ZipRecruiter

Log In

1

Trading Operations Associate Jobs in Raleigh, NC

AdvisorEngine

Investment Operations

Raleigh, NC · On-site

Monitor trade execution across multiple asset classes (e.g., equities, fixed income, mutual funds ... Operational Efficiency & Process Improvement * Identify opportunities to streamline workflows and ...

AdvisorEngine

Investment Operations

Raleigh, NC · On-site

Monitor trade execution across multiple asset classes (e.g., equities, fixed income, mutual funds ... Operational Efficiency & Process Improvement * Identify opportunities to streamline workflows and ...

Stifel

Client Service Associate - NR

Chapel Hill, NC

$12 - $16.50/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Chapel Hill, NC

$12 - $16.50/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Chapel Hill, NC · On-site

$12 - $16.50/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

SCHUNK

Associate Product Manager

Morrisville, NC · On-site

JOB PURPOSE The Associate Product Manager supports the execution and operational management of ... Support sales campaigns, trade shows, demonstrations, and customer engagement activities that ...

New

Voltage LLC

Operations Director

Chapel Hill, NC

Ensure compliance with customs regulations, trade laws, and import/export requirements * Develop ... Associates degree or higher in Business Administration, Supply Chain Management, Operations ...

Voltage LLC

Operations Director

Chapel Hill, NC · On-site

Ensure compliance with customs regulations, trade laws, and import/export requirements * Develop ... Associate's degree or higher in Business Administration, Supply Chain Management, Operations ...

next page

Showing results 1-20

People also search for

All JobsTrading Operations Associate JobsTrading Operations Associate Jobs in Raleigh, NC

Trading Operations Associate information

See Raleigh, NC salary details

$10

$25

$51

How much do trading operations associate jobs pay per hour?

As of May 29, 2026, the average hourly pay for trading operations associate in Raleigh, NC is $25.51, according to ZipRecruiter salary data. Most workers in this role earn between $17.31 and $29.42 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Trading Operations Associate, and why are they important?

To thrive as a Trading Operations Associate, you need strong analytical skills, attention to detail, and a solid understanding of financial markets, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms, order management systems (OMS), and proficiency in Excel or other data analysis tools are commonly required, and certifications like FINRA Series 7 or 63 may be advantageous. Exceptional problem-solving, communication, and time-management skills help you excel under pressure and work effectively with traders, clients, and back-office teams. These skills ensure accurate trade processing, risk mitigation, and smooth market operations in a high-stakes environment.

What are some common challenges faced by Trading Operations Associates in supporting trade settlements and how are they addressed?

Trading Operations Associates often encounter challenges such as resolving trade discrepancies, ensuring timely settlement of trades, and managing high volumes of transactions under tight deadlines. Addressing these issues requires strong attention to detail, effective communication with counterparties and internal teams, and the ability to quickly troubleshoot and escalate problems when necessary. Many firms provide comprehensive training and utilize advanced reconciliation tools to help associates efficiently identify and resolve breaks, ensuring smooth trade lifecycle management.

What are Trading Operations Associates?

Trading Operations Associates are professionals who support the daily activities of trading desks at financial institutions. Their key responsibilities include trade settlement, trade confirmation, reconciliation, and ensuring compliance with regulatory requirements. They act as a bridge between traders, back-office teams, and external parties to ensure transactions are processed smoothly and efficiently. Attention to detail, strong analytical skills, and the ability to work under pressure are essential for this role. This position offers valuable exposure to financial markets and is often a stepping stone to more advanced roles in finance.

What is the difference between Trading Operations Associate vs Trading Analyst?

AspectTrading Operations AssociateTrading Analyst
CredentialsTypically requires a bachelor's degree in finance, economics, or related field; certifications like CFA are a plus but not mandatorySimilar credentials; often holds a bachelor's degree, with some roles preferring CFA or related certifications
Work EnvironmentSupports trading desks by handling operational tasks, trade settlements, and compliance; fast-paced, team-orientedFocuses on analyzing trading data, market trends, and performance; analytical and research-driven
Employer & Industry UsageCommon in investment banks, asset management firms, and trading housesFound in financial institutions, hedge funds, and asset managers

While both roles require a finance background and involve working within trading environments, the Trading Operations Associate primarily manages operational tasks and trade support, whereas the Trading Analyst focuses on analyzing market data and trading performance. They often work closely but serve different functions within trading teams.

What are popular job titles related to Trading Operations Associate jobs in Raleigh, NC? For Trading Operations Associate jobs in Raleigh, NC, the most frequently searched job titles are:
What job categories do people searching Trading Operations Associate jobs in Raleigh, NC look for? The top searched job categories for Trading Operations Associate jobs in Raleigh, NC are:
What cities near Raleigh, NC are hiring for Trading Operations Associate jobs? Cities near Raleigh, NC with the most Trading Operations Associate job openings:
Trading Operations Associate jobs near you

Investment Operations

AdvisorEngine

Raleigh, NC • On-site

Full-time

Posted 16 days ago

Job description

Who Is AdvisorEngine:
We believe that the future of financial advice is personal, scientific and beautiful - these three ideals drive everything that we do.
AdvisorEngine is a leading wealth management fintech platform that creates a unified experience across financial advisors, investors, and business management personnel. Our wealth management platform enables financial advisors to deliver an engaging, personalized client experience and to operate at scale through smart automation.
Our team is made up of designers, enterprise technologists, data scientists, futurists, and business builders. We are based in NYC and Raleigh, NC. If you love data and are driven to create the future of financial advice, we'd love to hear from you.
About this role:
The Investment Operations professional is responsible for supporting all operational aspects of our TAMP investment management services, including trade execution, monitoring portfolios including drift and fee billing. This role ensures the smooth functioning of daily workflows, maintains data integrity, and collaborates with trading teams, custodians, and internal teams to provide accurate and timely information. The ideal candidate has a strong attention to detail, excellent organizational skills, and a working knowledge of operational best practices within financial services.
Responsibilities:
Portfolio Rebalancing and Trade Execution Monitoring
  • Monitor trade execution across multiple asset classes (e.g., equities, fixed income, mutual funds).
  • Monitor daily portfolio rebalancing occurs on a timely basis
  • Coordinate with advisors, trading team and custodians to facilitate on-time, accurate portfolio rebalancing trade execution.

Account Reconciliation
  • Ensure data reconciliation occurs in a timely and consistent manner.
  • Ensure the resolution of discrepancies occurs in a timely manner, and escalate issues when necessary.

Performance Reporting
  • Overseeing regular production of performance reports and ensuring report packages and libraries are maintained.
  • Independently manage resolution of all incoming investor performance questions and analysis requests achieving service quality and SLAs
  • Auditing the quality and integrity of data to ensure the accuracy of all reporting outputs and applying industry standards/best practices.
  • Collaborate with Product and Technology teams to develop performance reporting capabilities, ensure data quality of reports, and resolve all open external reporting issues
  • Designing and creating user-friendly standard and ad-hoc reports using report builder tools to assist clients to deliver reports that meet their business needs.

Data Management & Integrity
  • Ensure accurate records of transactions, positions and valuations in the portfolio management system.
  • Conduct routine audits and checks to verify that reports match EOD positions and trades.

Billing Support & Processing
  • Ensure the timely and accurate processing of sub-manager and program fees as well as advisory fees on behalf of advisors.

Operational Efficiency & Process Improvement
  • Identify opportunities to streamline workflows and reduce operational risk.
  • Collaborate with cross-functional teams to design, document and implement new operational procedures or system enhancements.

Compliance & Regulatory Coordination
  • Adhere to internal controls, policies, and procedures to meet firm and regulatory requirements.
  • Participate in internal and external audits, providing documentation and explanations as needed.

Client & Advisor Support
  • Act as a liaison between the rebalancing and trading team, advisors, custodians, and internal departments for operational matters.
  • Provide clear and timely responses to inquiries related to portfolio rebalancing, trades, account balances, and reconciliation.

Risk Management
  • Monitor and report any potential operational risks or errors, taking proactive steps to mitigate issues.
  • Maintain a thorough understanding of industry best practices to ensure adherence to risk guidelines.

Required Skills & Experience:
Educational Background
  • Bachelor's degree in Finance, Accounting, Business Administration, or a related field.
  • An advanced degree or professional certification (examples include CIPM) is a plus.

Financial Services & Operations Knowledge
  • 4+ years of experience in investment operations, trade support, or a similar role within financial services.
  • Working knowledge of handling third party performance systems that utilize transaction-level information, including hands-on experience with maintenance, troubleshooting, reporting, and analysis of such systems.
  • Familiarity with various asset classes, trade lifecycles, and settlement processes.

Systems & Technical Proficiency
  • Hands-on experience with portfolio management systems and TAMP investment services
  • Proficient in Google Sheets and Excel with capabilities of handling large data sets for monitoring, reconciliation and reporting.

Analytical & Problem-Solving Abilities
  • Strong attention to detail, with the ability to identify discrepancies and resolve issues quickly.
  • Capable of interpreting operational data, analyzing trends, and recommending process improvements.

Communication & Collaboration
  • Excellent verbal and written communication skills, able to explain operational processes to internal and external stakeholders.
  • Team-oriented mindset with a demonstrated ability to collaborate effectively across departments.

Regulatory & Compliance Awareness
  • Understanding of relevant SEC and other regulatory requirements for investment operations.
  • Experience supporting audits and maintaining documentation for compliance purposes.

Organizational & Time Management Skills
  • Ability to manage multiple tasks and deadlines in a fast-paced, deadline-driven environment.
  • Self-motivated and proactive in identifying operational challenges and proposing solutions.

Apply