest's Reinsurance Legal Entities in North ...
Responsibilities Legal Entity Risk Management: Be responsible for developing, implementing, leading and maintaining the risk management frameworks for Everest's Reinsurance Legal Entities in North ...
Effectively risk manage all relevant risk factors inherent to the trading of distressed instruments (market risk, legal risk, idiosyncratic and restructuring risk) * Conduct quantitative and ...
Quick apply
Effectively risk manage all relevant risk factors inherent to the trading of distressed instruments (market risk, legal risk, idiosyncratic and restructuring risk) * Conduct quantitative and ...
Responsibilities Legal Entity Risk Management: Be responsible for developing, implementing, leading and maintaining the risk management frameworks for Everest's Reinsurance Legal Entities in North ...
Responsibilities Legal Entity Risk Management: Be responsible for developing, implementing, leading and maintaining the risk management frameworks for Everest's Reinsurance Legal Entities in North ...
Responsibilities Legal Entity Risk Management: Be responsible for developing, implementing, leading and maintaining the risk management frameworks for Everest's Reinsurance Legal Entities in North ...
Responsibilities Legal Entity Risk Management: Be responsible for developing, implementing, leading and maintaining the risk management frameworks for Everest's Reinsurance Legal Entities in North ...
Responsibilities Legal Entity Risk Management: Be responsible for developing, implementing, leading and maintaining the risk management frameworks for Everest's Reinsurance Legal Entities in North ...
Responsibilities Legal Entity Risk Management: Be responsible for developing, implementing, leading and maintaining the risk management frameworks for Everest's Reinsurance Legal Entities in North ...
Manager, Enterprise Risk
Manhattan, NY · On-site
Demonstrated ability to lead enterprise-wide programs across multiple legal entities and business ... Experience in risk management technology implementation is an asset. * A proactive and solution ...
Manager, Enterprise Risk
Manhattan, NY · On-site
Demonstrated ability to lead enterprise-wide programs across multiple legal entities and business ... Experience in risk management technology implementation is an asset. * A proactive and solution ...
Demonstrated ability to lead enterprise-wide programs across multiple legal entities and business ... Experience in risk management technology implementation is an asset. * A proactive and solution ...
Demonstrated ability to lead enterprise-wide programs across multiple legal entities and business ... Experience in risk management technology implementation is an asset. * A proactive and solution ...
Review global regulatory and legal obligations to assess potential impacts on reputation risk management. * Conduct quarterly reviews of the Firm's risk inventory, ensuring quality and consistency ...
Review global regulatory and legal obligations to assess potential impacts on reputation risk management. * Conduct quarterly reviews of the Firm's risk inventory, ensuring quality and consistency ...
Senior Operations Risk Analyst - Enterprise Risk Management
Bethpage, NY · On-site +1
$40.41 - $48.50/hr
Preparation of monthly, quarterly and annual reports and presentations for the Chief Legal & Risk Officer, FVP of Enterprise and Third-Party Risk Management, Enterprise Risk Management Committee ...
Senior Operations Risk Analyst - Enterprise Risk Management
Bethpage, NY · On-site +1
$40.41 - $48.50/hr
Preparation of monthly, quarterly and annual reports and presentations for the Chief Legal & Risk Officer, FVP of Enterprise and Third-Party Risk Management, Enterprise Risk Management Committee ...
Risk Management - Firmwide Reputation Risk Governance - Vice President
Manhattan, NY · On-site
$99K - $198K/yr
Review global regulatory and legal obligations to assess potential impacts on reputation risk management. * Conduct quarterly reviews of the Firm's risk inventory, ensuring quality and consistency ...
Risk Management - Firmwide Reputation Risk Governance - Vice President
Manhattan, NY · On-site
$99K - $198K/yr
Review global regulatory and legal obligations to assess potential impacts on reputation risk management. * Conduct quarterly reviews of the Firm's risk inventory, ensuring quality and consistency ...
Review global regulatory and legal obligations to assess potential impacts on reputation risk management. * Conduct quarterly reviews of the Firm's risk inventory, ensuring quality and consistency ...
Review global regulatory and legal obligations to assess potential impacts on reputation risk management. * Conduct quarterly reviews of the Firm's risk inventory, ensuring quality and consistency ...
Role Overview The Manager of Risk & Trust Operations is responsible for translating the ... Partner closely with sales, legal, and product teams to scope and deliver risk assessments tailored ...
Role Overview The Manager of Risk & Trust Operations is responsible for translating the ... Partner closely with sales, legal, and product teams to scope and deliver risk assessments tailored ...
Senior Operations Risk Analyst - Enterprise Risk Management
Bethpage, NY · On-site
$40.41 - $48.50/hr
Preparation of monthly, quarterly and annual reports and presentations for the Chief Legal & Risk Officer, FVP of Enterprise and Third-Party Risk Management, Enterprise Risk Management Committee ...
Senior Operations Risk Analyst - Enterprise Risk Management
Bethpage, NY · On-site
$40.41 - $48.50/hr
Preparation of monthly, quarterly and annual reports and presentations for the Chief Legal & Risk Officer, FVP of Enterprise and Third-Party Risk Management, Enterprise Risk Management Committee ...
Legal Risk Manager information
How does a legal risk manager typically collaborate with other departments within an organization?
What are the key skills and qualifications needed to thrive as a legal risk manager, and why are they important?
What is legal risk management?
What is the difference between Legal Risk Manager vs Compliance Officer?
| Aspect | Legal Risk Manager | Compliance Officer |
|---|---|---|
| Required Credentials | Law degree, legal certifications, risk management certifications | Legal or regulatory certifications, compliance training |
| Work Environment | Legal departments, risk management teams, corporate offices | Regulatory agencies, corporate compliance departments |
| Employer & Industry Usage | Financial, healthcare, corporate sectors | Financial, healthcare, manufacturing, and other regulated industries |
| Common Search & Comparison Intent | Understanding legal risk roles, legal expertise in risk management | Ensuring regulatory compliance, risk mitigation strategies |
The Legal Risk Manager focuses on identifying and mitigating legal risks within an organization, often requiring legal qualifications and working closely with legal teams. The Compliance Officer primarily ensures that the company adheres to laws and regulations, often with compliance certifications. Both roles are vital in regulated industries and share overlapping skills, but their core focus differs: legal risk management versus regulatory compliance.

Full-time
Re-posted 14 days ago
Capital One rating
7.7
Based on 146 frontline employees who took The Breakroom Quiz
93rd of 170 rated banks
Job description
- Support development and execution of the NPRM testing and monitoring strategy
- Perform testing & monitoring of the first line network participant risk management including detailed data analysis to identify risks, problem areas, and development/completion of remediation plans
- Help serve as subject matter expert to Business Risk Office (BRO) and Independent Risk Management (IRM) functions in the assessment of operational risk
- Effectively challenges and is a thought leader in providing guidance to implementing Network Participant risk management practices
- Supports management and ownership of related policies and/or standards with regard to the Network Participant Risk Oversight Program
- Executes challenge activities to provide elevated areas of suspected risk and to gain assurance that risk-taking groups are appropriately representing their control environments
- Ensure results of challenge activities are properly documented and communicated, and perform and support detailed validation data analysis to include trending, problem identification, and development/completion of remediation plans
- Consults on Issue/Event analysis and reporting functions to observe trends and provide insights on changes to the Network Participant risk environment
- Collaborates effectively with stakeholders across multiple organizations to achieve objectives
- Demonstrates problem-solving and analysis skills with attention to detail
- Demonstrates strong communication, collaboration, problem solving and influencing skills across various levels of the organization
- Balances multiple priorities to help drive business value and support team objectives, while managing tasks and activities related to risk management initiatives to support the Network Participant Risk Management team in a well-managed capacity
- Assists in the development of risks, issues and/or mitigation plans to ensure the business implements needed changes and addresses areas of exposure
- High School Diploma, GED or equivalent certification
- At least 4 years of risk management experience within the financial services industry
- At least 2 years of payment network experience
- At least 2 years of experience in third party risk or risk governance oversight
- At least 2 years of risk management, compliance or legal oversight experience
- 5+ years of Project or Program Management experience leading cross functional programs in Risk
- Experience creating presentations with PowerPoint or Google Slides
- Risk management certification such as: Certified Third-Party Risk Professional (CTPRP)
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Riverwoods, IL: $138,100 - $157,700 for Risk ManagerCandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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