Reporting to the Director, Risk Management, the Senior Risk Analyst (Investing/Insuring) supports the Compliance and Operational Risk Management Program for First Command Financial Services, Inc and ...
Reporting to the Director, Risk Management, the Senior Risk Analyst (Investing/Insuring) supports the Compliance and Operational Risk Management Program for First Command Financial Services, Inc and ...
Senior Risk Manager - Alternative Accounting Risk
Westlake, TX · On-site
$89K - $180K/yr
... a Senior Risk Manager - Alternative Accounting Risk, you will provide risk leadership across Fidelity Fund and Investment Operations (FFIO) as the firm continues to grow its Alternatives platform.
Senior Risk Manager - Alternative Accounting Risk
Westlake, TX · On-site
$89K - $180K/yr
... a Senior Risk Manager - Alternative Accounting Risk, you will provide risk leadership across Fidelity Fund and Investment Operations (FFIO) as the firm continues to grow its Alternatives platform.
Senior Risk Manager - Alternative Accounting Risk
Westlake, TX · On-site
$89K - $180K/yr
... a Senior Risk Manager - Alternative Accounting Risk, you will provide risk leadership across Fidelity Fund and Investment Operations (FFIO) as the firm continues to grow its Alternatives platform.
Senior Risk Manager - Alternative Accounting Risk
Westlake, TX · On-site
$89K - $180K/yr
... a Senior Risk Manager - Alternative Accounting Risk, you will provide risk leadership across Fidelity Fund and Investment Operations (FFIO) as the firm continues to grow its Alternatives platform.
The mission of Quality and Risk Management (QRM) is to manage the risk in our growing and ... Guidance and Support to Senior Business Leaders within the Firm * Serves as liaison between firm ...
The mission of Quality and Risk Management (QRM) is to manage the risk in our growing and ... Guidance and Support to Senior Business Leaders within the Firm * Serves as liaison between firm ...
Purpose The Senior Manager will be a key part of Risk Reporting function under the GBM Risk Governance and Insights team, which provides day-to-day strategic support to execute the U.S. Risk ...
Purpose The Senior Manager will be a key part of Risk Reporting function under the GBM Risk Governance and Insights team, which provides day-to-day strategic support to execute the U.S. Risk ...
The primary role of the Senior Manager, Risk & Reputation is to help execute a US-media strategy which will enhance Samsung's position as a leading and trusted brand in the U.S. by increasing the ...
The primary role of the Senior Manager, Risk & Reputation is to help execute a US-media strategy which will enhance Samsung's position as a leading and trusted brand in the U.S. by increasing the ...
The Senior Risk Analyst ... Lending & Card Services supports credit and fraud risk management across Populus Financial Group ...
The Senior Risk Analyst ... Lending & Card Services supports credit and fraud risk management across Populus Financial Group ...
Senior Commercial Risk Advisor (Remote)
Dallas, TX · On-site
$100 - $140/hr
Baldwin Risk Partners, LLC is seeking a Senior Client Executive for its Commercial Risk division in ... The successful candidate will be responsible for managing complex accounts and fostering ...
Senior Commercial Risk Advisor (Remote)
Dallas, TX · On-site
$100 - $140/hr
Baldwin Risk Partners, LLC is seeking a Senior Client Executive for its Commercial Risk division in ... The successful candidate will be responsible for managing complex accounts and fostering ...
The primary role of the Senior Manager, Risk & Reputation is to help execute a US-media strategy which will enhance Samsung's position as a leading and trusted brand in the U.S. by increasing the ...
The primary role of the Senior Manager, Risk & Reputation is to help execute a US-media strategy which will enhance Samsung's position as a leading and trusted brand in the U.S. by increasing the ...
The primary role of the Senior Manager, Risk & Reputation is to help execute a US-media strategy which will enhance Samsung's position as a leading and trusted brand in the U.S. by increasing the ...
The primary role of the Senior Manager, Risk & Reputation is to help execute a US-media strategy which will enhance Samsung's position as a leading and trusted brand in the U.S. by increasing the ...
Liaise with senior Risk division stakeholders to help drive the development of department wide programs and processes in support of the Division's operational risk management framework and governance ...
Liaise with senior Risk division stakeholders to help drive the development of department wide programs and processes in support of the Division's operational risk management framework and governance ...
Senior Risk Analytics & Portfolio Strategist Build the future with us Are you driven by data ... Risk Analytics & Portfolio Management (60%) * Analyze and present portfolio performance across ...
Senior Risk Analytics & Portfolio Strategist Build the future with us Are you driven by data ... Risk Analytics & Portfolio Management (60%) * Analyze and present portfolio performance across ...
Liaise with senior Risk division stakeholders to help drive the development of department wide programs and processes in support of the Division's operational risk management framework and governance ...
Liaise with senior Risk division stakeholders to help drive the development of department wide programs and processes in support of the Division's operational risk management framework and governance ...
Senior Risk Management Specialist
Dallas, TX · On-site
$97K/yr
Pacific Companies is currently seeking a Senior Risk Management Specialist to join our growing Risk Management team in Dallas, TX! The ideal candidate for this role must be a great communicator ...
Senior Risk Management Specialist
Dallas, TX · On-site
$97K/yr
Pacific Companies is currently seeking a Senior Risk Management Specialist to join our growing Risk Management team in Dallas, TX! The ideal candidate for this role must be a great communicator ...
Liaise with senior Risk division stakeholders to help drive the development of department wide programs and processes in support of the Division's operational risk management framework and governance ...
Liaise with senior Risk division stakeholders to help drive the development of department wide programs and processes in support of the Division's operational risk management framework and governance ...
Risk Analysis Sr. Manager
Plano, TX · On-site
... senior stakeholders. . Desired Skills: * Bachelor's degree * Experience supporting risk ... Risk Management * Stakeholder Management * Business Acumen * Continuous Improvement * Issue ...
New
Risk Analysis Sr. Manager
Plano, TX · On-site
... senior stakeholders. . Desired Skills: * Bachelor's degree * Experience supporting risk ... Risk Management * Stakeholder Management * Business Acumen * Continuous Improvement * Issue ...
New
Risk Finance - Manager/Senior Manager Manager-level Risk consultants work closely with management of Fortune 500, mid-cap and start-up companies, as well as all levels of our staff from Consultant to ...
Risk Finance - Manager/Senior Manager Manager-level Risk consultants work closely with management of Fortune 500, mid-cap and start-up companies, as well as all levels of our staff from Consultant to ...
Senior Manager, Network Compliance
Plano, TX · On-site
$162 - $184/hr
Senior Manager, Network Compliance The Network Compliance Senior Manager will perform a key risk management role in the second line of defense for Capital One's network and merchant businesses to ...
Senior Manager, Network Compliance
Plano, TX · On-site
$162 - $184/hr
Senior Manager, Network Compliance The Network Compliance Senior Manager will perform a key risk management role in the second line of defense for Capital One's network and merchant businesses to ...
Senior Risk Analyst
Dallas, TX · On-site
Position Summary: The Senior Risk Analyst, Commercial Lending Analytics, will support the ... Develops and presents analysis on performance, trends, and projections to upper management to ...
Senior Risk Analyst
Dallas, TX · On-site
Position Summary: The Senior Risk Analyst, Commercial Lending Analytics, will support the ... Develops and presents analysis on performance, trends, and projections to upper management to ...
What You'll Do The Senior Manager of Technology Risk & Control Assessments will play a critical role in the hands-on execution of the Risk and Control Self-Assessment program across Technology.
What You'll Do The Senior Manager of Technology Risk & Control Assessments will play a critical role in the hands-on execution of the Risk and Control Self-Assessment program across Technology.
Sr Risk Manager information
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What are the key skills and qualifications needed to thrive as a Sr Risk Manager, and why are they important?
What is the difference between Sr Risk Manager vs Risk Analyst?
| Aspect | Sr Risk Manager | Risk Analyst |
|---|---|---|
| Credentials | Typically requires advanced degrees (e.g., MBA, risk management certifications) | Often requires a bachelor's degree, some certifications preferred |
| Work Environment | Strategic, leadership-focused, often managerial | Analytical, data-driven, support role |
| Employer & Industry Usage | Used in finance, insurance, corporate sectors for risk oversight | Common in finance, banking, and insurance for risk assessment |
The main difference between a Sr Risk Manager and a Risk Analyst lies in their responsibilities and experience level. The Sr Risk Manager oversees risk strategies and manages teams, requiring more advanced credentials and strategic thinking. In contrast, the Risk Analyst focuses on data analysis and risk assessment tasks, often serving as a support role. Both roles are vital in risk management but differ in scope and seniority.
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Senior Risk Analyst (Investing/Insuring)
Fort Worth, TX • On-site
Full-time
Posted 20 days ago
First Command Financial Services rating
7.5
Based on 11 frontline employees who took The Breakroom Quiz
Job description
How will this role impact First Command?
Reporting to the Director, Risk Management, the Senior Risk Analyst (Investing/Insuring) supports the Compliance and Operational Risk Management Program for First Command Financial Services, Inc and its subsidiaries. The role serves as a risk advisor and subject matter expert for assigned business activities, partnering with leaders to identify, assess, monitor, and report operational and regulatory risks; evaluate control effectiveness; and provide independent challenge to strengthen risk management practices. The Senior Risk Analyst develops risk insights, emerging risk themes, and escalation recommendations that support sound business decision-making and inform oversight, reporting, and governance across advisor supervision, investment advisory processes, brokerage operations, securities activities, conflicts of interest, regulatory examinations, client-facing processes, and related control environments.
What will the employee do in this role?
- Support the compliance and operational risk management program for assigned BD/RIA activities, providing practical risk guidance that supports and informs business objectives.
- Assess and document risks across relevant business activities, including investment advisory processes, brokerage operations, product and securities activities, conflicts of interest, regulatory obligations, client-facing processes, and related control environments.
- Assist in evaluating emerging risks, recurring issues, and control weaknesses to determine matters requiring escalation to Business leaders and Risk Management leadership.
- Leverage data analytics, risk reporting, and business intelligence to assist with trend spotting, identify emerging risk themes, assess the impact of regulatory developments and industry trends, and provide insights that support risk management, business decision-making, and enterprise risk reporting.
- Assist in continuous improvement efforts related to risk management processes, control enhancement initiatives and control testing.
- Support in evaluating risks surfaced from audits, examinations, findings and assessing the effectiveness of the proposed remediation activities.
- Provide support for projects, process changes, and system implementations by evaluating assumptions and dependencies and communicating significant risks to business stakeholders and the Director, Risk Management.
- Help provide coaching, guidance, and risk management expertise to team members and business partners to promote sound decision-making and consistent risk management practices.
What skills and qualifications does this employee need?
Education
- Bachelor's degree in finance, Economics, Business Administration, or related field preferred
Work Experience
- 5-7 years of experience in regulatory compliance, operational risk management, internal audit or related risk functions within the financial services industry.
Certifications
- One or more of the following certifications are preferred: FINRA Investment license(s); Insurance license(s); Certified Risk Manager (CRM), Professional Risk Manager (PRM); Financial Risk Manager (FRM); Certified Risk Management Assurance (CRMA); or other relevant certification.
Required Knowledge, Skills and Abilities
- Demonstrated ability to build and maintain effective working relationships across all levels of the organization, partnering with business units, control functions, and senior leadership to support risk-informed decision-making and achieve organizational objectives.
- Ability to evaluate risks from an enterprise-wide perspective and identify risk interdependencies across business functions.
- Demonstrated ability of assessing risk, control evaluation, and cross-functional risk identification activities.
- Strong knowledge of financial regulations (e.g., SEC, FINRA) and risk management frameworks.
- Strong analytical, problem-solving and communication skills, with the ability to translate complex risk concepts into actionable insights.
- Knowledge of information technology terminology, concepts and practices.
- Must consistently ensure corporate financial well-being by appropriately applying company policies, accounting principles, risk management, internal controls, and legal and regulatory requirements.
- Demonstrated ability to operate autonomously, manage competing priorities, and make well-reasoned decisions.
- Must have effective project management skills.
- Must easily adapt to changes in procedures, workloads, personnel, equipment problems, etc.
- Must use sound judgment in handling confidential and/or sensitive information.
- Knowledge of Salesforce (CRM), Pershing, Microsoft Office365 software.
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What First Command Financial Services employees say
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About First Command Financial Services
Sourced by ZipRecruiter
First Command Financial Services, based in Fort Worth, TX, US, operates within the financial services industry. Established in 1958, this company's mission is to "coach those who serve in their pursuit of financial security." With its suite of services and products, including investment management and financial planning, the firm is dedicated to helping military families and federal employees achieve financial security. Over the years, First Command has made a name for itself through integrity, commitment, and an approach built upon trust, resulting in substantial client loyalty. Featured among its notable achievements is the company's consistent placement among the top 1% of all wealth management firms in the USA in terms of long-term investment results, confirming their commitment to providing exceptional financial services.
Industry
Finance and insurance
Company size
1,001 - 5,000 Employees
Headquarters location
Fort Worth, TX, US
Year founded
1958