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Finra License Jobs in Delaware (NOW HIRING)

Associate Financial Advisor

Wilmington, DE

$77K - $127K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Must have the ability to obtain FINRA Series 65 and Life & Health licenses within 6 months of hire. * Ability to complete CFP certification requirements within 2 years of hire. * Must have general ...

New

Associate Financial Advisor

Wilmington, DE

$77K - $127K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Must have the ability to obtain FINRA Series 65 and Life & Health licenses within 6 months of hire. * Ability to complete CFP certification requirements within 2 years of hire. * Must have general ...

New

Associate Financial Advisor

Wilmington, DE · On-site

$77K - $127K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Must have the ability to obtain FINRA Series 65 and Life & Health licenses within 6 months of hire. * Ability to complete CFP certification requirements within 2 years of hire. * Must have general ...

New

Associate Financial Advisor

Wilmington, DE · On-site

$77K - $127K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Must have the ability to obtain FINRA Series 65 and Life & Health licenses within 6 months of hire. * Ability to complete CFP certification requirements within 2 years of hire. * Must have general ...

ETF Servicing Lead, Director

Wilmington, DE · On-site

  • Medical

  • Retirement

FINRA Series 99 and SIE licenses are required for this role and must be obtained within 90 days of hire. For San Francisco, CA Only the salary range for this position is USD$215,000.00 - USD$275,000 ...

Showing results 41-58

Finra License information

What is a FINRA license?

A FINRA license is a certification granted by the Financial Industry Regulatory Authority (FINRA) that allows individuals to engage in specific securities-related activities, such as selling stocks, bonds, or giving investment advice. To obtain a FINRA license, candidates must pass qualifying exams such as the Series 7 or Series 63, depending on their desired role. These licenses help ensure that financial professionals meet industry standards and comply with regulations to protect investors. Maintaining a FINRA license often requires continuing education and adherence to ethical guidelines.

What are the key skills and qualifications needed to thrive in a FINRA-licensed financial professional role, and why are they important?

To thrive as a FINRA-licensed financial professional, you need a deep understanding of financial products, securities regulations, and ethical sales practices, typically supported by passing FINRA exams such as the Series 7 or Series 63. Proficiency with financial software platforms, compliance tools, and CRM systems is also essential for day-to-day operations. Strong interpersonal skills, attention to detail, and integrity help build client trust and ensure regulatory compliance. These skills are vital for managing client portfolios effectively, maintaining compliance, and succeeding in a highly regulated financial services environment.

What are some common challenges candidates face when preparing for FINRA licensing exams, and how can they overcome them?

Many candidates find the breadth of material covered in FINRA licensing exams, such as the Series 7 or Series 63, to be challenging, especially if they are new to financial regulations or securities products. Time management is crucial, as balancing study schedules with work or other responsibilities can be difficult. To overcome these challenges, candidates are encouraged to use structured study programs, take practice exams, join study groups, and leverage official FINRA resources. Seeking guidance from colleagues or mentors who have recently passed the exams can also provide practical insights and moral support.

What is the difference between Finra License vs Stock Broker?

AspectFinra LicenseStock Broker
Required CredentialsFinra licenses (e.g., Series 7, Series 63)Series 7 license, registration with Finra
Work EnvironmentFinancial firms, compliance rolesBrokerage firms, client-facing sales
Employer & Industry UsageFinancial regulatory bodies, firmsBrokerage firms, investment companies
Common Search & ComparisonYesYes

The Finra License refers to the certifications required to work in various financial roles, including being a stock broker. A stock broker is a professional who holds these licenses and actively sells securities to clients. While the Finra License is a credential, the stock broker is a role that requires holding specific licenses like Series 7. Essentially, the Finra License enables someone to become a stock broker, making them closely related in the financial industry.

Is working for FINRA a good career?

Working in a FINRA-related role typically involves regulatory compliance, securities oversight, or industry enforcement, requiring knowledge of financial regulations and licensing exams. It can offer stable employment, opportunities for advancement, and involvement in the financial industry, but job satisfaction depends on individual interests and career goals.

What can you do with a FINRA license?

A FINRA license allows individuals to work in securities and financial services, such as broker-dealers, investment firms, and financial advisory roles. It certifies that the holder has met industry standards and passed exams related to securities regulations, products, and ethics, enabling them to sell or recommend financial products and services. Maintaining the license often requires ongoing education and adherence to regulatory requirements.

What are popular job titles related to Finra License jobs in Delaware?

For Finra License jobs in Delaware, the most frequently searched job titles are:

What cities in Delaware are hiring for Finra License jobs?

Cities in Delaware with the most Finra License job openings:

Infographic showing various Finra License job openings in Delaware as of August 2026, with employment types broken down into 100% Full Time. Highlights an 75% In-person, and 25% Hybrid job distribution.

Call Center Representative - Life Insurance & Annuities

VIRTUAL CLARITY LIMITED

Newark, DE

$15.75 - $19.50/hr

Full-time

Posted 7 days ago


Job description

Job Description:

DXC Technology helps global companies and public sector organizations run and modernize their mission-critical systems and operations. Through our expertise across applications, cloud, analytics, security, business process services, and insurance, we help our customers improve performance, reduce complexity, and deliver better experiences.

DXC's Insurance Services business combines technology, industry expertise, and proven best practices to transform and automate complex insurance processes while improving customer and operational outcomes.

About the Role

We are actively hiring Call Center Representatives to join our Annuities team at DXC.

In this role, you will provide high-quality service and support to customers, agents, and broker/dealer representatives regarding annuity products and policies. You will respond to inquiries by phone and email, research and resolve complex questions, process transactions, and navigate multiple systems to provide accurate and timely solutions.

The ideal candidate is customer-focused, detail-oriented, analytical, and comfortable working in a fast-paced environment. Strong listening and communication skills, intellectual curiosity, and a genuine commitment to helping customers are essential to success in this role.

Key Responsibilities
  • Respond to inquiries from customers, agents, and broker/dealer representatives via telephone and email, providing professional and timely support.
  • Research and resolve questions related to fixed and variable annuities, including policy provisions, application and contract discrepancies, processing delays, and status inquiries.
  • Educate Financial Services Representatives on annuity products, processes, market requirements, and contract provisions.
  • Process transactions accurately and efficiently while tracking requests through completion.
  • Build strong customer relationships through effective communication, active listening, empathy, and a solutions-oriented approach.
  • Navigate multiple systems and applications to research information and provide complete, accurate responses.
  • Follow established policies, procedures, and quality standards while maintaining a high level of professionalism.
  • Identify opportunities to improve the customer experience and contribute to team and business objectives.
  • Adapt to changing priorities, processes, and business needs while maintaining service quality and productivity.
Required Qualifications
  • High school diploma or equivalent.
  • 1-2 years of customer service experience.
  • Ability to obtain a FINRA Series 6 license within 90 days of hire, based on the applicable training plan.
  • Strong customer service skills and a demonstrated commitment to delivering an exceptional customer experience.
  • Excellent verbal and written communication skills.
  • Strong listening, analytical, and problem-solving abilities.
  • Effective time management and organizational skills.
  • Ability to multitask and work effectively in a fast-paced, team-oriented environment.
  • Ability to adapt to change and adjust priorities based on business needs.
  • Strong computer and keyboarding skills.
Preferred Qualifications
  • College coursework, professional certification, or relevant technical/trade training.
  • Experience in insurance, annuities, financial services, or a related industry.
  • Previous call center or contact center experience.
  • Familiarity with insurance or financial services products and related administrative processes.
  • Ability to quickly learn and develop knowledge of products, processes, and functions across areas such as administration, claims, underwriting, and marketing.
  • Strong mathematical, analytical, and problem-solving skills.
  • Demonstrated ability to take ownership of customer inquiries and follow through to resolution.
What Success Looks Like

Successful Senior Customer Service Representatives will:

  • Deliver accurate, timely, and empathetic solutions to customer and agent inquiries.
  • Build trust through clear communication and consistent follow-through.
  • Develop strong knowledge of annuity products, policies, and processes.
  • Balance quality, productivity, and customer experience in a high-volume environment.
  • Continuously learn and adapt as products, processes, and customer needs evolve.
Work Schedule
  • Monday-Friday, during business hours between 7:30 AM and 5:30 PM.
  • Flexibility is required regarding work shifts and overtime based on business needs.

At DXC Technology, we believe strong connections and community are key to our success. Our work model prioritizes in-person collaboration while offering flexibility to support wellbeing, productivity, individual work styles, and life circumstances. We're committed to fostering an inclusive environment where everyone can thrive.

If you are an applicant from the United States, Guam, or Puerto Rico

DXC Technology Company (DXC) is anEqual Opportunity employer. All qualified candidates will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, pregnancy, veteran status, genetic information, citizenship status, or any other basis prohibited by law. View postings below .

We participate in E-Verify. In addition to the posters already identified, DXC provides access to prospective employees for theFederal Minimum Wage Poster, Federal Polygraph Protection Act Poster as well as any state or locality specific applicant posters. To access the postings in the link below, select your state to view all applicable federal, state and locality postings. Postings are available in English, and in Spanish, where required. View postings below.

Postings Link

Disability Accommodations

If you are an individual with a disability, a disabled veteran, or a wounded warrior and you are unable or limited in your ability to access or use this site as a result of your disability, you may request a reasonable accommodation by contacting us viaemail.

Please note: DXC will respond only to requests for accommodations due to a disability.

Recruitment fraud is a scheme in which fictitious job opportunities are offered to job seekers typically through online services, such as false websites, or through unsolicited emails claiming to be from the company. These emails may request recipients to provide personal information or to make payments as part of their illegitimate recruiting process. DXC does not make offers of employment via social media networks and DXC never asks for any money or payments from applicants at any point in the recruitment process, nor ask a job seeker to purchase IT or other equipment on our behalf.More information on employment scams is availablehere.