Trading Operator Jobs (NOW HIRING)

Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 33 markets throughout the United States, as well as an office in London. The Firm oversees $212 billion in client assets as of April 30, 2026.

The Trading and Asset Settlement Operations team is responsible for full endtoend ownership of trade lifecycle processing and intraday monitoring of market and compliance risk exposures. The Analyst will support ultrahighnetworth clients, Private Advisor teams, and external custodians by ensuring the accurate and timely execution of trades, settlements, and asset transfers. This role serves as a key liaison across internal partners including Risk, Finance, Product, and Technology to investigate and resolve traderelated issues arising from transaction economics, policy requirements, and system functionality.

The position provides broad exposure across Capital Markets products and requires strong execution of operational processes, controls, and internal client servicing responsibilities. Successful candidates are highly collaborative, detailoriented, and comfortable operating in a fastpaced, clientfocused environment.

• Manage daily trade capture, affirmation, confirmation, and settlement across multiple asset classes
• Monitor and resolve trade fails, breaks, and lifecycle events to ensure timely settlement
• Coordinate ACAT and non-ACAT asset transfers with custodians, advisors, and external partners
• Support reconciliation processes across cash, positions, and transactions
• Partner with Risk, Finance, Product, and Technology teams to investigate and resolve trade-related issues
• Assist with corporate actions, collateral activity, and treasury-related processes as needed
• Maintain a strong control environment by ensuring accuracy, documentation, and adherence to policies and procedures
• Serve as a client-facing operations partner, providing timely updates and issue resolution

• Bachelor degree in Finance, Business, Mathematics, or a related field

• 2+ years of experience in trade settlement, middle office, or back-office operations

• Working knowledge of equity settlement processes and trade lifecycle events

• Experience with financial systems such as Omgeo, Bloomberg, or similar platforms, preferred

• Strong attention to detail and ability to manage high volumes in time-sensitive environments

• Familiarity with clearing through custodial platforms (e.g., NFS) is a plus

• Exposure to asset transfers (ACAT / non-ACAT) and corporate actions, preferred

• Familiarity with Agentic AI and AI platforms e.g. Co-Pilot, Claude, preferred

• Series 7 a plus

• Strong organizational and time-management skills
• Ability to work independently and collaboratively in a team environment
• Client-focused mindset with strong communication skills
• Comfortable working in a fast-paced, deadline-driven environment
• Ability to multitask, prioritize, and adapt to changing business needs
• High level of accuracy, accountability, and ownership
• Willingness to work extended hours during peak periods or as required due to business need

The anticipated base salary range for this role is $75,000 to $90,000. Base salary for the role will depend on several factors, including a candidate's qualifications, skills, competencies, and experience, and may fall outside of the range shown. In addition, this role may be eligible for a discretionary bonus. Rockefeller Capital Management offers a comprehensive benefit package including health coverage, vacation time, paid leave, retirement plan, and more. Visit careers.rockco.com to learn more about additional opportunities and benefits offerings.

Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, "Rockefeller") is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law ("protected characteristics").

Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.