1

Finance Regulatory Reporting Jobs (NOW HIRING)

The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing of various financial regulatory reports (including ...

$120K - $150K/yr

We support major companies and financial institutions in their development and the financing of ... S regulatory reports required of an FBO. Key Responsibilities: Detailed review of all quarterly ...

Showing results 21-40

Finance Regulatory Reporting information

See salary details

$28K

$83.3K

$129.5K

How much do finance regulatory reporting jobs pay per year?

As of Aug 7, 2026, the average yearly pay for finance regulatory reporting in the United States is $83,350.00, according to ZipRecruiter salary data. Most workers in this role earn between $60,000.00 and $99,000.00 per year, depending on experience, location, and employer.

What is the difference between Finance Regulatory Reporting vs Financial Analyst?

AspectFinance Regulatory ReportingFinancial Analyst
Required CredentialsBachelor's in Finance, Accounting, or related field; CPA or CFA often preferredBachelor's in Finance, Economics, or related field; CFA beneficial
Work EnvironmentCorporate finance departments, regulatory agencies, or accounting firmsCorporate finance teams, investment firms, or banks
Employer & Industry UsageFinancial institutions, banks, and regulatory bodiesCorporations, investment firms, and banks

Finance Regulatory Reporting focuses on preparing and submitting financial reports to comply with regulations, ensuring accuracy and adherence to legal standards. Financial Analysts analyze financial data to support decision-making, budgeting, and forecasting. While both roles require strong financial knowledge, Regulatory Reporting emphasizes compliance and reporting standards, whereas Financial Analysts focus on financial performance analysis and strategic insights.

What are some common challenges faced in a finance regulatory reporting role, and how can they be addressed?

Professionals in Finance Regulatory Reporting often encounter challenges such as keeping up with frequently changing regulatory requirements, managing large volumes of complex data, and meeting tight reporting deadlines. Staying informed about new regulations and maintaining strong attention to detail are crucial for accuracy. Leveraging automated reporting tools and working closely with IT and compliance teams can help streamline processes and ensure timely, accurate submissions. Continuous learning and proactive communication within cross-functional teams are key to overcoming these challenges.

What is finance regulatory reporting?

Finance Regulatory Reporting involves the preparation and submission of financial reports to regulatory authorities, such as central banks or financial oversight bodies. These reports ensure that organizations comply with local and international financial regulations, such as Basel III or Dodd-Frank. The process includes collecting and analyzing financial data, staying updated on evolving regulations, and working closely with internal teams to ensure accuracy. Effective regulatory reporting helps organizations avoid penalties and maintain their reputation with regulators. It is a critical function in banks, investment firms, and other financial institutions.

What are the key skills and qualifications needed to thrive in finance regulatory reporting?

To thrive in Finance Regulatory Reporting, you need a strong background in accounting, financial analysis, and knowledge of regulatory frameworks, typically supported by a degree in finance or accounting. Familiarity with regulatory reporting systems (such as AxiomSL, Wolters Kluwer, or similar), advanced Excel skills, and awareness of reporting standards like Basel III or IFRS are often required. Attention to detail, analytical thinking, and effective communication are crucial soft skills for interpreting regulations and ensuring accurate submissions. These skills are vital to ensure compliance with financial regulations, minimize risk, and uphold the organization's reputation with regulators.
More about Finance Regulatory Reporting jobs
What cities are hiring for Finance Regulatory Reporting jobs? Cities with the most Finance Regulatory Reporting job openings:
What states have the most Finance Regulatory Reporting jobs? States with the most job openings for Finance Regulatory Reporting jobs include:
What job categories do people searching Finance Regulatory Reporting jobs look for? The top searched job categories for Finance Regulatory Reporting jobs are:

Regulatory Reporting Analyst

MUFG Bank, Ltd.

New York, NY • On-site

$77K - $98K/yr

Full-time

Medical, Retirement, PTO

Re-posted 15 days ago


MUFG rating

8.1

Company rating: 8.1 out of 10

Based on 7 frontline employees who took The Breakroom Quiz


Job description

Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.
Job Summary:
The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing of various financial regulatory reports (including daily 15c3-1 daily net capital computation) in compliance with all regulatory requirements, Company policies and procedures, and generally accepted accounting principles.
This position supports multiple cross-functional regulatory reporting efforts.
Reporting Analyst role responsibilities including:
  • Preparation of daily 15c3-1 daily net capital computation for MUFG US Broker Dealer.
  • Compute moment-to-moment capital charges on underwriting deals.
  • Assist with preparing the monthly and quarterly regulatory reports.
  • Reconcile subledger trade details to Oracle general ledger to ensure adequacy of accounting records.
  • Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
  • Maintenance/update procedure documentation related to new regulatory requirements to ensure firm's compliance.
  • Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions
  • Ad hoc projects and reporting, as requested, including participation in the regulatory reporting automation project.

Qualifications:
  • 1-3 years of Regulatory or Accounting experience in the financial industry
  • Bachelor's degree in accounting or finance
  • Microsoft Excel proficient (Pivot Tables, V-Look ups, Macros)
  • Highly proactive, identifies issues quickly, resourceful and collaborative
  • Strong attention to detail
  • Excellent interpersonal and communication skills (written and verbal)
  • Able to multitask efficiently and effectively

The typical base pay range for this role is between $77K - $98K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.
MUFG Benefits Summary
We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.

What MUFG employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom


MUFG logo

About MUFG

Sourced by ZipRecruiter

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 6th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Industry

Banking and credit intermediation

Company size

10,000+ Employees

Headquarters location

New York, NY, US

Social media