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Brokerage Operations Manager Jobs in Utah (NOW HIRING)

Trove Brands

Import Operations Coordinator

Lehi, UT · On-site

Domestic Transload and Drayage Management * Track KPIs for container pickup, container devan ... Conduct monthly business reviews with customs brokers and track performance metrics. * Audit ...

New

Trove Brands

Import Operations Coordinator

Lehi, UT · On-site

Domestic Transload and Drayage Management * Track KPIs for container pickup, container devan ... Conduct monthly business reviews with customs brokers and track performance metrics. * Audit ...

Apexon

Operations Analyst

Salt Lake City, UT · On-site

Asset Servicing is a Global Markets Division business unit responsible for the management of Income ... Understands the broker dealer environment and the key associated market risks * Experience with ...

New

Kelso Industries

Benefits Manager

Draper, UT · Hybrid

Lead operational execution of open enrollment across operating companies. Administer all employee ... Vendor & Compliance Support Coordinate with brokers, carriers, and TPAs to resolve issues and ...

OC Tanner

Sr. DevOps Engineer

Salt Lake City, UT · On-site

$125K - $161K/yr

Manage and improve cloud infrastructure using AWS and infrastructure-as-code via Terraform. * Build ... Proficiency with Message Brokers (ActiveMQ, Kafka) * Experience with GitOps, Flux, or Argo

Octanner

Sr. DevOps Engineer

Salt Lake City, UT · On-site

$125K - $161K/yr

Manage and improve cloud infrastructure using AWS and infrastructure-as-code via Terraform. * Build ... Proficiency with Message Brokers (ActiveMQ, Kafka) * Experience with GitOps, Flux, or Argo

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All JobsBrokerage Operations JobsBrokerage Operations Manager JobsBrokerage Operations Manager Jobs in Utah

Brokerage Operations Manager information

See Utah salary details

$28.2K

$57.8K

$107.9K

How much do brokerage operations manager jobs pay per year?

As of Sep 4, 2026, the average yearly pay for brokerage operations manager in Utah is $57,769.00, according to ZipRecruiter salary data. Most workers in this role earn between $37,300.00 and $70,600.00 per year, depending on experience, location, and employer.

What is a brokerage operations manager?

Brokerage Operations Managers are professionals responsible for overseeing the daily operations of a brokerage firm, ensuring that all transactions and processes run smoothly and comply with industry regulations. Their duties typically include supervising staff, managing trade settlements, monitoring compliance, and implementing operational procedures to increase efficiency. They play a crucial role in risk management, customer service, and maintaining strong relationships with clients, regulators, and other financial institutions.

What are some typical challenges a brokerage operations manager faces in ensuring smooth transaction processing?

A Brokerage Operations Manager often encounters challenges related to managing high transaction volumes, ensuring regulatory compliance, and maintaining data accuracy. Coordinating among different departments—such as compliance, trading, and client services—requires strong communication skills and the ability to resolve issues promptly. Additionally, adapting to rapidly changing financial regulations and implementing new technologies to streamline operations are key aspects of the role. Successfully navigating these challenges helps maintain client trust and operational efficiency.

What are the key skills and qualifications needed to thrive as a brokerage operations manager, and why are they important?

To thrive as a Brokerage Operations Manager, you need strong knowledge of financial markets, operations management, and regulatory compliance, often supported by a degree in finance, business, or a related field. Familiarity with trading platforms, clearing and settlement systems, and certifications such as FINRA Series 7 or 99 are typically required. Outstanding leadership, problem-solving, and communication skills enable effective team management and cross-departmental coordination. These competencies ensure smooth trade execution, regulatory adherence, and efficient workflow within the brokerage environment.

What is the difference between Brokerage Operations Manager vs Brokerage Associate?

AspectBrokerage Operations ManagerBrokerage Associate
CredentialsRelevant licenses (e.g., Series 7, 63), industry certificationsLikewise, licenses such as Series 7, 63, but typically less managerial experience
Work EnvironmentOversees operational processes, manages teams, ensures complianceSupports client transactions, processes trades, assists senior staff
Employer & Industry UsageUsed in brokerage firms, financial institutions, investment firmsCommonly employed in brokerage firms, financial services

The Brokerage Operations Manager focuses on overseeing daily operations, compliance, and team management within brokerage firms. In contrast, the Brokerage Associate primarily supports transaction processing and client service. Both roles require relevant licenses, but the manager role involves more leadership and oversight responsibilities.

What are popular job titles related to Brokerage Operations Manager jobs in Utah?

For Brokerage Operations Manager jobs in Utah, the most frequently searched job titles are:

What job categories do people searching Brokerage Operations Manager jobs in Utah look for?

The top searched job categories for Brokerage Operations Manager jobs in Utah are:

What cities in Utah are hiring for Brokerage Operations Manager jobs?

Cities in Utah with the most Brokerage Operations Manager job openings:

Brokerage Operations Manager jobs near you

Operations Support in South Jordan, UT 84095

Amicis Global

South Jordan, UT • On-site

$22/hr

Contractor

Posted yesterday

New

Job description

Title: Operations Support
Location: South Jordan, UT 84095
Duration: 12 Months
 
 
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Roles and Responsibilities:
Estate & Inheritor Services is a specialized team within Brokerage designed to assist with the processing of client accounts during the Inheritance process. The Estate & Inheritor Services Specialist will be responsible for managing the transition of assets for individual clients by serving as a Subject Matter Expert for Brokerage Wealth Management Clients, Financial Advisors, Client Service Associates and/or Branch Management to facilitate inheritance and legacy transfers. Additionally, the Associate will work closely with branches and other internal departments, provide support through various internal applications, and process paperwork in a virtual branch environment.
• Providing dedicated one-on-one support for the client throughout the inheritance process leveraging effective relationship management skills
• Proactively communicating with clients by phone and or email to provide a high level of service, transparency, and empathy to clients and beneficiaries.
• Process & follow up client service requests to ensure completion in a timely manner
• Set appropriate expectations with clients and beneficiaries for requests, in line with internal Service Level Agreements, and ensure consistent follow-up
• Provide world class customer service to both internal and external clients in all interactions
• Research and resolve problems with both internal and external clients accurately and in a timely manner
• Leverage Brokerage systems and ensure all case interactions are appropriately entered and documented
• Actively manage, monitor, and document daily case load by utilizing various technology resources
• Apply Firm verification policies for all clients to avoid identity theft and fraudulent activity
• Keep current on SEC/Client, Compliance and Firm guidelines and apply to processing and all interactions to ensure risk mitigation
• Other ad hoc duties as assigned Additional requirements may include: Series 7 and 66 required (or 63 & 65)
 
EDUCATION and or EXPERIENCE:
• College degree preferred
• 3-4 years financial services industry experience preferred including client service interactions, and knowledge of estates, trusts, and retirement plans, account opening and asset distribution processes
Knowledge/Skills:
• Basic clerical and administrative skills
• Effective written and verbal communication skills
• Excellent interpersonal and client service skills
• Organizational skills, attention to detail and excellent follow up skills
• Ability to research and resolve problems and service inquiries and escalate when appropriate
• Ability to efficiently handle a high volume of requests in a fast paced environment
• Strong computer skills including Microsoft Suite
• Basic knowledge of Brokerage systems and procedures
• Be self-motivated and able to work in a strong team and high activity environment.
 
 
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