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Equity Settlements Jobs (NOW HIRING)

Clear Street

Senior Associate, Settlements

Tampa, FL

$80K - $110K/yr

This role will initially focus on equity settlement and related cash, position, and suspense ... settlements, obligation warehouse activity, and EOD balancing * Perform daily reconciliation of ...

Clear Street

Senior Associate, Settlements

Tampa, FL · On-site

$80K - $110K/yr

This role will initially focus on equity settlement and related cash, position, and suspense ... settlements, obligation warehouse activity, and EOD balancing * Perform daily reconciliation of ...

Schonfeld

Equity Middle Office Analyst

New York, NY · On-site

$80K - $100K/yr

... and settlements and clearing for a broad range of asset classes. You'll work closely with the ... Knowledge with global equities and equity-linked instruments, with OTC derivatives a plus * Strong ...

Schonfeld

Equity Middle Office Analyst

New York, NY · On-site

$80K - $100K/yr

... and settlements and clearing for a broad range of asset classes. You'll work closely with the ... Knowledge with global equities and equity-linked instruments, with OTC derivatives a plus * Strong ...

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Equity Settlements information

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$47K

$100.2K

$143K

How much do equity settlements jobs pay per year?

As of Jun 9, 2026, the average yearly pay for equity settlements in the United States is $100,180.00, according to ZipRecruiter salary data. Most workers in this role earn between $69,000.00 and $120,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by professionals working in Equity Settlements, and how can they be effectively managed?

Professionals in Equity Settlements often encounter challenges such as tight deadlines, high transaction volumes, and the need for precise attention to detail to avoid costly errors. Managing these challenges typically involves strong organizational skills, the use of robust settlement systems, and proactive communication with counterparties and internal teams. Staying updated on regulatory changes and maintaining thorough documentation also help prevent discrepancies and ensure smooth settlement processes. Collaboration with trading desks, compliance, and back-office teams is essential to quickly resolve issues and maintain operational efficiency.

What are the key skills and qualifications needed to thrive as an Equity Settlements Specialist, and why are they important?

To excel as an Equity Settlements Specialist, you need strong analytical skills, attention to detail, and a solid understanding of financial markets and settlement processes, typically backed by a degree in finance or a related field. Familiarity with settlement platforms (such as DTCC), trade matching systems, and certifications like the Chartered Financial Analyst (CFA) can be advantageous. Excellent organizational skills, effective communication, and the ability to work under pressure are essential soft skills in this role. These competencies are vital for ensuring timely, accurate settlement of trades, minimizing risk, and maintaining trust with clients and counterparties.

What are Equity Settlements?

Equity settlements refer to the process of finalizing the transfer of ownership of stocks or other equity securities from the seller to the buyer after a trade is executed. This involves updating records, transferring securities and funds, and ensuring both parties fulfill their obligations by a specific settlement date, usually two business days after the trade (T+2). The equity settlements process minimizes risks such as default or fraud and plays a crucial role in maintaining market integrity and efficiency. Settlement teams work with brokers, custodians, and clearing houses to ensure timely and accurate completion of trades.

What is the difference between Equity Settlements vs Equity Operations Specialist?

AspectEquity SettlementsEquity Operations Specialist
Primary RoleProcessing and confirming equity transactions and settlementsManaging daily equity operations, including trade processing and reconciliation
Required SkillsKnowledge of settlement processes, securities regulations, and financial systemsStrong operational, analytical skills, and familiarity with trading platforms
Work EnvironmentFinancial institutions, brokerage firms, or asset managersInvestment banks, asset management firms, or trading desks

Equity Settlements focus on executing and confirming the settlement of equity trades, ensuring accurate transfer of securities and funds. Equity Operations Specialists handle broader daily equity activities, including trade processing, reconciliation, and operational support. While both roles require knowledge of securities and settlement processes, Equity Settlements are more transaction-specific, whereas Equity Operations Specialists oversee ongoing operational functions.

More about Equity Settlements jobs
What states have the most Equity Settlements jobs? States with the most job openings for Equity Settlements jobs include:
What job categories do people searching Equity Settlements jobs look for? The top searched job categories for Equity Settlements jobs are:
Equity Settlements jobs near you
Infographic showing various Equity Settlements job openings in the United States as of June 2026, with employment types broken down into 100% Full Time. Highlights an 89% In-person, and 11% Remote job distribution, with an average salary of $100,180 per year, or $48.2 per hour.
Operations Associate - Equity Settlements Regulatory

Operations Associate - Equity Settlements Regulatory

Stifel

Saint Louis, MO • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted yesterday

Stifel rating

8.2

Company rating: 8.2 out of 10

Based on 21 frontline employees who took The Breakroom Quiz

Job description

Why Stifel

Stifel strives for a culture that puts its clients and associates first: a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients, their careers, and the firm as a whole.

Let's talk about how you can find your place here at Stifel, where success meets success.

What You'll Be Doing

The Regulatory Operations Associate supports the firm's regulatory operations function by performing daily regulatory reporting, monitoring, exception review, and documentation tasks to ensure compliance with SEC, FINRA, and other regulatory agency requirements. This role requires developing a foundational understanding of regulatory reporting processes, operational controls, and industry regulations. The Associate works under direct supervision and collaborates with team members to execute department objectives while following established procedures and maintaining a high level of accuracy, timeliness, and attention to detail.

What We're Looking For
  • Process, create, and enter data into applicable systems to support the firm's regulatory reporting requirements.
  • Monitor daily regulatory reporting queues and tasks, escalating irregularities or potential compliance issues to leadership according to established procedures.
  • Assist in maintaining audit-ready documentation to validate process adherence and accuracy.
  • Perform routine reconciliations, account balancing, and quality checks to validate completeness and accuracy of regulatory processes.
  • Adhere to internal controls, workflow standards, and compliance procedures to ensure consistent and accurate execution of regulatory tasks.
  • Coordinate with internal partners and departments to facilitate resolution of potential regulatory issues to ensure adherence.
  • Develop strong communication skills to effectively interact within the team and with key stakeholders.
  • Provide timely status updates to leadership regarding progress, workload, and any challenges encountered.
  • Demonstrate teamwork by collaborating effectively with peers to meet departmental goals.
What You'll Bring
  • Demonstrate the ability to attain a general understanding of industry rules/regulations and Stifel policies that pertain to the department.
  • Strong attention to detail to minimize risk to the firm.
  • Demonstrate initiative, self-direction, and effective organization to meet deadlines.
  • Ability to handle large workloads that vary based on heavy volume periods.
  • Ability to work autonomously throughout the day based on performance criteria provided by leadership.
Education & Experience
  • Minimum Required: Bachelor's Degree or equivalent combination of education and experience.
  • Minimum Required: No experience required; 1+ years of professional business-related experience preferred.
Systems & Technology
  • Proficient in Microsoft Office Suite, including Outlook, Word, Excel, and PowerPoint.  #LI-As1AS1
About Stifel

Stifel is more than 130 years old and still thinking like a start-up.  We are a global wealth management and investment banking firm serious about innovation and fresh ideas.  Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations.  Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more.  Let's talk about how you can find your place here at Stifel, where success meets success.

At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.

Stifel is an Equal Opportunity Employer.

Employment Type: FULL_TIME

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