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Trading Operations Associate Jobs in Raleigh, NC

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Client Service Associate - NR

Chapel Hill, NC ยท On-site

$12 - $16.50/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

JOB PURPOSE The Associate Product Manager supports the execution and operational management of ... Support sales campaigns, trade shows, demonstrations, and customer engagement activities that ...

Overwrap Associate

Durham, NC ยท On-site

$14.50 - $18.25/hr

Join the Leader in Trading Card Manufacturing At Millennium Print Group (MPG), a proud subsidiary ... Since our founding in 2014, our dedicated team has built a world-class operation known for ...

Ensure compliance with customs regulations, trade laws, and import/export requirements * Develop ... Associates degree or higher in Business Administration, Supply Chain Management, Operations ...

Ensure compliance with customs regulations, trade laws, and import/export requirements * Develop ... Associate's degree or higher in Business Administration, Supply Chain Management, Operations ...

Fulfillment Associate

Raleigh, NC ยท On-site

$15.50 - $18.50/hr

Join the Leader in Trading Card Manufacturing At Millennium Print Group (MPG), a proud subsidiary ... Since our founding in 2014, our dedicated team has built a world-class operation known for ...

Fulfillment Associate

Raleigh, NC ยท On-site

$15.50 - $18.50/hr

Join the Leader in Trading Card Manufacturing At Millennium Print Group (MPG), a proud subsidiary ... Since our founding in 2014, our dedicated team has built a world-class operation known for ...

Warehouse Associate II

Durham, NC ยท On-site

$15.50 - $18.25/hr

... Trade School Graduate * 1-2 Years Experience in distribution center operations or previous ... 000 associates. Based in Mooresville, N.C., Lowe's supports the communities it serves through ...

Warehouse Associate II

Durham, NC

$15.50 - $18.25/hr

... Trade School Graduate * 1-2 Years Experience in distribution center operations or previous ... 000 associates. Based in Mooresville, N.C., Lowe's supports the communities it serves through ...

... our operations. Key Responsibilities: * Build and maintain relationships with new and existing ... Attend trade shows, industry events, and networking opportunities. * Provide leadership and ...

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Trading Operations Associate information

See Raleigh, NC salary details

$10

$25

$51

How much do trading operations associate jobs pay per hour?

As of Jun 19, 2026, the average hourly pay for trading operations associate in Raleigh, NC is $25.51, according to ZipRecruiter salary data. Most workers in this role earn between $17.31 and $29.42 per hour, depending on experience, location, and employer.

What are some common challenges faced by Trading Operations Associates in supporting trade settlements and how are they addressed?

Trading Operations Associates often encounter challenges such as resolving trade discrepancies, ensuring timely settlement of trades, and managing high volumes of transactions under tight deadlines. Addressing these issues requires strong attention to detail, effective communication with counterparties and internal teams, and the ability to quickly troubleshoot and escalate problems when necessary. Many firms provide comprehensive training and utilize advanced reconciliation tools to help associates efficiently identify and resolve breaks, ensuring smooth trade lifecycle management.

What are the key skills and qualifications needed to thrive as a Trading Operations Associate, and why are they important?

To thrive as a Trading Operations Associate, you need strong analytical skills, attention to detail, and a solid understanding of financial markets, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms, order management systems (OMS), and proficiency in Excel or other data analysis tools are commonly required, and certifications like FINRA Series 7 or 63 may be advantageous. Exceptional problem-solving, communication, and time-management skills help you excel under pressure and work effectively with traders, clients, and back-office teams. These skills ensure accurate trade processing, risk mitigation, and smooth market operations in a high-stakes environment.

What is the difference between Trading Operations Associate vs Trading Analyst?

AspectTrading Operations AssociateTrading Analyst
CredentialsTypically requires a bachelor's degree in finance, economics, or related field; certifications like CFA are a plus but not mandatorySimilar credentials; often holds a bachelor's degree, with some roles preferring CFA or related certifications
Work EnvironmentSupports trading desks by handling operational tasks, trade settlements, and compliance; fast-paced, team-orientedFocuses on analyzing trading data, market trends, and performance; analytical and research-driven
Employer & Industry UsageCommon in investment banks, asset management firms, and trading housesFound in financial institutions, hedge funds, and asset managers

While both roles require a finance background and involve working within trading environments, the Trading Operations Associate primarily manages operational tasks and trade support, whereas the Trading Analyst focuses on analyzing market data and trading performance. They often work closely but serve different functions within trading teams.

What are Trading Operations Associates?

Trading Operations Associates are professionals who support the daily activities of trading desks at financial institutions. Their key responsibilities include trade settlement, trade confirmation, reconciliation, and ensuring compliance with regulatory requirements. They act as a bridge between traders, back-office teams, and external parties to ensure transactions are processed smoothly and efficiently. Attention to detail, strong analytical skills, and the ability to work under pressure are essential for this role. This position offers valuable exposure to financial markets and is often a stepping stone to more advanced roles in finance.
What are popular job titles related to Trading Operations Associate jobs in Raleigh, NC? For Trading Operations Associate jobs in Raleigh, NC, the most frequently searched job titles are:
What job categories do people searching Trading Operations Associate jobs in Raleigh, NC look for? The top searched job categories for Trading Operations Associate jobs in Raleigh, NC are:
What cities near Raleigh, NC are hiring for Trading Operations Associate jobs? Cities near Raleigh, NC with the most Trading Operations Associate job openings:
Client Services Associate/Trader

Client Services Associate/Trader

Hilltop Wealth Advisors

Chapel Hill, NC โ€ข Hybrid

$10K/mo

Other

Medical, Dental, Vision, Life, Retirement, PTO

Posted 6 days ago


Job description

Client Service Associate/Trader
I. ย  ย ย MISSION
The Client Service Associate at Hilltop Wealth Advisors is an integral part of our team serving as the true connection between our clients, and the entire team. This great communicator, influencer and enthusiastic person will support the vision, positive culture and team spirit across our firm and clients.
The key role of this position is to engage and support the overall success of many different projects and initiatives and by working side-by-side with our Advisory and Client Services teams. The Client Service Associate focuses on team engagement, client success, and managing assigned projects. This individual enjoys and excels at the day-to-day operations of the firm.
This position requires a proactive approach and an ability to independently carry out the duties of the position. The ideal candidate will exhibit high standards, excellent communication skills, good judgment, and an ability to take initiative, and prioritize daily tasks. The ability to effectively manage time and multi-task with attention to detail is critical to this role. The Client Service Associate must be confident about decision-making under uncertainty and under time pressure.
ESSENTIAL RESPONSIBILITIES
Client and Firm Engagement
  • Provide administrative support as needed: answers calls, manages contacts, manages schedules, produce reports, and creates presentation materials.
  • Maintain and retain office files consistent with firm/professional policies and requirements.
  • Support marketing and client events as requested including newsletters, blogs, social, website, communications, office events, etc.
  • Conduct other administrative related tasks and projects as needed.
  • Execute on the firms day-to-day trading activities under the supervision of the Director of Operations.
  • Monitor portfolios, rebalance accounts, ensure fair execution and trade review for compliance.
  • Sends paperwork to clients using the electronic signature system while adhering to the custodiansโ€™ compliance rules pertaining to electronic signatures.
  • Quality check and submit custodial items for processing. Supports Compliance to maintain an effective and robust investment advisory compliance program.
  • Conducts certain compliance program tests.
  • Performs other compliance related tasks and projects as assigned.

Advisory
  • Engage and support weekly prep for client meetings, ensuring Advisory and Client Services teams are ready and prepped for upcoming client meetings.
  • Support client onboarding requirements for financial planning and investment management applications.
  • Prepare and produce back-office support demands for basic client account requests.
  • Support back-office initiatives and/or core projects that support Advisory teams.
  • Gather and prepare necessary information for advisory meetings with clients.

III. POSITION SPECIFICATIONS
Experience and Education:
  • Bachelorโ€™s degree.
  • Pursuit of Financial Paraplanner Qualified Professional (FPQP) Certification preferred.
  • 0-4 years of experience in a financial services firm with an emphasis in either client services and/or operations.
  • Leadership experience demonstrated through reporting structure or special projects.
  • Experience with investments and financial planning applications preferred.
  • Experience working with various custodial platforms preferred.

Skills and Knowledge:ย 
  • Excellent communication skills. (verbal, written and listening)
  • General tech stack proficiency.
  • Knowledge of RIA operations, regulations, compliance, and oversight.
  • Demonstrates personal integrity, honesty and can deal with confidential information daily.
  • Ability to handle stress in an ever-changing investment market.
  • Excellent time management and strong organizational skills.
  • Ability to prioritize multiple tasks and anticipate potential problems.

Job Type: Full-time, salaried non-exemptย 
Location: Based in Chapel Hill, North Carolina. This position is primarily in-office, with some flexibility for work-from-home days.ย 
Salary: Base: $50k-65k+ up to $10k in bonuses.ย 

Please submit your cover letter and resume detailing your demonstrated success in this type of role when applying.Kindly describe how our core values align with your own. Our firm provides a competitive salary, a team-based revenue bonus plan, structured career tracksโ€”including a defined path toward equity partnershipโ€”comprehensive medical, dental, vision, and life insurance benefits, 401(k) with matching contribution, generous paid time off, volunteer time off, a flexible work-from-home policy (up to five days per month, with Monday and Thursday designated for in-office collaboration), and ongoing educational reimbursement opportunities.