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Series 7 Financial Advisor Jobs (NOW HIRING)

Baird

Associate Financial Advisor

Seattle, WA · On-site

$71K - $97K/yr

About the Role: The Associate Financial Advisor provides specialized services to an individual ... Must hold SIE, Series 7/66 or Series 7/63/65 licenses. * Minimum of three years of investment ...

MBC Talent Connections

Financial Advisor

Fort Wayne, IN · On-site +1

$90K - $120K/yr

Senior Financial Advisor - Remote/Hybrid Opportunity Overview Seeking an experienced Financial ... Active Series 7 license required * Series 66 preferred * Established book of business preferred

MBC Talent Connections

Financial Advisor

Chicago, IL · On-site +1

$90K - $120K/yr

Senior Financial Advisor - Remote/Hybrid Opportunity Overview Seeking an experienced Financial ... Active Series 7 license required * Series 66 preferred * Established book of business preferred

MBC Talent Connections

Financial Advisor

Colorado City, TX · On-site +1

$90K - $120K/yr

Senior Financial Advisor - Remote/Hybrid Opportunity Overview Seeking an experienced Financial ... Active Series 7 license required * Series 66 preferred * Established book of business preferred

MBC Talent Connections

Financial Advisor

New Orleans, LA · On-site +1

$90K - $120K/yr

Senior Financial Advisor - Remote/Hybrid Opportunity Overview Seeking an experienced Financial ... Active Series 7 license required * Series 66 preferred * Established book of business preferred

MBC Talent Connections

Financial Advisor

Cleveland, OH · On-site +1

$90K - $120K/yr

Senior Financial Advisor - Remote/Hybrid Opportunity Overview Seeking an experienced Financial ... Active Series 7 license required * Series 66 preferred * Established book of business preferred

MBC Talent Connections

Financial Advisor

Canton, OH · On-site +1

$90K - $120K/yr

Senior Financial Advisor - Remote/Hybrid Opportunity Overview Seeking an experienced Financial ... Active Series 7 license required * Series 66 preferred * Established book of business preferred

Rose Wealth

Be Seen First

Financial Advisor

Lubbock, TX · On-site

$70K - $250K/yr

As a Financial Advisor focused on individual clients, you will work within a small-sized team (1-3 ... Series 7 License * Series 65 License * Texas Insurance License * Expertise in financial planning ...

San Blas Securities

$100K - $300K/yr

... providing our advisors and their clients with exceptional service and innovative financial ... Series 7 (6) and 63 licenses are required * Self-starter with a strong work ethic and ability to ...

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All JobsSeries 7 Financial Advisor Jobs

Series 7 Financial Advisor information

See salary details

$36K

$102.1K

$144K

How much do series 7 financial advisor jobs pay per year?

As of Aug 10, 2026, the average yearly pay for series 7 financial advisor in the United States is $102,134.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,000.00 and $131,000.00 per year, depending on experience, location, and employer.

What are some common challenges Series 7 Financial Advisors face when building their client base?

One of the main challenges Series 7 Financial Advisors encounter is establishing trust and credibility with new clients, especially early in their careers. Advisors often need to proactively network, leverage referrals, and consistently follow up to grow their book of business. Additionally, adapting to clients’ diverse financial goals and staying updated with market trends requires ongoing learning and effective communication. Developing strong interpersonal skills and persistence is essential for long-term success in this role.

What are the key skills and qualifications needed to thrive as a Series 7 Financial Advisor?

To thrive as a Series 7 Financial Advisor, you need a solid understanding of financial markets, investment products, and regulatory compliance, along with the FINRA Series 7 license. Familiarity with portfolio management software, financial planning tools, and CRM systems is typically required. Strong interpersonal skills, ethical judgment, and the ability to build client trust set top advisors apart. These competencies are critical for providing sound investment advice, ensuring regulatory adherence, and fostering long-term client relationships.

What is the difference between Series 7 Financial Advisor vs Series 65 Financial Advisor?

AspectSeries 7 Financial AdvisorSeries 65 Financial Advisor
Required CertificationsSeries 7 license, often combined with Series 66 or 65Series 65 license
Work EnvironmentBrokerage firms, securities firms, financial planningRegistered Investment Advisors (RIAs), independent advising
Employer & Industry UsagePrimarily in brokerage and securities firmsMostly in RIA firms and independent advisory practices

The Series 7 Financial Advisor is licensed to sell a wide range of securities and works mainly in brokerage firms, while the Series 65 Financial Advisor focuses on providing investment advice and financial planning, often working independently or within RIA firms. Both licenses are essential for different roles in the financial industry, with Series 7 emphasizing securities sales and Series 65 emphasizing advisory services.

How much do Series 7 financial advisors make?

Series 7 financial advisors typically earn a median annual salary ranging from $60,000 to $85,000, with total compensation often including commissions, bonuses, and client fees that can significantly increase earnings. Experienced advisors with a strong client base can earn over $100,000 annually, especially in high-demand markets. Compensation varies based on experience, location, firm size, and sales performance.

What is a Series 7 Financial Advisor?

A Series 7 Financial Advisor is a professional who has passed the FINRA Series 7 exam, which qualifies them to buy and sell a broad range of securities products, such as stocks, bonds, and mutual funds, on behalf of clients. This license is a requirement for anyone who wants to work as a registered representative in the United States securities industry. Series 7 Financial Advisors typically help clients plan their investments, manage their portfolios, and provide advice on reaching financial goals. They may work for brokerage firms, banks, or as independent advisors, and must also be registered with FINRA (Financial Industry Regulatory Authority).
More about Series 7 Financial Advisor jobs
What job categories do people searching Series 7 Financial Advisor jobs look for? The top searched job categories for Series 7 Financial Advisor jobs are:
Series 7 Financial Advisor jobs near you
Infographic showing various Series 7 Financial Advisor job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 14% Part Time, and 2% Contract. Highlights an 90% Physical, 3% Hybrid, and 7% Remote job distribution, with an average salary of $102,134 per year, or $49.1 per hour.

Financial Advisor

Accurate Capital And Wealth

Glen Allen, VA • On-site

Full-time

Re-posted 17 days ago

Job description

Description
Are you an experienced financial advisor who thrives on providing excellent service to help your clients meet their financial goals? If so, we are looking for you! Our successful candidate will have a proven track record of long-term advisor relationships, a wealth of industry knowledge, great communication skills, and a meticulous eye for detail. If this sounds like you, apply today!
Qualifications
• CPA license, or CFP (Certified Financial Planner license from Certified Financial Planner Board of Standards) and FINRA Series 7 and Series 66 or 65

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