Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
Insurance Agent - Dover, DE
Dover, DE · On-site
Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced) * Insurance or financial services experience preferred * Strong relationship-building and communication skills
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
$15.50 - $20.75/hr
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
$15.50 - $20.75/hr
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Cash and Controls Associate I
Newark, DE · On-site
FINRA licensing: SIE + Series 99 (or willingness to obtain) * Data analysis skills and ability to communicate insights effectively * Ability to create and deliver presentations to management and ...
Client Support Specialist We have an exciting opportunity for a remote, licensed Client Support ... Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Client Support Specialist We have an exciting opportunity for a remote, licensed Client Support ... Series 07 - FINRA, Series 63 - FINRA Category:Customer Service
Trading Services Manager III
Newark, DE · On-site
Finra licensing; SIE + Series 99; will provide time to completed. About Us JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers ...
Trading Services Manager III
Newark, DE · On-site
Finra licensing; SIE + Series 99; will provide time to completed. About Us JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers ...
Trading Services Manager III
Newark, DE · On-site
Finra licensing; SIE + Series 99; will provide time to completed. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small ...
Trading Services Manager III
Newark, DE · On-site
Finra licensing; SIE + Series 99; will provide time to completed. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small ...
Finra licensing; SIE + Series 99; will provide time to completed. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small ...
Finra licensing; SIE + Series 99; will provide time to completed. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small ...
U.S. Private Bank - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Private Bank - Global Families Group - Client Service Associate
Newark, DE · On-site
$14.25 - $19.75/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
U.S. Private Bank - Client Service Associate
$14.25 - $19.50/hr
FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for the position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date
Ability to obtain FINRA Series 6 & 63 licenses (if applicable in your region) #LI-CP1 #VIZI#
Ability to obtain FINRA Series 6 & 63 licenses (if applicable in your region) #LI-CP1 #VIZI#
Ability to obtain FINRA Series 6 & 63 licenses (if applicable in your region) #LI-CP1 #VIZI#
Ability to obtain FINRA Series 6 & 63 licenses (if applicable in your region) #LI-CP1 #VIZI#
FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, and Skills * Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite)
FINRA Series 99 License required within 120 days of start date. Preferred Qualifications, Capabilities, and Skills * Experience with advanced data analysis tools (e.g., Alteryx, Tableau, LLM Suite)
Finra License information
What are the key skills and qualifications needed to thrive in a FINRA-licensed financial professional role, and why are they important?
To thrive as a FINRA-licensed financial professional, you need a deep understanding of financial products, securities regulations, and ethical sales practices, typically supported by passing FINRA exams such as the Series 7 or Series 63. Proficiency with financial software platforms, compliance tools, and CRM systems is also essential for day-to-day operations. Strong interpersonal skills, attention to detail, and integrity help build client trust and ensure regulatory compliance. These skills are vital for managing client portfolios effectively, maintaining compliance, and succeeding in a highly regulated financial services environment.
What is the difference between Finra License vs Stock Broker?
| Aspect | Finra License | Stock Broker |
|---|---|---|
| Required Credentials | Finra licenses (e.g., Series 7, Series 63) | Series 7 license, registration with Finra |
| Work Environment | Financial firms, compliance roles | Brokerage firms, client-facing sales |
| Employer & Industry Usage | Financial regulatory bodies, firms | Brokerage firms, investment companies |
| Common Search & Comparison | Yes | Yes |
The Finra License refers to the certifications required to work in various financial roles, including being a stock broker. A stock broker is a professional who holds these licenses and actively sells securities to clients. While the Finra License is a credential, the stock broker is a role that requires holding specific licenses like Series 7. Essentially, the Finra License enables someone to become a stock broker, making them closely related in the financial industry.
What are some common challenges candidates face when preparing for FINRA licensing exams, and how can they overcome them?
Many candidates find the breadth of material covered in FINRA licensing exams, such as the Series 7 or Series 63, to be challenging, especially if they are new to financial regulations or securities products. Time management is crucial, as balancing study schedules with work or other responsibilities can be difficult. To overcome these challenges, candidates are encouraged to use structured study programs, take practice exams, join study groups, and leverage official FINRA resources. Seeking guidance from colleagues or mentors who have recently passed the exams can also provide practical insights and moral support.
What is a FINRA license?
A FINRA license is a certification granted by the Financial Industry Regulatory Authority (FINRA) that allows individuals to engage in specific securities-related activities, such as selling stocks, bonds, or giving investment advice. To obtain a FINRA license, candidates must pass qualifying exams such as the Series 7 or Series 63, depending on their desired role. These licenses help ensure that financial professionals meet industry standards and comply with regulations to protect investors. Maintaining a FINRA license often requires continuing education and adherence to ethical guidelines.
What are popular job titles related to Finra License jobs in Delaware? For Finra License jobs in Delaware, the most frequently searched job titles are:
What job categories do people searching Finra License jobs in Delaware look for? The top searched job categories for Finra License jobs in Delaware are:
What cities in Delaware are hiring for Finra License jobs? Cities in Delaware with the most Finra License job openings:
Other
Posted just now
Job description
Horace Mann is seeking a motivated insurance professional to join our team serving the educator market. This opportunity is designed for individuals looking to build or grow their own business while being supported by a strong brand, established resources, and a niche educator market.
Based on experience and background, this opportunity has an existing book of business and may be aligned as either an Exclusive Agent (EA) or an Enhanced Exclusive Agent. Both opportunities require a Property & Casualty and Life & Health license.
Role Options
- Exclusive Agent (EA):
Focused on continuing to build from an existing book of business while expanding market access within the educator community through school events, networking, and referrals, with renewal income earned as new business is written. - Enhanced Exclusive Agent:
Assumes and expands an existing book of educator clients with in-force policies and immediate renewal income, while continuing to grow relationships and deepen market presence. Must also have, at minimum, the SIE prior to start; Series 6 and/or Series 63 required or to be obtained after hire, as applicable.
What You'll Do
- Build and maintain relationships with educators and school employees
- Identify client needs and recommend insurance and financial solutions
- Generate new business through referrals, school partnerships, and networking
- Retain and renew policies while delivering exceptional service
- Cross-sell auto, home, life, and retirement products
- Participate in community and educator-focused events
What We Offer
- 1099 compensation with uncapped earning potential with renewals
- Industry-leading incentive compensation during the first 48 months while you grow your book (Exclusive Agent)
- Book of business with immediate renewal income (Enhanced Agent)
- Exclusive territory within a niche educator market
- Dedicated service support so you can focus on growth
- Ongoing training, technology, and business development resources
- Flexibility to manage your own schedule and business
Qualifications
- Active Life & Health and Property & Casualty licenses (Exclusive & Enhanced Agent)
- Ability to obtain FINRA licenses (SIE, Series 6 & 63, if applicable) (Enhanced)
- Insurance or financial services experience preferred
- Strong relationship-building and communication skills
- Entrepreneurial mindset and self-motivation
Why Horace Mann?
- Exclusive access to the educator market
- Opportunity to build a meaningful, long-term business
- Strong earning potential with stability and growth
- Ability to make a real impact supporting educators' financial futures
Whether you're looking to build from a small book, assume an established one, or grow into a future leadership role, Horace Mann offers a path designed to support your success.
#LI-CP1
#VIZI#