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Finra Analyst Jobs in Indiana (NOW HIRING)

Varsity Tutors

Series 16 Tutor

Fort Wayne, IN · Remote

$40/hr

Ability to explain SEC research disclosure requirements, FINRA research rules, and analytical report standards while preparing analysts for research supervisory qualification. * Strategic Test-Taking ...

Varsity Tutors

Series 16 Tutor

Valparaiso, IN · Remote

$40/hr

Ability to explain SEC research disclosure requirements, FINRA research rules, and analytical report standards while preparing analysts for research supervisory qualification. * Strategic Test-Taking ...

Varsity Tutors

Series 16 Tutor

Bloomington, IN · Remote

$40/hr

Ability to explain SEC research disclosure requirements, FINRA research rules, and analytical report standards while preparing analysts for research supervisory qualification. * Strategic Test-Taking ...

Varsity Tutors

Series 16 Tutor

West Lafayette, IN · Remote

$40/hr

Ability to explain SEC research disclosure requirements, FINRA research rules, and analytical report standards while preparing analysts for research supervisory qualification. * Strategic Test-Taking ...

Varsity Tutors

Series 16 Tutor

Indianapolis, IN · Remote

$40/hr

Ability to explain SEC research disclosure requirements, FINRA research rules, and analytical report standards while preparing analysts for research supervisory qualification. * Strategic Test-Taking ...

CX Institutional LLC

Accountant I

Auburn, IN · On-site

... SEC/FINRA regulations Knowledge, Skills, and Abilities: * Working knowledge of Generally Accepted Accounting Principles and Procedures (GAAP) * Progressive analytical knowledge and interpersonal ...

Varsity Tutors

SIE Tutor

Valparaiso, IN · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... type analysis for SIE examination. Guides students through distinguishing security types ...

Varsity Tutors

SIE Tutor

Fort Wayne, IN · Remote

$40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... type analysis for SIE examination. Guides students through distinguishing security types ...

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Finra Analyst information

See Indiana salary details

$29.5K

$69.7K

$123.7K

How much do finra analyst jobs pay per year?

As of May 29, 2026, the average yearly pay for finra analyst in Indiana is $69,712.00, according to ZipRecruiter salary data. Most workers in this role earn between $50,000.00 and $82,800.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a FINRA Analyst, and why are they important?

To thrive as a FINRA Analyst, you need a strong understanding of financial markets, regulatory compliance, and data analysis, typically supported by a relevant bachelor's degree in finance, accounting, or business. Familiarity with regulatory systems such as CRD, FINRA Gateway, and proficiency in Excel or data analytics tools is often required. Attention to detail, strong analytical thinking, and clear communication are vital soft skills for success in this role. These skills ensure accurate regulatory oversight, effective risk assessment, and clear reporting within the complex financial industry.

What are the typical daily responsibilities of a FINRA Analyst, and how do they collaborate with other teams?

As a FINRA Analyst, your daily responsibilities generally include conducting compliance reviews, analyzing trading activity for potential violations, and preparing detailed reports for regulatory purposes. Analysts frequently collaborate with legal, compliance, and technology teams to investigate unusual trading patterns and ensure adherence to industry regulations. Effective communication and teamwork are essential, as analysts must often share findings and coordinate actions with other departments to maintain market integrity.

What is a FINRA Analyst?

A FINRA Analyst is a professional who works for the Financial Industry Regulatory Authority (FINRA), helping to oversee and regulate brokerage firms and their registered representatives. Their responsibilities typically include analyzing financial data, conducting compliance reviews, investigating potential violations, and ensuring that member firms adhere to industry regulations. FINRA Analysts play a crucial role in maintaining market integrity and protecting investors by monitoring trading activities and firm operations. They may also assist in drafting reports, presenting findings, and recommending corrective actions when necessary.

What is the difference between Finra Analyst vs Compliance Analyst?

AspectFinra AnalystCompliance Analyst
CertificationsFINRA licenses, Series 7/63Certifications vary, often include FINRA licenses
Work EnvironmentFinancial firms, brokerage firmsFinancial institutions, corporations, regulatory agencies
Industry UsageUsed primarily in securities and brokerage firmsUsed across various industries with regulatory requirements
Job FocusMonitoring compliance with FINRA rules, regulatory reportingEnsuring adherence to legal and regulatory standards

Both Finra Analysts and Compliance Analysts work within regulatory frameworks in financial services. Finra Analysts specifically focus on FINRA rules and securities regulations, often requiring Series licenses. Compliance Analysts have a broader scope, ensuring overall adherence to legal standards across industries. While their roles overlap in regulatory compliance, Finra Analysts are more specialized in securities regulation and reporting.

What are popular job titles related to Finra Analyst jobs in Indiana? For Finra Analyst jobs in Indiana, the most frequently searched job titles are:
What job categories do people searching Finra Analyst jobs in Indiana look for? The top searched job categories for Finra Analyst jobs in Indiana are:
What cities in Indiana are hiring for Finra Analyst jobs? Cities in Indiana with the most Finra Analyst job openings:
Finra Analyst jobs near you
Infographic showing various Finra Analyst job openings in Indiana as of May 2026, with employment types broken down into 75% Full Time, and 25% Contract. Highlights an 50% In-person, 25% Hybrid, and 25% Remote job distribution, with an average salary of $69,712 per year, or $33.5 per hour.

Financial Advisor - Learn & Lead in Advanced Strategies for HNW Clients

WealthBridge Financial Group

South Bend, IN • On-site

Full-time

Medical, Dental, Vision, Life, Retirement

Posted 8 days ago

Job description

Financial Advisor | WealthBridge

WealthBridge Financial Group is seeking a results-oriented Financial Advisor to join our team. In this position, you will engage with clients to understand their financial objectives and provide them with tailored advice and strategies that align with their goals. You will leverage your financial expertise to offer comprehensive solutions, including investment opportunities, retirement planning, and wealth management strategies.

As a Financial Advisor at WealthBridge, you will play a pivotal role in empowering clients to make informed financial decisions. You will utilize advanced financial tools and analytics to assess client needs and develop effective action plans. Collaboration with a network of industry experts and access to cutting-edge resources will enhance your ability to serve clients effectively.

Join WealthBridge Financial Group and be part of a passionate team dedicated to delivering exceptional service and fostering long-term client relationships. If you are driven by results and have a deep commitment to helping clients achieve financial success, we would love to hear from you.

Requirements

  • Minimum of 3 years of experience in financial services with a growing personal practice
  • Active Life and Health License required
  • FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held)
  • Demonstrated success in client development, planning, and relationship management
  • Leadership ability with a strong interest in mentoring and building high-performing teams
  • Business-driven mindset with a long-term vision for growth
  • Must be authorized to work in the United States

Benefits

  • Top-tier health coverage including medical, dental, and vision plans for you and your dependents
  • 401(k) retirement plan with company match to help you build long-term security
  • Life and disability insurance for added peace of mind
  • Employee wellness programs and mental health resources
  • Career growth opportunities and ongoing training support