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Series Seven Jobs in Riverside, CA (NOW HIRING)

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Series Seven information

See Riverside, CA salary details

$48K

$114.3K

$190.9K

How much do series seven jobs pay per year?

As of Jul 13, 2026, the average yearly pay for series seven in Riverside, CA is $114,337.00, according to ZipRecruiter salary data. Most workers in this role earn between $89,200.00 and $148,100.00 per year, depending on experience, location, and employer.

What are some common challenges Series 7 licensed professionals face in their day-to-day work?

Series 7 licensed professionals, such as stockbrokers or registered representatives, often face the challenge of balancing regulatory compliance with delivering excellent client service. Staying updated on market trends and ever-changing financial regulations requires continuous learning and attention to detail. Additionally, building and maintaining client relationships while meeting sales targets can be demanding, especially in a highly competitive environment. Collaboration with colleagues in research, compliance, and trading is also essential for delivering the best outcomes to clients.

What is the difference between Series Seven vs Series 66?

AspectSeries SevenSeries 66
Required CredentialsSeries Seven licenseSeries 66 license (combined with Series 7)
Work EnvironmentBrokerage firms, securities salesFinancial advisory, investment consulting
Industry UsagePrimarily for securities sales and tradingFor investment advisor representatives and securities

The Series Seven license allows individuals to sell a wide range of securities products, including stocks, bonds, and mutual funds. The Series 66 combines the Series 63 and 65 licenses, focusing on investment advisory and securities regulations. While the Series Seven is essential for securities sales, the Series 66 is often required for those providing investment advice. Both licenses are common in brokerage and financial advisory roles, but they serve different functions in the industry.

What are the key skills and qualifications needed to thrive as a Series 7 Licensed Financial Representative, and why are they important?

To thrive as a Series 7 Licensed Financial Representative, you need a solid grasp of finance, securities regulations, and investment products, typically validated by obtaining the FINRA Series 7 license. Familiarity with financial planning software, CRM platforms, and market analysis tools is commonly required. Strong interpersonal skills, ethical judgment, and persuasive communication help build trust and maintain client relationships. These abilities are crucial for ensuring compliance, providing tailored investment advice, and achieving client satisfaction in a highly regulated industry.

What is a Series 7 license?

A Series 7 license, officially known as the General Securities Representative Qualification Examination, is a credential required for individuals who want to become registered representatives and sell a broad range of securities, such as stocks, bonds, and mutual funds. It is administered by the Financial Industry Regulatory Authority (FINRA) in the United States. Earning the Series 7 license demonstrates that an individual has the knowledge and skills needed to work as a stockbroker or securities representative. Candidates must pass the Series 7 exam and be sponsored by a FINRA-member firm to obtain the license.
What are popular job titles related to Series Seven jobs in Riverside, CA? For Series Seven jobs in Riverside, CA, the most frequently searched job titles are:
What job categories do people searching Series Seven jobs in Riverside, CA look for? The top searched job categories for Series Seven jobs in Riverside, CA are:
What cities near Riverside, CA are hiring for Series Seven jobs? Cities near Riverside, CA with the most Series Seven job openings:
Series Seven jobs near you

Administrative Assistant (Series 7 license required)

B B GRAHAM & COMPANY

Orange, CA • On-site

$65K - $80K/yr

Full-time

PTO

Re-posted 6 days ago

Job description

Benefits/Perks
  • Competitive Compensation
  • Paid Time Off
  • Career Growth Opportunities
Job Summary
We are seeking a motivated and outgoing Administrative Assistant to join our team. In this role, you will provide support to our office employees, ensuring they have all the information and resources they need to perform their best. Your responsibilities will include answering phone calls, scheduling appointments, planning meetings, and writing correspondence. The ideal candidate is highly organized with excellent written and verbal communication skills and a friendly demeanor. 
Responsibilities 
  • Answer incoming phone calls and route them to the appropriate person
  • Schedule appointments and maintain a calendar
  • Organize meetings and take accurate minutes 
  • Write emails, memos, and letters and distribute them appropriately
  • Contribute to company reports
  • Maintain an organized filing system
  • Develop, update, and maintain relevant office procedures
Qualifications
  • Series 7 license required!
  • High school diploma/GED preferred, Associate’s degree or administrative training a plus. 
  • Previous experience as an Administrative Assistant or in a similar position
  • Familiarity with standard office equipment such as printers and fax machines
  • Excellent computer skills and knowledge of Microsoft Word, Outlook, and PowerPoint
  • Highly organized with excellent time management skills and the ability to prioritize projects