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Broker Dealer Transition Jobs (NOW HIRING)

SEI Investments

Senior Sales Executive

Oaks, PA · On-site +1

Ensure all sales processes are adhered to especially the transition to client onboarding * Maintain ... Number of new RIA, Broker-Dealer and Private Banking firms signed onto the Platform * Revenue ...

Farther

Senior Trading Associate

New York, NY

$16.50 - $19.75/hr

Support trade execution for advisors during large asset transitions, portfolio restructures, and ... Experience supporting both RIA trading environments and broker-dealer platforms. * Active or ...

Farther

Senior Trading Associate

Dallas, TX

$14.75 - $17.75/hr

Support trade execution for advisors during large asset transitions, portfolio restructures, and ... Experience supporting both RIA trading environments and broker-dealer platforms. * Active or ...

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Broker Dealer Transition information

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$29.5K

$46.5K

$65.5K

How much do broker dealer transition jobs pay per year?

As of Sep 2, 2026, the average yearly pay for broker dealer transition in the United States is $46,480.00, according to ZipRecruiter salary data. Most workers in this role earn between $32,000.00 and $56,000.00 per year, depending on experience, location, and employer.

What is the difference between Broker Dealer Transition vs Registered Representative?

AspectBroker Dealer TransitionRegistered Representative
CertificationsSeries 7, Series 63/66, licensing for transitionSeries 7, Series 63/66, licensing required
Work EnvironmentInvolves firm changes, compliance, onboardingClient-facing sales, trading, and advisory roles
Employer & Industry UsageUsed during firm mergers, acquisitions, or transitionsEmployed by broker-dealers to sell securities
Search & Comparison IntentUnderstanding transition processes, career movesSales roles, licensing, client interaction

Broker Dealer Transition refers to the process of moving from one broker-dealer firm to another, often involving licensing and compliance steps. A Registered Representative is an individual licensed to sell securities and work directly with clients. While both roles require similar certifications, the transition focuses on firm changes, whereas the Registered Representative role emphasizes client sales and advisory services.

More about Broker Dealer Transition jobs

What cities are hiring for Broker Dealer Transition jobs?

Cities with the most Broker Dealer Transition job openings:

What states have the most Broker Dealer Transition jobs?

States with the most job openings for Broker Dealer Transition jobs include:

What job categories do people searching Broker Dealer Transition jobs look for?

The top searched job categories for Broker Dealer Transition jobs are:

Broker Dealer Transition jobs near you
Infographic showing various Broker Dealer Transition job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 85% Full Time, 10% Part Time, 1% Temporary, and 3% Contract. Highlights an 89% Physical, 3% Hybrid, and 8% Remote job distribution, with an average salary of $46,480 per year, or $22.3 per hour.

Account Opening Administrator - Remote (Huntsville, Alabama area candidates highly preferred)

JS Consulting

Huntsville, AL • On-site

$19.75 - $26.50/hr

Contractor

Re-posted 7 days ago

Job description

Job Title- Account Opening Administrator

Project Location – Remote (Huntsville, Alabama area candidates highly preferred)

Duration- 4+ months contract

Project Overview:
We are supporting a breakaway group transitioning approximately 7,000 accounts from their current RIA/BD/Clearing provider to their newly established RIA/BD, expected to clear through Pershing.

To support this transition, we are seeking 5 experienced Account Opening Administrators to assist with processing and onboarding.

Key Responsibilities:

  • Process new account openings and transfer documentation
  • Ensure accuracy and completeness of all paperwork
  • Work closely with transition and operations teams to support onboarding
  • Communicate with clients or advisors if any information is missing or incorrect
  • Maintain compliance with applicable regulatory and firm requirements

Requirements:

  • Experience in account opening or transitions within an RIA, Broker-Dealer, or Clearing environment
  • Familiarity with Pershing or similar custodians preferred
  • High attention to detail and comfort handling high-volume processing
  • Ability to work independently and meet deadlines in a fast-paced setting

Work Arrangement:

  • Remote work supported
  • Candidates based in or near Huntsville, Alabama are strongly preferred due to the client’s proximity and the new nature of the relationship