ZipRecruiter

Log In

1

Series Seven Jobs in San Ramon, CA (NOW HIRING)

Jobtailor

Wealth Advisor

Walnut Creek, CA · On-site

$90 - $150/hr

Active Series 7 Registration * Active Series 63 Registration (if required by the state of hire) * Active Series 65 or 66 Registration (if required by the state of hire; if required by state of hire ...

New

Jobtailor

Financial Solutions Advisor

Oakland, CA · On-site

$65 - $110/hr

Currently holds Series 7 and Series 66 licenses, or Series 63 and Series 65 in lieu of Series 66 * If lacking Series 66 but holding Series 63 or Series 65, must obtain a passing score for the missing ...

Posted today

Jobtailor

Financial Solutions Advisor

Concord, CA · On-site

$60 - $100/hr

Currently holds Series 7 & 66 licenses, or Series 63 & 65 in lieu of Series 66 * If holding Series 63 or 65 but not Series 66, must pass the missing series within 60 days as a condition of the offer

New

TIAA

Wealth Advisor

Palo Alto, CA · On-site

$80K - $95K/yr

Series 7; Series 63; Series 65; Series 66 Physical Requirements * Physical Requirements: Sedentary Work Career Level 7IC Required: * 3+ years financial services experience * Series 7, 63 and 65 (or ...

Aumni

Private Client Wealth Advisor

San Jose, CA · On-site

$80 - $120/hr

The role requires a valid Series 7 license, client acquisition success, and a commitment to goals-based financial advising. TwinThread values diversity and offers competitive rewards including salary ...

next page

Showing results 1-20

All JobsSeries Seven JobsSeries Seven Jobs in San Ramon, CA

Series Seven information

See San Ramon, CA salary details

$51.4K

$122.5K

$204.5K

How much do series seven jobs pay per year?

As of Sep 6, 2026, the average yearly pay for series seven in San Ramon, CA is $122,475.00, according to ZipRecruiter salary data. Most workers in this role earn between $95,500.00 and $158,700.00 per year, depending on experience, location, and employer.

What is the difference between Series Seven vs Series 66?

AspectSeries SevenSeries 66
Required CredentialsSeries Seven licenseSeries 66 license (combined with Series 7)
Work EnvironmentBrokerage firms, securities salesFinancial advisory, investment consulting
Industry UsagePrimarily for securities sales and tradingFor investment advisor representatives and securities

The Series Seven license allows individuals to sell a wide range of securities products, including stocks, bonds, and mutual funds. The Series 66 combines the Series 63 and 65 licenses, focusing on investment advisory and securities regulations. While the Series Seven is essential for securities sales, the Series 66 is often required for those providing investment advice. Both licenses are common in brokerage and financial advisory roles, but they serve different functions in the industry.

Does Series Seven help you get a job?

The Series Seven exam is a licensing requirement for individuals seeking to work as securities representatives, such as stockbrokers or financial advisors. Passing the exam demonstrates knowledge of investment products and regulations, which can improve job prospects in the finance industry. However, employment also depends on experience, education, and employer requirements.

What jobs can you get with a Series Seven?

A Series Seven license qualifies individuals to work as stockbrokers, financial advisors, or securities representatives, allowing them to buy and sell a wide range of securities including stocks, bonds, and mutual funds. It is often required for roles in brokerage firms, investment firms, and financial planning environments, and typically involves passing the Series Seven exam administered by FINRA.

What are popular job titles related to Series Seven jobs in San Ramon, CA?

For Series Seven jobs in San Ramon, CA, the most frequently searched job titles are:

What job categories do people searching Series Seven jobs in San Ramon, CA look for?

The top searched job categories for Series Seven jobs in San Ramon, CA are:

What cities near San Ramon, CA are hiring for Series Seven jobs?

Cities near San Ramon, CA with the most Series Seven job openings:

Series Seven jobs near you
Infographic showing various Series Seven job openings in San Ramon, CA as of August 2026, with employment types broken down into 100% Full Time. Highlights an 67% In-person, and 33% Hybrid job distribution, with an average salary of $122,475 per year, or $58.9 per hour.

Wealth Advisor

Jobtailor

Walnut Creek, CA • On-site

$90 - $150/hr

Other

Posted yesterday

New

Job description

  • Act as a dedicated representative assigned to a specific branch or multiple branches
  • Deliver Non-Deposit Investment Products (NDIPs) and services to branch customers and prospective customers
  • Provide advice-based financial solutions for an assigned book of business
  • Solicit new and existing investments and insurance solutions from retail clients
  • Build partnerships with Retail Branch Managers and Centers of Influence
  • Utilize a consultative, holistic sales process and assessment tools
  • Provide comprehensive investment and insurance solutions tailored to client needs and objectives
  • Ensure compliance with regulatory, broker-dealer, and institution requirements
  • Deliver a high-quality customer service experience during each customer interaction
  • Build relationships with retail branch staff and support referral efforts
  • Understand core institution products to support cross-selling and generate referrals
  • Meet or exceed established sales goals while ensuring compliance with applicable policies, procedures, and regulations
Requirements
  • High school diploma or equivalent (Bachelor’s Degree Preferred)
  • Minimum of two (2) years investment sales experience (preferably in a financial institution)
  • Active State Applicable Life Insurance License
  • Active Series 7 Registration
  • Active Series 63 Registration (if required by the state of hire)
  • Active Series 65 or 66 Registration (if required by the state of hire; if required by state of hire and not active, must acquire within the first six months of hire)
  • Computer literate with proficiency in Microsoft Office product suite, including Power Point and applications specific to the broker dealer
  • Demonstrated ability to sell products and services to investment clients; evidence of strong sales results
  • Broad knowledge of characteristics and needs of clients and partners within the bank-based investment market space
  • Excellent knowledge of investment/insurance products and financial planning
  • Strong self-motivation and ability to work independently
  • Excellent verbal, written and interpersonal communication skills
Core Competencies

Demonstrates expertise in delivering Non-Deposit Investment Products and services while ensuring compliance with regulatory requirements. Proven ability to build relationships, provide tailored financial solutions, and achieve sales goals in a consultative sales environment.

Highest-signal resume keywords
  • Investment Sales Experience
  • Active Life Insurance License
  • Active Series 7 Registration
  • Active Series 63 Registration
  • Excellent Customer Service Skills
ATS Optimization Keywords Hard Skills
  • Financial Planning
  • Investment Products Knowledge
  • Sales Strategy Development
  • Regulatory Compliance
  • Consultative Sales Process
Soft Skills
  • Strong Organization Skills
  • Excellent Communication Skills
  • Self-Motivation
  • Attention to Detail
  • Interpersonal Skills
Certifications & Qualifications
  • Active Life Insurance License
  • Active Series 7 Registration
  • Active Series 63 Registration
  • Active Series 65 Registration
  • Active Series 66 Registration
Industry Keywords
  • Non-Deposit Investment Products
  • Retail Banking
  • Investment Market
  • Client Relationship Management
  • Cross-Selling
Tools & Technologies
  • Microsoft Office Suite
  • Broker Dealer Applications
#J-18808-Ljbffr

Apply