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How much do entry level securities industry essentials sie jobs pay per hour?

As of Aug 26, 2026, the average hourly pay for entry level securities industry essentials sie in the United States is $27.77, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $30.05 per hour, depending on experience, location, and employer.

What is an entry level Securities Industry Essentials SIE professional?

Entry Level Securities Industry Essentials (SIE) professionals are individuals who have passed the SIE exam, which is an introductory-level test administered by FINRA. The SIE exam assesses basic knowledge of the securities industry, including concepts such as types of products and their risks, the structure of the securities industry markets, regulatory agencies, and prohibited practices. Passing the SIE is required before taking more advanced qualification exams for specific securities industry roles. It is often the first step for those seeking a career in finance, brokerage, or investment advisory services. The SIE is open to anyone 18 or older and does not require sponsorship by a firm.

What does an entry level Securities Industry Essentials SIE professional do?

After passing the SIE exam, entry-level roles typically involve supporting senior team members with administrative tasks, assisting with client onboarding, maintaining accurate records, and learning about compliance procedures. You may also help with research, data entry, preparing account documentation, and responding to client inquiries under supervision. These responsibilities are designed to provide hands-on experience, build a foundation in securities industry operations, and prepare you for more advanced licensing exams and roles.

What skills and qualifications are needed for an entry level Securities Industry Essentials SIE role?

To thrive in an entry-level securities industry role, you need foundational knowledge of financial markets, investment products, and regulatory compliance, typically demonstrated by passing the SIE exam. Familiarity with industry-standard tools such as Bloomberg Terminal, Microsoft Excel, and basic trading or portfolio management systems is helpful. Strong analytical thinking, attention to detail, and effective communication are standout soft skills for this position. These skills and qualifications are crucial for ensuring accuracy, compliance, and building trust with clients and colleagues in the financial services sector.

What is the difference between Entry Level Securities Industry Essentials Sie vs Entry Level Financial Advisor?

AspectEntry Level Securities Industry Essentials SieEntry Level Financial Advisor
CertificationsRequires passing the Securities Industry Essentials (SIE) examTypically requires Series 7 and Series 66 exams after the SIE
Work EnvironmentEntry-level role in brokerage firms, banks, or investment companiesClient-facing role providing financial planning and investment advice
Industry UsageFoundational credential for many entry-level roles in securities industryAdvanced role requiring additional licensing and experience

The Securities Industry Essentials (SIE) exam is a foundational credential for entry-level roles in the securities industry, including the Entry Level Securities Industry Essentials Sie. In contrast, a Entry Level Financial Advisor typically builds upon the SIE with additional licenses like Series 7 and Series 66, focusing on client advisory services. While the SIE is a prerequisite, the Financial Advisor role involves more direct client interaction and financial planning responsibilities.

What jobs can I get with an entry level securities industry essentials Sie license?

An entry-level Securities Industry Essentials (SIE) license qualifies individuals for roles such as securities sales assistant, client service associate, or operations support staff in financial firms. These positions often involve supporting licensed brokers, handling client inquiries, and gaining industry experience before pursuing additional licenses like the Series 6 or 7.

Will the Entry Level Securities Industry Essentials Sie help me get a job?

The Securities Industry Essentials (SIE) exam is an entry-level test that demonstrates foundational knowledge of the securities industry. Passing the SIE can improve your job prospects by qualifying you for roles such as securities representative, but employers also value relevant skills, experience, and additional licensing or certifications. It is often a prerequisite for many entry-level positions in the securities industry.
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Entry Level Securities Industry Essentials Sie jobs near you
Infographic showing various Entry Level Securities Industry Essentials Sie job openings in the United States as of August 2026, with employment types broken down into 67% Full Time, and 33% Contract. Highlights an 100% In-person job distribution, with an average salary of $57,761 per year, or $27.8 per hour.

Senior Relationship Manager - Global Commercial Banking, Healthcare, Education, Not-for-Profit Group

Denver, CO • On-site

Jobtailor
See more jobs at Jobtailorexternal

$80 - $120/hr

Other

Posted 8 days ago

Job description

Responsibilities
  • Providing advice and valuable financial solutions to complex Global Commercial Banking clients
  • Serving as the primary point of contact or trusted advisor
  • Acquiring, deepening, and maintaining profitable relationships
  • Collaborating with teammates and facilitating client relationships with Product Specialists
  • Knowledge of the bank's products and services to identify cross-selling opportunities
  • Increasing overall client satisfaction
Requirements
  • Holds registered licenses (or obtains within 180 days of start date): FINRA Securities Industry Essentials (SIE), S7 and S63
  • Client Management
  • Client Solutions Advisory
  • Prospecting
  • Relationship Building
  • Risk Management
  • Financial Analysis
  • Leadership Development
  • Project Management
  • Referral Identification
  • Sales Performance Management
  • Business Development
  • Client Experience Branding
  • Continuous Improvement
  • Data and Trend Analysis
  • Pipeline Management
Certifications & Qualifications
  • FINRA Securities Industry Essentials (SIE)
  • S7 License
  • S63 License
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