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Finra Analyst Jobs in Texas (NOW HIRING)

Apex Fintech Solutions

Senior Retirement Analyst

Austin, TX · On-site

$84K - $105K/yr

Ensure all retirement account activities adhere to IRC, ERISA, and FINRA/SEC requirements ... Analytical Skills: Ability to think critically and utilize advanced problem-solving skills to ...

Cetera

Compliance Analyst - Broker Dealer

Dallas, TX · On-site

Analyze responses to determine overall risk level and recommend appropriate next steps. * Prepare ... FINRA Series 7 & 24 required * HS Degree at minimum, with Bachelor's Degree preferred. * Regulatory ...

Cetera

Compliance Analyst - Broker Dealer

Dallas, TX · On-site

Analyze responses to determine overall risk level and recommend appropriate next steps. * Prepare ... FINRA Series 7 & 24 required * HS Degree at minimum, with Bachelor's Degree preferred. * Regulatory ...

Altruist

Senior Settlements Analyst

Dallas, TX · On-site

$79K - $107K/yr

FINRA Series 99 (or ability to obtain in 90 days) * Expert knowledge with DTC, NSCC, Obligation ... Strong communication and analytical skills * Ability to effectively prioritize and adapt to ...

Fidelity Investments

Senior Financial Analyst

Westlake, TX · On-site

$82K - $102K/yr

The Senior Financial Analyst role consists of providing exceptional finance support and advice on ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...

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Showing results 21-40

All JobsFinra Analyst JobsFinra Analyst Jobs in Texas

Finra Analyst information

See Texas salary details

$28.9K

$68.3K

$121.1K

How much do finra analyst jobs pay per year?

As of Aug 11, 2026, the average yearly pay for finra analyst in Texas is $68,254.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,900.00 and $81,100.00 per year, depending on experience, location, and employer.

How much do FINRA analysts make?

FINRA analysts typically earn an average salary ranging from $60,000 to $90,000 annually, depending on experience, location, and specific responsibilities. Entry-level positions may start lower, while experienced analysts with certifications like Series 7 or 24 can earn higher salaries. Compensation often includes benefits and opportunities for professional development within the financial regulatory environment.

What is a FINRA analyst?

A FINRA Analyst is a professional who works for the Financial Industry Regulatory Authority (FINRA), helping to oversee and regulate brokerage firms and their registered representatives. Their responsibilities typically include analyzing financial data, conducting compliance reviews, investigating potential violations, and ensuring that member firms adhere to industry regulations. FINRA Analysts play a crucial role in maintaining market integrity and protecting investors by monitoring trading activities and firm operations. They may also assist in drafting reports, presenting findings, and recommending corrective actions when necessary.

Does FINRA pay well?

Finra analysts typically earn a competitive salary that varies based on experience, location, and education. Entry-level positions often start around $50,000 to $70,000 annually, with experienced analysts earning over $80,000. Benefits may include bonuses, health insurance, and professional development opportunities.

What does a FINRA analyst do?

As a FINRA Analyst, your daily responsibilities generally include conducting compliance reviews, analyzing trading activity for potential violations, and preparing detailed reports for regulatory purposes. Analysts frequently collaborate with legal, compliance, and technology teams to investigate unusual trading patterns and ensure adherence to industry regulations. Effective communication and teamwork are essential, as analysts must often share findings and coordinate actions with other departments to maintain market integrity.

What are the key skills and qualifications needed to thrive as a FINRA analyst?

To thrive as a FINRA Analyst, you need a strong understanding of financial markets, regulatory compliance, and data analysis, typically supported by a relevant bachelor's degree in finance, accounting, or business. Familiarity with regulatory systems such as CRD, FINRA Gateway, and proficiency in Excel or data analytics tools is often required. Attention to detail, strong analytical thinking, and clear communication are vital soft skills for success in this role. These skills ensure accurate regulatory oversight, effective risk assessment, and clear reporting within the complex financial industry.

Is working for Finra Analyst a good career?

A Finra analyst role involves monitoring and analyzing financial industry activities to ensure compliance with regulations, often requiring knowledge of securities laws and analytical skills. It can offer stable employment, opportunities for advancement, and exposure to the financial sector, making it a viable career path for those interested in finance and regulation.

What is the difference between Finra Analyst vs Compliance Analyst?

AspectFinra AnalystCompliance Analyst
CertificationsFINRA licenses, Series 7/63Certifications vary, often include FINRA licenses
Work EnvironmentFinancial firms, brokerage firmsFinancial institutions, corporations, regulatory agencies
Industry UsageUsed primarily in securities and brokerage firmsUsed across various industries with regulatory requirements
Job FocusMonitoring compliance with FINRA rules, regulatory reportingEnsuring adherence to legal and regulatory standards

Both Finra Analysts and Compliance Analysts work within regulatory frameworks in financial services. Finra Analysts specifically focus on FINRA rules and securities regulations, often requiring Series licenses. Compliance Analysts have a broader scope, ensuring overall adherence to legal standards across industries. While their roles overlap in regulatory compliance, Finra Analysts are more specialized in securities regulation and reporting.

What are popular job titles related to Finra Analyst jobs in Texas? For Finra Analyst jobs in Texas, the most frequently searched job titles are:
What job categories do people searching Finra Analyst jobs in Texas look for? The top searched job categories for Finra Analyst jobs in Texas are:
What cities in Texas are hiring for Finra Analyst jobs? Cities in Texas with the most Finra Analyst job openings:
Finra Analyst jobs near you
Infographic showing various Finra Analyst job openings in Texas as of August 2026, with employment types broken down into 1% Internship, 87% Full Time, 6% Part Time, and 6% Contract. Highlights an 81% Physical, 9% Hybrid, and 10% Remote job distribution, with an average salary of $68,254 per year, or $32.8 per hour.

FINRA 6 or 7 Licensed Life and Annuities Call Center Support- US

DXC Technology

Plano, TX • On-site

Full-time

Re-posted 27 days ago

DXC Technology rating

7.0

Company rating: 7.0 out of 10

Based on 48 frontline employees who took The Breakroom Quiz

150th of 223 rated it services

Job description

Job Description:
DXC Technology is a leading enterprise technology and innovation partner delivering software, services, and solutions to global enterprises and public sector organizations - helping them harness AI to drive outcomes at a time of exponential change with speed. With deep expertise in Managed Infrastructure Services, Application Modernization, and Industry-Specific Software Solutions, DXC modernizes, secures, and operates some of the world's most complex technology estates.
DXC's Insurance Software and BPS (ISB) helps insurers around the world modernize and run their core operations at scale by combining deep industry expertise, proven software platforms, and innovative AI-driven solutions. A global market leader in core insurance platforms, ISB delivers solutions across policy administration, claims, billing, analytics, and digital engagement supporting Life & Annuity, Property & Casualty, and Specialty insurance markets. You'll directly shape how the world's leading insurers operate by helping to transform the policy, underwriting, and claims systems that millions of people rely on every day.
We are seeking a customer-focused FINRA Series 6 or 7 Licensed Support Representative to provide service and support to clients with investment and retirement accounts. In this role, you will handle inbound calls, respond to account-related inquiries, process transactions, and deliver a high-quality client experience while supporting our financial services partners.
Principal Responsibilities:
  • Provide customer service to clients regarding investment and retirement products, including mutual funds, variable annuities, brokerage accounts, and related financial service offerings.
  • Respond to inbound calls and inquiries regarding account balances, transactions, distributions, transfers, and general account servicing.
  • Research and resolve client requests related to account activity, trade status, account features, and servicing procedures.
  • Process transactions such as fund transfers, distributions, and account updates, ensuring compliance with company policies and FINRA regulations.
  • Escalate complex issues and route requests for account changes or documentation to the appropriate departments.
  • Efficiently navigate multiple internal systems to access client information and provide accurate and timely responses.
  • Maintain and strengthen relationships between clients and financial advisors by delivering professional, compliant, and high-quality service.
  • Support special campaigns, client outreach initiatives, and operational requests when needed.
  • Consistently demonstrate strong communication, regulatory awareness, and a commitment to service quality while meeting call center performance metrics.

Required Qualifications:
  • High School Diploma required (verification will be requested during the background check).
  • Active FINRA Series 6 or Series 7 license required.
  • Must be legally authorized to work in the United States without requiring sponsorship now or in the future
  • 1-2 years of experience in financial services, investment servicing, or brokerage operations.
  • Prior call center or high-volume client service experience preferred.
  • Basic understanding of investment products, retirement accounts, and securities regulations.
  • Excellent verbal and written communication skills.
  • Strong telephone etiquette, reliable attendance, and commitment to meeting performance and call metrics.
  • Strong listening skills with the ability to clearly explain financial information and solutions to clients.
  • Ability to work in a fast-paced, regulated financial services environment.
  • Proven ability to collaborate effectively within a team.
  • Strong organizational, problem-solving, and analytical skills.
  • Ability to manage stress and maintain performance under pressure.
  • Strong computer proficiency and ability to navigate multiple systems simultaneously.
  • Basic math and analytical capabilities.

Work Environment:
  • If you live within 40 km (25 miles) of a DXC office, you are expected to work onsite at least two days per week.

  • Training Schedule

5-6 weeks of training
Monday - Friday
Typically 8:00 AM - 4:30 / 5:00 PM CST
  • Regular Work Schedule

Monday - Friday
Core business hours between 7:30 AM - 5:00 PM CST
(8-hour shift within these hours)
At DXC Technology, we believe strong connections and community are key to our success. Our work model prioritizes in-person collaboration while offering flexibility to support wellbeing, productivity, individual work styles, and life circumstances. We're committed to fostering an inclusive environment where everyone can thrive.
If you are an applicant from the United States, Guam, or Puerto Rico
DXC Technology Company (DXC) is an Equal Opportunity employer. All qualified candidates will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, pregnancy, veteran status, genetic information, citizenship status, or any other basis prohibited by law. View postings below .
We participate in E-Verify. In addition to the posters already identified, DXC provides access to prospective employees for the Federal Minimum Wage Poster, Federal Polygraph Protection Act Poster as well as any state or locality specific applicant posters. To access the postings in the link below, select your state to view all applicable federal, state and locality postings. Postings are available in English, and in Spanish, where required. View postings below.
Postings Link
Disability Accommodations
If you are an individual with a disability, a disabled veteran, or a wounded warrior and you are unable or limited in your ability to access or use this site as a result of your disability, you may request a reasonable accommodation by contacting us via email.
Please note: DXC will respond only to requests for accommodations due to a disability.
Recruitment fraud is a scheme in which fictitious job opportunities are offered to job seekers typically through online services, such as false websites, or through unsolicited emails claiming to be from the company. These emails may request recipients to provide personal information or to make payments as part of their illegitimate recruiting process. DXC does not make offers of employment via social media networks and DXC never asks for any money or payments from applicants at any point in the recruitment process, nor ask a job seeker to purchase IT or other equipment on our behalf. More information on employment scams is available here.

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