Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) by earning your SIE, Series 7 Top Off, and Series 66 licenses-fully sponsored by Fidelity. You'll receive paid study time 4 ...
Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) by earning your SIE, Series 7 Top Off, and Series 66 licenses-fully sponsored by Fidelity. You'll receive paid study time 4 ...
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
$15.50 - $20.75/hr
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
$15.50 - $20.75/hr
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
$15.50 - $20.75/hr
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
$15.50 - $20.75/hr
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire * Leverage Fidelity's guidance tools to facilitate financial planning discussions and ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire * Leverage Fidelity's guidance tools to facilitate financial planning discussions and ...
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire * Minimum 2 years of financial services or relevant experience * Attainment of CFP ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire * Minimum 2 years of financial services or relevant experience * Attainment of CFP ...
Client Support Specialist We have an exciting opportunity for a remote, licensed Client Support ... Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Client Support Specialist We have an exciting opportunity for a remote, licensed Client Support ... Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Trading Services Manager III
Newark, DE · On-site
Finra licensing; SIE + Series 99; will provide time to completed. About Us JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers ...
Trading Services Manager III
Newark, DE · On-site
Finra licensing; SIE + Series 99; will provide time to completed. About Us JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers ...
Finra licensing; SIE + Series 99; will provide time to completed. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small ...
Finra licensing; SIE + Series 99; will provide time to completed. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small ...
Trading Services Manager III
Newark, DE · On-site
Finra licensing; SIE + Series 99; will provide time to completed. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small ...
Trading Services Manager III
Newark, DE · On-site
Finra licensing; SIE + Series 99; will provide time to completed. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small ...
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
New
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
New
Finra License information
What is a FINRA license?
A FINRA license is a certification granted by the Financial Industry Regulatory Authority (FINRA) that allows individuals to engage in specific securities-related activities, such as selling stocks, bonds, or giving investment advice. To obtain a FINRA license, candidates must pass qualifying exams such as the Series 7 or Series 63, depending on their desired role. These licenses help ensure that financial professionals meet industry standards and comply with regulations to protect investors. Maintaining a FINRA license often requires continuing education and adherence to ethical guidelines.
What are the key skills and qualifications needed to thrive in a FINRA-licensed financial professional role, and why are they important?
To thrive as a FINRA-licensed financial professional, you need a deep understanding of financial products, securities regulations, and ethical sales practices, typically supported by passing FINRA exams such as the Series 7 or Series 63. Proficiency with financial software platforms, compliance tools, and CRM systems is also essential for day-to-day operations. Strong interpersonal skills, attention to detail, and integrity help build client trust and ensure regulatory compliance. These skills are vital for managing client portfolios effectively, maintaining compliance, and succeeding in a highly regulated financial services environment.
What are some common challenges candidates face when preparing for FINRA licensing exams, and how can they overcome them?
Many candidates find the breadth of material covered in FINRA licensing exams, such as the Series 7 or Series 63, to be challenging, especially if they are new to financial regulations or securities products. Time management is crucial, as balancing study schedules with work or other responsibilities can be difficult. To overcome these challenges, candidates are encouraged to use structured study programs, take practice exams, join study groups, and leverage official FINRA resources. Seeking guidance from colleagues or mentors who have recently passed the exams can also provide practical insights and moral support.
What is the difference between Finra License vs Stock Broker?
| Aspect | Finra License | Stock Broker |
|---|---|---|
| Required Credentials | Finra licenses (e.g., Series 7, Series 63) | Series 7 license, registration with Finra |
| Work Environment | Financial firms, compliance roles | Brokerage firms, client-facing sales |
| Employer & Industry Usage | Financial regulatory bodies, firms | Brokerage firms, investment companies |
| Common Search & Comparison | Yes | Yes |
The Finra License refers to the certifications required to work in various financial roles, including being a stock broker. A stock broker is a professional who holds these licenses and actively sells securities to clients. While the Finra License is a credential, the stock broker is a role that requires holding specific licenses like Series 7. Essentially, the Finra License enables someone to become a stock broker, making them closely related in the financial industry.
Is working for FINRA a good career?
Working in a FINRA-related role typically involves regulatory compliance, securities oversight, or industry enforcement, requiring knowledge of financial regulations and licensing exams. It can offer stable employment, opportunities for advancement, and involvement in the financial industry, but job satisfaction depends on individual interests and career goals.
What can you do with a FINRA license?
A FINRA license allows individuals to work in securities and financial services, such as broker-dealer roles, investment advising, and trading. It certifies that the holder has met industry standards and passed exams like the Series 7 or Series 63, enabling them to sell securities and provide financial advice within regulated environments.
What are popular job titles related to Finra License jobs in Delaware?
For Finra License jobs in Delaware, the most frequently searched job titles are:
What job categories do people searching Finra License jobs in Delaware look for?
The top searched job categories for Finra License jobs in Delaware are:
What cities in Delaware are hiring for Finra License jobs?
Cities in Delaware with the most Finra License job openings:
Financial Services Representative, College Graduate - Greenville, DE
Greenville, DE • On-site
Full-time
Posted 7 days ago
Fidelity Investments rating
8.7
Based on 271 frontline employees who took The Breakroom Quiz
16th of 150 rated financial services
Job description
Note: Fidelity will not provide immigration sponsorship for this position.
The Role
Have a passion for helping people? Join our team as a Financial Services Representative where you'll support Fidelity's customers while building a great foundation for a career in financial planning and advice. Supercharge your early planning and advice career at Fidelity and prepare for a future as the face of our Investor Centers, with paid training to help you:
- Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) by earning your SIE, Series 7 Top Off, and Series 66 licenses-fully sponsored by Fidelity. You'll receive paid study time 4 days a week, licensing coaches, structured study plans, and dedicated support to help you succeed. This role requires successful completion of all exams.
- Build and Solidify Skills: You'll continue working 4 days remotely and 1 day on-site, supporting customers with increasing complexity to strengthen your skills. You'll also have dedicated weekly time for development, networking, and training. After completing the program, you'll transition to a fully on-site Investor Center role, with the possibility of spending additional time remotely supporting inbound customers based on business needs before that move.
- Discover Success: You'll gain confidence and develop proficiency serving customers as you join the wealth management development track and will spend time building advanced skills that will further develop your career in planning.
During your onboarding experience, you'll support Fidelity customers over the phone, answering questions about account balances, processing withdrawals and transfers, identifying resources, and placing trades while working from home with one day per week in the Investor Center. After completing onboarding, you'll transition to working on-site in the Investor Center each day.
The Expertise and Skills You Bring
- High energy and enthusiasm with a demonstrated passion for helping people
- Flexibility and self-motivation
- Experience in customer service (phone or in-person) and an ability to thrive face to face with clients in a fast-paced environment
- Eagerness to learn and build a profession in financial services
- Ability to deliver an outstanding customer experience
- Superb interpersonal skills, attention to detail, and ability to handle multiple tasks at once
- Coachability, collaboration, and curiosity fuels success in the role
The Team
We provide all the training you need to develop the skills needed to service customers and study for your FINRA licensing exams. You don't need a finance background or college degree to succeed in this role. Your achievements will be recognized and celebrated as you progress through this career development experience on your way to your first promotion. You can count on support and structure to plan for your future at Fidelity. The career coaching you receive will help you understand the array of career opportunities at Fidelity and chart a course to help you grow in a personalized career path.
Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Certifications:
Series 07 - FINRA, Series 66 - FINRA
Category:
Customer Service
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
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