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Series Seven Jobs in Riverside, CA (NOW HIRING)

Northwestern Mutual

Financial Advisor

Ontario, CA · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Irvine, CA · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Irvine, CA · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Irvine, CA · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Irvine, CA · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

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Showing results 21-40

All JobsSeries Seven JobsSeries Seven Jobs in Riverside, CA

Series Seven information

See Riverside, CA salary details

$48K

$114.3K

$190.9K

How much do series seven jobs pay per year?

As of Aug 7, 2026, the average yearly pay for series seven in Riverside, CA is $114,337.00, according to ZipRecruiter salary data. Most workers in this role earn between $89,200.00 and $148,100.00 per year, depending on experience, location, and employer.

What kind of jobs can you do with a Series Seven?

A Series Seven license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. It is often required for roles in brokerage firms, financial advising, and investment sales, and typically involves working in a client-facing environment with compliance and regulatory standards.

What is the difference between Series Seven vs Series 66?

AspectSeries SevenSeries 66
Required CredentialsSeries Seven licenseSeries 66 license (combined with Series 7)
Work EnvironmentBrokerage firms, securities salesFinancial advisory, investment consulting
Industry UsagePrimarily for securities sales and tradingFor investment advisor representatives and securities

The Series Seven license allows individuals to sell a wide range of securities products, including stocks, bonds, and mutual funds. The Series 66 combines the Series 63 and 65 licenses, focusing on investment advisory and securities regulations. While the Series Seven is essential for securities sales, the Series 66 is often required for those providing investment advice. Both licenses are common in brokerage and financial advisory roles, but they serve different functions in the industry.

Will Series Seven help me get a job?

The Series Seven exam is a licensing requirement for individuals seeking to work as securities representatives, such as stockbrokers or financial advisors. Passing the exam demonstrates knowledge of investment products and regulations, which can improve employment prospects in the financial services industry. However, additional qualifications, experience, and firm-specific requirements are often necessary to secure a job.
What are popular job titles related to Series Seven jobs in Riverside, CA? For Series Seven jobs in Riverside, CA, the most frequently searched job titles are:
What job categories do people searching Series Seven jobs in Riverside, CA look for? The top searched job categories for Series Seven jobs in Riverside, CA are:
What cities near Riverside, CA are hiring for Series Seven jobs? Cities near Riverside, CA with the most Series Seven job openings:
Series Seven jobs near you

Business Development | Newport Beach, CA

RK Partners

Irvine, CA

Full-time

Re-posted 6 days ago

Job description

Job Description

In this role, you will build relationships primarily with business owners. No prior finance experience is necessary. Our comprehensive and ongoing training program will teach you everything you need to know to build a successful and rewarding advisory practice. While you are being trained, we will provide you with a stipend plus uncapped commissions. You will find plenty of opportunities for professional development and growth toward leadership/mentor roles


Job Responsibilities

As a Financial Advisor, you will present our line of products and services to individuals & small business owners, working with them to analyze their needs and recommending the most appropriate solutions to help them to meet their goals. This will require that you establish and build a network of ongoing consultative business relationships, as well as internal relationships with our firm s support staff.

Your specific duties in this role will include:

  • Prospecting for clients through introductions, networking associations, and CPA firms
  • Developing and maintaining long-term relationships with clients
  • Conducting fact gathering and needs analyses to arrive at client-centric financial solutions
  • Gaining client consensus on implementation of financial recommendations. Expanding personal knowledge and skills through ongoing professional development and joint work with your mentor

Benefits:

Our intensive training program will teach you everything from prospecting and presentations to specifics about our product line and how to implement client financial programs. We will provide you with a stipend during training, with uncapped commissions allowing you to continue to grow your income as you develop your professional network. Don't pass up this opportunity to build something for yourself but not by yourself.

(Series 7 & 66 will be supported & paid for by firm)

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