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Lead Compliance Analyst Jobs (NOW HIRING)

Carmax

Sr. Analyst, Technology Compliance

Richmond, VA · On-site

$99K - $148K/yr

About this job We are looking for a Senior Technology Compliance Analyst who will play a pivotal ... You will lead control reviews for new business areas, technologies, and evolving processes ...

Aegon

Lead Compliance Surveillance Analyst

Baltimore, MD

$156K/yr

... compliance surveillance program. ----Lead routine to complex reviews and investigations of potential agent misconduct, sales practice concerns, and elevated conduct risks by analyzing policy ...

New

amphenol

Compliance Analyst

Allen, TX · On-site

Lead export compliance activities and help ensure adherence to all applicable export control ... Strong analytical and problem-solving skills. Attributes aligned to our AFSI Mission * Detail ...

Eight Eleven Group

Compliance Analyst

Indianapolis, IN · On-site

Compliance Analyst Eight Eleven Group is a family of specialized workforce solutions and consulting ... Project work as assigned to you by your lead and/or supervisor Minimum Requirements: * Bachelor ...

Amphenol

Compliance Analyst

Allen, TX · On-site

$85K - $95K/yr

Lead export compliance activities and help ensure adherence to all applicable export control ... Strong analytical and problem-solving skills. Attributes aligned to our AFSI Mission * Detail ...

Aegon

Lead Compliance Surveillance Analyst

Denver, CO

$161K/yr

... compliance surveillance program. ----Lead routine to complex reviews and investigations of potential agent misconduct, sales practice concerns, and elevated conduct risks by analyzing policy ...

New

Point32Health

Lead Compliance Program Manager

Canton, MA · On-site

$166K/yr

The Lead Compliance Program Manager should make recommendations for change by performing risk analysis and by using basic analytical and problem-solving capabilities to support the recommendation.

Point32health

Lead Compliance Program Manager

Canton, MA

$166K/yr

The Lead Compliance Program Manager should make recommendations for change by performing risk analysis and by using basic analytical and problem-solving capabilities to support the recommendation.

Continental Finance

Compliance Analyst

Wilmington, DE · Hybrid

Effectively plan and function as audit lead for scheduled audits of various areas (compliance ... Develop, review, and analyze the ongoing effectiveness of all audit programs, recommending changes ...

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All JobsLead Compliance Analyst Jobs

Lead Compliance Analyst information

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$50K

$157.5K

How much do lead compliance analyst jobs pay per year?

As of Aug 7, 2026, the average yearly pay for lead compliance analyst in the United States is $152,036.00, according to ZipRecruiter salary data. Most workers in this role earn between $157,000.00 and $157,000.00 per year, depending on experience, location, and employer.

What does a lead compliance analyst do?

A Lead Compliance Analyst is responsible for ensuring that a company adheres to regulatory requirements and internal policies. They oversee compliance programs, conduct risk assessments, and monitor business activities to detect potential violations. Their role often includes training staff on compliance matters, preparing reports for management, and serving as a liaison with regulatory agencies. By doing so, they help prevent legal issues and maintain the organization's reputation.

Is compliance analyst a stressful job?

A compliance analyst role can be stressful due to the need to ensure strict adherence to regulations, manage tight deadlines, and handle complex documentation. The job often requires attention to detail, analytical skills, and the ability to work under pressure, especially during audits or regulatory changes.

How does a lead compliance analyst typically collaborate with other departments to ensure regulatory standards are met?

A Lead Compliance Analyst works closely with departments such as Legal, Risk Management, Internal Audit, and Operations to ensure all processes adhere to relevant regulations and company policies. This often involves coordinating compliance training, reviewing business procedures, and providing guidance on regulatory changes. Regular meetings and cross-functional projects are common, allowing the analyst to proactively identify potential compliance gaps and recommend solutions. Effective communication and relationship-building skills are essential, as the role often requires translating complex regulations into actionable steps for various teams.

What are the key skills and qualifications needed to thrive as a lead compliance analyst, and why are they important?

To thrive as a Lead Compliance Analyst, you generally need expertise in regulatory compliance, risk assessment, and policy development, often supported by a degree in finance, law, or a related field. Familiarity with compliance management systems, data analytics tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) are typically required. Strong analytical thinking, attention to detail, and effective communication are crucial soft skills for leading teams and ensuring adherence to regulations. These skills and qualifications are essential for mitigating organizational risks and maintaining a culture of ethical compliance.

What is the difference between Lead Compliance Analyst vs Compliance Analyst?

AspectLead Compliance AnalystCompliance Analyst
CertificationsCertified Compliance & Ethics Professional (CCEP), CAMSSame certifications often required
Work EnvironmentLeads compliance projects, supervises teamSupports compliance functions, performs audits
Employer & IndustryFinancial services, healthcare, corporate sectorsSimilar industries, entry to mid-level roles
Search & Comparison IntentUnderstanding leadership roles in complianceEntry to mid-level compliance roles

The main difference between a Lead Compliance Analyst and a Compliance Analyst lies in responsibility level. The Lead Compliance Analyst typically oversees compliance programs, leads teams, and manages complex projects, while the Compliance Analyst supports daily compliance activities and performs audits. Both roles require similar certifications and are common in industries like finance and healthcare. The Lead role is more strategic and supervisory, whereas the Compliance Analyst focuses on execution and support.

More about Lead Compliance Analyst jobs
What cities are hiring for Lead Compliance Analyst jobs? Cities with the most Lead Compliance Analyst job openings:
What states have the most Lead Compliance Analyst jobs? States with the most job openings for Lead Compliance Analyst jobs include:
What job categories do people searching Lead Compliance Analyst jobs look for? The top searched job categories for Lead Compliance Analyst jobs are:
Lead Compliance Analyst jobs near you
Infographic showing various Lead Compliance Analyst job openings in the United States as of August 2026, with employment types broken down into 87% Full Time, 10% Part Time, and 3% Contract. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $152,036 per year, or $73.1 per hour.

Compliance Analyst

Intercontinental Exchange Holdings, Inc.

Jacksonville, FL • On-site

Full-time

Posted 3 days ago

New

Job description

Overview
Job Purpose
This role is responsible for auditing and evaluating mortgage loan files to ensure accuracy and compliance with regulatory, investor, and rating agency requirements. The Compliance Analyst examines loan documentation against program guidelines, identifies and documents exceptions or deviations, and validates data discrepancies flagged by compliance analysts. Additional responsibilities include reviewing incoming trailing documents and client/seller rebuttals, managing workload assignments directed by a Team Lead, and meeting defined production standards.
Responsibilities
  • Review and evaluate audits of mortgage loan files, ensuring accuracy and adherence to regulatory compliance, investor requirements, and rating agency requirements, when applicable.
  • Ensure that all loan reviews comply with program guidelines, identifying and documenting any deviations or exceptions.
  • Review and update any exceptions, providing relevant facts to support the findings made by the compliance analyst.
  • Verify and confirm any data discrepancies identified by the compliance analyst.
  • Review incoming trailing documents or rebuttals submitted by the client and/or seller.
  • Work loan assignments based on the instructions from the project Team Lead/Business Analyst.
  • Meet the minimum production standards as communicated by the project Team Lead.
  • Monitor all communication channels (Outlook, Teams, Phone) for company updates/announcements and requests from your colleagues/Team Lead.
  • Perform other duties as required or assigned.

Knowledge and Experience
  • 7+ years due diligence and regulatory compliance experience.
  • Proven working knowledge of all current mortgage compliance requirements including but not limited to RESPA, TILA, TRID, ATR/QM, Dodd/Frank and all other applicable State and Federal regulatory requirements.
  • Extensive experience with computer programs used for mortgage loan reviews, along with a solid understanding of the Microsoft Office suite
  • Understanding of Rating Agency criteria and grading as it pertains to RMBS reviews.
  • Ability to manage time and priorities effectively in a fast-paced environment.
  • Demonstrate consistent attention to detail.
  • Strong verbal & written communication skills.

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Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.

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