About the Job Serve as a lead on the Enterprise Compliance Systems Management team with responsibility for one or more enterprise compliance monitoring applications used by the Home Office and field.
About the Job Serve as a lead on the Enterprise Compliance Systems Management team with responsibility for one or more enterprise compliance monitoring applications used by the Home Office and field.
WI · On-site
$60 - $80/hr
Role Overview The Compliance Specialist will be responsible for ensuring the company's prediction ... Health Insurance * Retirement Plans * Paid Time Off Location: Middleton, US Seniority: Mid-Level ...
WI · On-site
$60 - $80/hr
Role Overview The Compliance Specialist will be responsible for ensuring the company's prediction ... Health Insurance * Retirement Plans * Paid Time Off Location: Middleton, US Seniority: Mid-Level ...
COMPLIANCE CONSULTANT
Menomonee Falls, WI · On-site
Shift 1 Job Summary: The Compliance Consultant position is responsible for assisting the ... Medical, Dental, Vision, Life Insurance, Short & Long Term Disability, Free Workplace Clinics
COMPLIANCE CONSULTANT
Menomonee Falls, WI · On-site
Shift 1 Job Summary: The Compliance Consultant position is responsible for assisting the ... Medical, Dental, Vision, Life Insurance, Short & Long Term Disability, Free Workplace Clinics
Regulatory Reporting & Compliance Specialist
Madison, WI · Hybrid
$62K - $103K/yr
As a Regulatory Reporting & Compliance Specialist you'll ensure our business succeeds across all ... Solid knowledge and understanding of insurance products and related pricing concepts. * Solid ...
Regulatory Reporting & Compliance Specialist
Madison, WI · Hybrid
$62K - $103K/yr
As a Regulatory Reporting & Compliance Specialist you'll ensure our business succeeds across all ... Solid knowledge and understanding of insurance products and related pricing concepts. * Solid ...
Associate Financial Representative
Milwaukee, WI · On-site +1
$10/hr
Ensuring NMIS and insurance compliance requirements are implemented and followed * Maintaining annual review notes in Envestnet and mailing annual review letters to clients* * Can be performed if ...
Associate Financial Representative
Milwaukee, WI · On-site +1
$10/hr
Ensuring NMIS and insurance compliance requirements are implemented and followed * Maintaining annual review notes in Envestnet and mailing annual review letters to clients* * Can be performed if ...
Compliance Analyst I
Milwaukee, WI · On-site
As the Compliance Analyst , you will: * Research, review, and interpret routine legal and ... Communicate with state departments of insurance. * Advise and assist in developing and updating ...
Compliance Analyst I
Milwaukee, WI · On-site
As the Compliance Analyst , you will: * Research, review, and interpret routine legal and ... Communicate with state departments of insurance. * Advise and assist in developing and updating ...
Compliance Analyst I
Milwaukee, WI · On-site +1
Compliance Analyst I Under general supervision, performs one or more entry-level compliance duties ... Communicate with state departments of insurance. * Advise and assist in developing and updating ...
Quick apply
Compliance Analyst I
Milwaukee, WI · On-site +1
Compliance Analyst I Under general supervision, performs one or more entry-level compliance duties ... Communicate with state departments of insurance. * Advise and assist in developing and updating ...
Compliance Officer
Milwaukee, WI · Hybrid
$80K - $90K/yr
Description Our client is looking for a Mid level compliance analyst to join their team. The ... Insurance (Voluntary Life & AD&D for the employee and dependents) • Short and long-term ...
Compliance Officer
Milwaukee, WI · Hybrid
$80K - $90K/yr
Description Our client is looking for a Mid level compliance analyst to join their team. The ... Insurance (Voluntary Life & AD&D for the employee and dependents) • Short and long-term ...
Compliance Officer
Milwaukee, WI · Hybrid
$40 - $45/hr
Description Our client is looking for a Mid level compliance analyst to join their team. The ... Insurance (Voluntary Life & AD&D for the employee and dependents) • Short and long-term ...
Compliance Officer
Milwaukee, WI · Hybrid
$40 - $45/hr
Description Our client is looking for a Mid level compliance analyst to join their team. The ... Insurance (Voluntary Life & AD&D for the employee and dependents) • Short and long-term ...
Regulatory Compliance Analyst
Milwaukee, WI · On-site +1
This role supports regulatory compliance across assigned insurance products and jurisdictions while enabling efficient product development, filings, and ongoing lifecycle management. The Regulatory ...
Regulatory Compliance Analyst
Milwaukee, WI · On-site +1
This role supports regulatory compliance across assigned insurance products and jurisdictions while enabling efficient product development, filings, and ongoing lifecycle management. The Regulatory ...
Compliance Officer
Milwaukee, WI · On-site
This position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs ... Basic term and optional term life insurance * Short-term and long-term disability * Pregnancy ...
Compliance Officer
Milwaukee, WI · On-site
This position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs ... Basic term and optional term life insurance * Short-term and long-term disability * Pregnancy ...
Compliance Officer
Milwaukee, WI · On-site
This position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs ... Basic term and optional term life insurance * Short-term and long-term disability * Pregnancy ...
Compliance Officer
Milwaukee, WI · On-site
This position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs ... Basic term and optional term life insurance * Short-term and long-term disability * Pregnancy ...
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Senior, Compliance Manager
Waukesha, WI · On-site
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Senior, Compliance Manager
Waukesha, WI · On-site
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Senior, Compliance Manager
Waukesha, WI · On-site
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Senior, Compliance Manager
Waukesha, WI · On-site
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Insurance Agent
Janesville, WI · On-site
High level of integrity, professionalism, and attention to detail in all customer and compliance ... State insurance licensing (or eligibility to obtain required licenses within a specified timeframe)
Insurance Agent
Janesville, WI · On-site
High level of integrity, professionalism, and attention to detail in all customer and compliance ... State insurance licensing (or eligibility to obtain required licenses within a specified timeframe)
Senior, Compliance Manager
Waukesha, WI · On-site
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Senior, Compliance Manager
Waukesha, WI · On-site
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Senior, Compliance Manager
Waukesha, WI · On-site
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Senior, Compliance Manager
Waukesha, WI · On-site
US export compliance (e.g., Export Administration Regulations, International Traffic in Arms ... insurance; wellness programs; health savings account, health care and dependent care flexible ...
Director, Medicaid Compliance
Milwaukee, WI · On-site
$150 - $200/hr
... insurance, and healthcare navigation. We have more than 6,400 employees and associates in our ... S. Compliance team and play a key role in leading the Regulatory Compliance Management Program for ...
Director, Medicaid Compliance
Milwaukee, WI · On-site
$150 - $200/hr
... insurance, and healthcare navigation. We have more than 6,400 employees and associates in our ... S. Compliance team and play a key role in leading the Regulatory Compliance Management Program for ...
Enterprise Compliance Differentiated Solutions Consultant
Milwaukee, WI · On-site
$121K/yr
The Enterprise Compliance Differentiated Solutions Consultant is an individual contributor role responsible for supporting compliance strategies and practical business solutions for complex field ...
Enterprise Compliance Differentiated Solutions Consultant
Milwaukee, WI · On-site
$121K/yr
The Enterprise Compliance Differentiated Solutions Consultant is an individual contributor role responsible for supporting compliance strategies and practical business solutions for complex field ...
Insurance Compliance information
See Wisconsin salary details
$38.9K - $49.7K
3% of jobs
$49.7K - $60.6K
9% of jobs
$69.7K is the 25th percentile. Wages below this are outliers.
$60.6K - $71.5K
16% of jobs
$71.5K - $82.4K
18% of jobs
The median wage is $86K / yr.
$82.4K - $93.2K
13% of jobs
$93.2K - $104.1K
12% of jobs
$111.1K is the 75th percentile. Wages above this are outliers.
$104.1K - $115K
7% of jobs
$115K - $125.8K
5% of jobs
$125.8K - $136.7K
9% of jobs
$136.7K - $147.6K
4% of jobs
$147.6K - $158.5K
4% of jobs
$38.9K
$96K
$158.5K
How much do insurance compliance jobs pay per year?
What is an insurance compliance?
An Insurance Compliance job involves ensuring that an insurance company or agency follows all relevant laws, regulations, and industry guidelines. Professionals in this role monitor regulatory changes, implement compliance programs, and conduct internal audits to mitigate risks. They also assist with licensing, reporting, and resolving compliance issues to protect the company from legal and financial penalties. Effective communication with regulatory bodies and internal stakeholders is a key aspect of the role.
What does a typical day look like for someone working in insurance compliance?
A typical day for an Insurance Compliance professional involves reviewing internal processes, monitoring regulatory changes, and ensuring documents and policies adhere to legal standards. You may conduct internal audits, work closely with underwriters and legal teams, and respond to compliance inquiries or potential violations. The role often requires staying current with new laws and advising departments on changes that impact business practices. Collaborating with multiple teams and managing documentation are key aspects, making this position dynamic and detail-focused. This environment suits individuals who enjoy problem-solving and ensuring operational transparency for their organization.
What are the key skills and qualifications needed to thrive in insurance compliance, and why are they important?
To excel in Insurance Compliance, a solid understanding of insurance regulations, risk management, and investigative skills is typically required, often backed by a degree in business, finance, or a related field. Familiarity with compliance management software, regulatory databases, and relevant certifications such as Certified Compliance & Ethics Professional (CCEP) can be important. Strong attention to detail, analytical thinking, and effective communication are standout soft skills in this role. These skills are crucial for ensuring companies adhere to state and federal regulations, avoiding costly penalties and maintaining industry integrity.
What does an insurance compliance officer do?
What are the most commonly searched types of Insurance Compliance jobs in Wisconsin?
The most popular types of Insurance Compliance jobs in Wisconsin are:
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For Insurance Compliance jobs in Wisconsin, the most frequently searched job titles are:
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Cities in Wisconsin with the most Insurance Compliance job openings:

Full-time
Re-posted 18 days ago
Northwestern Mutual rating
8.0
Based on 76 frontline employees who took The Breakroom Quiz
173rd of 315 rated insurance
Job description
Serve as a lead on the Enterprise Compliance Systems Management team with responsibility for one or more enterprise compliance monitoring applications used by the Home Office and field. Own complex system enhancements from scoping and requirements through testing, change management, and implementation; direct feature testing and deployment and ensure governance-quality controls are applied. Conduct or oversee daily, monthly, and quarterly monitoring to confirm expected performance and control effectiveness, and perform program-level analyses of system health, monitoring coverage, and regulatory risk.
Create, maintain and publish robust documentation, user guides, metrics, dashboards, and reports for operational, executive, and regulatory audiences. Drive continuous improvement by identifying, evaluating, and implementing AI, automation, and analytics solutions in alignment with firm AI governance, partnering with cross-functional teams and vendors to deliver measurable outcomes. Proactively identify, quantify, and escalate significant issues and risk findings to leadership and governance forums; lead remediation, policy/procedure updates, and cross-functional remediation efforts. Provide training, onboarding, and coaching for team members and end users, and demonstrate the ability to triage and re-prioritize quickly across multiple systems and competing demands in a dynamic, regulatory-driven environment.
What You'll Do
- Lead and advance assigned initiatives for one or more monitoring and surveillance systems (scoping, requirements, design, UAT, deployment, change control), coordinating with multiple internal and external stakeholders.
- Conduct daily, monthly, and quarterly monitoring operations for assigned systems; validate system performance, tune detection logic to reduce false positives, and ensure monitoring coverage aligns with regulatory expectations and firm policies.
- Provide requirements to create monitoring dashboards. Monitor and publish compliance metrics, KPIs, dashboards, and trend reports that inform oversight decisions and executive/regulatory reporting; translate data into actionable insights and propose enhancements and process changes.
- Perform baseline and ad hoc analyses to identify and quantify compliance risk and system limitations; document findings, recommend mitigations, and escalate significant risks to leadership and governance forums.
- Drive continuous improvement by identifying automation and analytics opportunities, building business cases with success metrics, and leading pilots and program rollouts in accordance with firm AI and change governance.
- Manage vendor-delivered enhancements and services: define business requirements, validate deliverables through rigorous testing, maintain release documentation, and coordinate support/resolution of operational issues.
- Maintain and update system documentation, supervisory manuals, user guides, and procedural artifacts; ensure policies and procedures are aligned with system behavior, controls, and regulatory requirements.
- Provide training, onboarding, and coaching for divisional employees and, potentially, stakeholders; oversee user support escalation paths and ensure consistent, high-quality responses to regulatory and oversight requests.
- Lead and facilitate cross-functional planning and stakeholder communications across field and Home Office; influence outcomes without direct authority and build consensus on enhancements, prioritization, and program roadmaps.
- Mentor and provide leadership to less-senior team members; delegate tasks, review work products, and help develop the team's technical and compliance capabilities.
- Triage and prioritize work by risk, urgency, and impact; rapidly re-prioritize tasks and shift focus across multiple systems and competing demands while maintaining accuracy and timelines.
What You Bring to the Table
Required
- Minimum of 6 years of relevant experience supporting compliance monitoring, surveillance, or related technology programs; experience in financial services compliance or supervisory environments preferred.
- Demonstrated experience leading medium-to-large, cross-functional system projects from requirements through production implementation.
- Experience evaluating, piloting, and implementing AI/automation/analytics solutions in a regulated environment, including building business cases and defining success metrics; practical knowledge of AI governance requirements.
- Strong analytical skills with experience generating and analyzing baseline and recurring reports and synthesizing multiple data sources to drive recommendations.
- Proven problem-solving and decision-making ability; able to balance regulatory risk, business impact, and resource constraints.
- Excellent written and verbal communication skills; able to explain complex or sensitive information and build consensus across field and Home Office stakeholders.
- Demonstrated ability to triage, prioritize, and re-prioritize tasks quickly across multiple system tools in a dynamic, regulatory-driven environment.
Preferred
- FINRA registration (Series 7 and 24), preferred.
- Bachelor's degree in business, finance, information systems, or related field (or equivalent combination of education and experience).
- Prior experience supporting multiple enterprise compliance monitoring/surveillance systems and coordinating across Home Office and field stakeholders.
- Experience responding to regulatory inquiries/examinations and producing regulatory deliverables.
- Familiarity with ticketing/change-management systems, data visualization tools, and vendor management.
- Prior experience mentoring or leading team members and coordinating governance/escalation processes.
Skills You Have
Attention to Detail: Focuses on specific details to spot and correct errors in advance of them being found and surpass quality expectations. Performs work with thorough proofreading for presentation, content, accuracy, and overall quality.
Compliance Metrics, Monitoring & Reporting: Establishes, analyzes and interprets compliance metrics. Defines and implements monitoring controls in order to communicate compliance status, risks, trends and monitors results to stakeholders.
Cross Functional Partnering & Planning: Facilitates collaboration, communication, coordination, and planning with individuals and teams from different functions within the organization, and who have different areas of expertise, to achieve common goals.
Decision Making: Makes timely, data-driven decisions by understanding the probability of success, identifying risks, gathering business requirements, and developing value statements.
Industry Knowledge: Demonstrates extensive knowledge of common practices, regulatory considerations, market trends and the competitive landscape within a particular industry / sector to better understand and address unique client requirements, challenges, and context.
Project Management: Delivers projects in alignment to business requirements, specific success criteria, and stakeholder expectations. Plans, manages, and completes projects keeping cost and time considerations in mind.
#LI-Hybrid
Compensation Range:
Pay Range - Start:
$81,280.00
Pay Range - End:
$121,920.00
Geographic Specific Pay Structure:
Structure 110:
Structure 115:
We believe in fairness and transparency. It's why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you're living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, click here to learn more.
Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!
Northwestern Mutual is an equal opportunity employer that welcomes talented individuals of all backgrounds. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives.
What Northwestern Mutual employees say
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About Northwestern Mutual
Sourced by ZipRecruiter
Northwestern Mutual has been helping families and businesses achieve financial security for over 160 years through a distinctive planning approach that integrates risk management with wealth accumulation, preservation, and distribution. With more than $290 billion in assets, $30 billion in revenues and more than $1.9 trillion worth of life insurance protection in force, Northwestern Mutual delivers financial security to more than 4.6 million clients. People are the power behind Northwestern Mutual, and diversity makes us better. We are committed to reflecting and serving the marketplace. We do so by attracting and improving the engagement of those who bring their outstanding perspectives, ideas, and beliefs.
Industry
Finance and insurance
Company size
5,001 - 10,000 Employees
Headquarters location
Milwaukee, WI, US