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Internship Financial Compliance Jobs (NOW HIRING)

Group One Trading

Compliance Associate

Chicago, IL · On-site

$75K - $90K/yr

Prior internship or experience in compliance, trading operations, or financial services preferred * Familiarity with trading concepts, market structure, or securities regulations preferred * FINRA ...

Cresset Capital

Compliance Intern

Denver, CO · On-site

$25/hr

Over the course of the internship, you will work closely with team members to review and analyze ... This is a great opportunity for students interested in finance, legal, or compliance careers to ...

Group One Trading

Compliance Associate

Chicago, IL

$75K - $90K/yr

Prior internship or experience in compliance, trading operations, or financial services preferred * Familiarity with trading concepts, market structure, or securities regulations preferred * FINRA ...

Group One Trading

Compliance Associate

Chicago, IL · On-site

$75K - $90K/yr

Prior internship or experience in compliance, trading operations, or financial services preferred * Familiarity with trading concepts, market structure, or securities regulations preferred * FINRA ...

Cresset Capital

Compliance Intern

Denver, CO · On-site

$25/hr

Over the course of the internship, you will work closely with team members to review and analyze ... This is a great opportunity for students interested in finance, legal, or compliance careers to ...

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Internship Financial Compliance information

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$26.5K

$46.8K

$74K

How much do internship financial compliance jobs pay per year?

As of May 28, 2026, the average yearly pay for internship financial compliance in the United States is $46,803.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,000.00 and $48,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as an Internship Financial Compliance, and why are they important?

To thrive as an Internship Financial Compliance, you need a basic understanding of accounting principles, regulatory frameworks, and business ethics, often supported by coursework in finance or accounting. Familiarity with Excel, financial reporting software, and compliance management tools is typically expected. Strong attention to detail, analytical thinking, and effective communication skills help interns excel in this role. These skills and qualities are crucial for accurately monitoring compliance, supporting audit processes, and ensuring organizational adherence to financial regulations.

What types of tasks and responsibilities can I expect during a Financial Compliance internship?

As a Financial Compliance intern, you'll typically assist with monitoring adherence to financial regulations, preparing compliance reports, and supporting internal audits. You may also help review policies and procedures to ensure they align with legal standards, and participate in research on regulatory updates. Regular collaboration with compliance officers and other departments is common, providing a valuable opportunity to learn about both the technical and interpersonal aspects of compliance work. This hands-on experience helps interns develop a strong understanding of compliance frameworks and prepares them for more advanced roles in the field.

What is an Internship in Financial Compliance?

An Internship in Financial Compliance is a temporary position, usually for students or recent graduates, where individuals gain hands-on experience assisting with the monitoring and enforcement of financial regulations within an organization. Interns often help review company policies, conduct audits, and ensure that financial practices meet legal and ethical standards. This role provides valuable exposure to compliance frameworks, risk management, and the inner workings of finance departments. It is a great opportunity to learn about regulatory requirements and prepare for a career in financial compliance.

What is the difference between Internship Financial Compliance vs Financial Analyst?

AspectInternship Financial ComplianceFinancial Analyst
Required CredentialsTypically pursuing or recent graduate, some certifications optionalBachelor's degree in finance, accounting, or related field; certifications like CFA beneficial
Work EnvironmentInternship setting, often in corporate or financial institutionsFull-time role in finance departments, investment firms, or banks
Employer & Industry UsageUsed in financial institutions, corporations, and government agencies for compliance tasksCommon in investment firms, banks, and corporate finance teams for analysis and decision-making

Internship Financial Compliance focuses on assisting with regulatory adherence and compliance tasks, often as a learning role. Financial Analysts analyze financial data to support investment and business decisions. While both roles require financial knowledge, internships are entry-level and more compliance-oriented, whereas analysts perform in-depth financial analysis and reporting.

More about Internship Financial Compliance jobs
What cities are hiring for Internship Financial Compliance jobs? Cities with the most Internship Financial Compliance job openings:
What are the most commonly searched types of Financial Compliance jobs? The most popular types of Financial Compliance jobs are:
What states have the most Internship Financial Compliance jobs? States with the most job openings for Internship Financial Compliance jobs include:
What job categories do people searching Internship Financial Compliance jobs look for? The top searched job categories for Internship Financial Compliance jobs are:
Internship Financial Compliance jobs near you
Infographic showing various Internship Financial Compliance job openings in the United States as of May 2026, with employment types broken down into 6% As Needed, 17% Full Time, and 77% Part Time. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $46,803 per year, or $22.5 per hour.

Analyst, Compliance Registrations

Cantor Fitzgerald Securities

Jacksonville, FL • On-site

Full-time

Posted 19 days ago

Job description

Job Description
We are seeking a Compliance Analyst to join our team in Jacksonville, FL. This role is crucial in maintaining the firm's compliance with regulatory bodies. The ideal candidate will have a strong understanding of securities and futures regulations and be able to work collaboratively with various teams. They will assist in preparing and filing regulatory forms, tracking deadlines, and ensuring the firm's compliance calendar is up-to-date.
Responsibilities
  • Monitor and maintain firm and individual registrations on FINRA Web CRD, IARD, and NFA ORS platforms.
  • Assist with the preparation and filing of regulatory forms, including U4, U5, BD, BR, 8-R, 8-T, ADV, and 7-R.
  • Collaborate with Legal, HR, and supervisory teams to meet Rule 4530 reporting and disclosure obligations.
  • Help track deadlines and update the compliance calendar for timely regulatory filings and renewals.
  • Support the opening of qualification exam windows, monitor exam activity, and maintain records.
  • Assist with the firm's Continuing Education program by tracking module completion.
  • Perform pre-hire registration checks, including background reviews and fingerprint submissions.
  • Coordinate study materials for licensing exams and continuing education.
  • Communicate with regulators to resolve registration issues and support inquiries.
  • Draft correspondence to regulatory bodies under supervision.

Qualifications
  • Bachelor's degree is required, with a preference for coursework or internships in compliance, finance, or legal studies.
  • 0-2 years of experience in compliance, legal, or regulatory functions is preferred.
  • Basic familiarity with securities and futures regulations is essential.
  • Exposure to FINRA Gateway, NFA ORS, or EDGAR is an advantage.
  • Strong organizational skills, attention to detail, and the ability to meet deadlines are crucial.
  • Excellent written and verbal communication skills are required.
  • Eagerness to learn and the ability to work independently and in a team are key attributes.
  • Proficiency in Microsoft Office Suite (Excel, Outlook, Word) is necessary.
  • High integrity, discretion, and professionalism are expected.
  • A willingness to undergo training for specific platforms and regulations is beneficial.

Apply