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Entry Level Risk Compliance Analyst Jobs in New York

Longwood University

Risk Analyst

Manhattan, NY · On-site

$70 - $82/hr

Fulfilling Your Potential The Risk Analyst role is entry level to the reinsurance broker career ... Understand, adopt, and follow all best practice procedures and compliance policies, including ...

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Entry Level Risk Compliance Analyst information

What does an entry level risk compliance analyst do?

An Entry Level Risk Compliance Analyst assists in identifying, assessing, and mitigating risks that could impact an organization's compliance with laws, regulations, and internal policies. They typically help review company procedures, monitor transactions, and prepare reports to ensure adherence to regulatory requirements. Analysts in this role work under the supervision of senior staff and often collaborate with other departments to support audits and implement risk management strategies. This position serves as a starting point for those interested in compliance, risk management, or regulatory affairs careers.

What are the key skills and qualifications needed to thrive as an entry level risk compliance analyst?

To thrive as an Entry Level Risk Compliance Analyst, you generally need a bachelor’s degree in finance, business, or a related field, along with strong analytical and problem-solving skills. Familiarity with risk management software, regulatory databases, and proficiency in Microsoft Excel are commonly expected, and relevant certifications such as CRCM or CAMS can be advantageous. Attention to detail, effective communication, and a proactive approach to learning are vital soft skills for this position. These competencies are essential to accurately assess risks, ensure regulatory compliance, and support organizational integrity in a dynamic regulatory environment.

What typical challenges do entry level risk compliance analysts face when adapting to regulatory changes?

Entry Level Risk Compliance Analysts often encounter the challenge of quickly understanding and implementing new regulatory requirements. Regulations can change frequently, and analysts must stay informed and ensure that company policies adapt accordingly. This requires strong attention to detail, effective communication with senior team members, and sometimes working under tight deadlines to update documentation or processes. Over time, analysts develop valuable skills in interpreting regulations and collaborating with cross-functional teams to maintain compliance.

What is the difference between Entry Level Risk Compliance Analyst vs Entry Level Compliance Associate?

AspectEntry Level Risk Compliance AnalystEntry Level Compliance Associate
CertificationsBasic compliance or risk certifications (e.g., CRCM, CAMS)Similar certifications often required
Work EnvironmentFinancial institutions, corporate compliance departmentsFinancial, healthcare, or corporate sectors
Employer UsageRisk management and compliance teamsCompliance departments across industries
Search IntentComparing entry-level risk and compliance rolesEntry-level compliance roles in various sectors

Both roles are entry-level positions focused on ensuring organizational adherence to regulations. The Risk Compliance Analyst emphasizes risk assessment and mitigation, often within financial institutions, while the Compliance Associate may handle broader compliance tasks across industries. Understanding these differences helps candidates target the right roles based on their interests and certifications.

What are popular job titles related to Entry Level Risk Compliance Analyst jobs in New York?

For Entry Level Risk Compliance Analyst jobs in New York, the most frequently searched job titles are:

What job categories do people searching Entry Level Risk Compliance Analyst jobs in New York look for?

The top searched job categories for Entry Level Risk Compliance Analyst jobs in New York are:

What cities in New York are hiring for Entry Level Risk Compliance Analyst jobs?

Cities in New York with the most Entry Level Risk Compliance Analyst job openings:

Entry Level Risk Compliance Analyst jobs near you
Infographic showing various Entry Level Risk Compliance Analyst job openings in New York as of August 2026, with employment types broken down into 1% As Needed, 86% Full Time, 10% Part Time, and 3% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution.

Compliance-Global Banking & Markets Public Compliance - FICC-New York-Analyst

Goldman Sachs, Inc.

New York, NY • On-site

Full-time

Posted 19 days ago

Goldman Sachs rating

7.8

Company rating: 7.8 out of 10

Based on 28 frontline employees who took The Breakroom Quiz

89th of 175 rated banks

Job description


GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Global Banking & Markets-Public Compliance ("GBM Public Compliance") is located on the Trading Floor and is responsible for comprehensively identifying and managing the regulatory, legal and reputational risks of Goldman Sachs FICC and Equities business units. The role is focused on providing Compliance coverage for the Commodities business units, including sales, trading, and strategists, and products such as physical commodities, commodity derivatives, futures, swaps, structured financing and lending, commodity prepay transactions, supply and offtake transactions, and commodities intermediation activities. This is an opportunity for a responsible team player to work on challenging tasks and, depending on their particular responsibilities, interact with salespeople and traders as well as other Goldman Sachs compliance and legal professionals.
HOW YOU WILL FULFILL YOUR POTENTIAL
The primary responsibilities of GBM Public Compliance are:
  • Primary coverage for and provide real-time compliance advice to Global Banking & Markets - Commodities business on compliance issues regarding transactions, new products and business initiatives, errors, etc.
  • Devise and implement strategic solutions with senior compliance team members and other control side departments to support the Compliance functions
  • Assisting with the analysis, interpretation, and implementation of new rules/regulations
  • Develop policies, procedures, and best practices for business units
  • Develop, implement, and deliver compliance training
  • Handle regulatory and internal investigations/audits and escalate significant or unresolved issues to senior compliance management and the business units when necessary
  • Identify and manage regulatory, legal and reputational risks
  • Review and handle escalations from daily trade surveillance reports

SKILLS AND EXPERIENCE WE ARE LOOKING FOR
  • Bachelor's degree
  • 0-3 years of prior work experience in a relevant field.
  • Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
  • A team player with strong communication and interpersonal skills, able to work well with people in the front office and support functions
  • Strong analytical and organizational skills, ability to work independently under a fast-paced and pressured environment
  • Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure
  • Proactive, self-motivated, assertive and well organized
  • Attention to detail
  • Flexible with the ability to multi-task
  • Proactive approach to problem solving
  • Integrity, ethical standards and sound judgment

What Goldman Sachs employees say

Pay

Benefits

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About Goldman Sachs

Sourced by ZipRecruiter

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

Industry

Finance and insurance

Company size

10,000+ Employees

Headquarters location

New York, NY, US

Year founded

1869

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