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Series 7 Financial Advisor Jobs (NOW HIRING)

Ameriprise Financial

Financial Advisor

Plano, TX · On-site

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Ameriprise Financial

Financial Advisor

Downers Grove, IL · On-site

$45K - $60K/yr

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: * o FINRA Series 7 * (Obtaining the ...

Ameriprise Financial

Financial Advisor

New York, NY · On-site

$55K - $66K/yr

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... hire: o FINRA Series 7 (Obtaining the Series 7 may include passing the Securities Industry ...

Ameriprise Financial

Financial Advisor

Vienna, VA · On-site

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Ameriprise Financial

Financial Advisor

New York, NY · On-site

$55K - $66K/yr

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Ameriprise Financial

Financial Advisor

Tampa, FL · On-site

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Ameriprise Financial

Financial Advisor

Los Angeles, CA · On-site

$66K - $70K/yr

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Ameriprise Financial

Financial Advisor

Chicago, IL · On-site

$45K - $60K/yr

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Ameriprise Financial

Financial Advisor

Bellevue, WA · On-site

$53K - $83K/yr

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Baird

Associate Financial Advisor

Milwaukee, WI · On-site

About the Role: The Associate Financial Advisor provides specialized services to an individual ... Must hold SIE, Series 7/66 or Series 7/63/65 licenses * Minimum of three years of investment ...

Baird

Associate Financial Advisor

Phoenix, AZ · On-site

About the Role: The Associate Financial Advisor provides specialized services to an individual ... Must hold SIE, Series 7/66 or Series 7/63/65 licenses * Minimum of three years of investment ...

Principal

Entry-Level Financial Advisor

Grand Rapids, MI · On-site

$50K - $100K/yr

What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and ... as a Financial Advisor * Gather and analyze financial information to assist in developing ...

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All JobsSeries 7 Financial Advisor Jobs

Series 7 Financial Advisor information

See salary details

$36K

$102.1K

$144K

How much do series 7 financial advisor jobs pay per year?

As of Sep 1, 2026, the average yearly pay for series 7 financial advisor in the United States is $102,134.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,000.00 and $131,000.00 per year, depending on experience, location, and employer.

What is a Series 7 Financial Advisor?

A Series 7 Financial Advisor is a professional who has passed the FINRA Series 7 exam, which qualifies them to buy and sell a broad range of securities products, such as stocks, bonds, and mutual funds, on behalf of clients. This license is a requirement for anyone who wants to work as a registered representative in the United States securities industry. Series 7 Financial Advisors typically help clients plan their investments, manage their portfolios, and provide advice on reaching financial goals. They may work for brokerage firms, banks, or as independent advisors, and must also be registered with FINRA (Financial Industry Regulatory Authority).

What are the key skills and qualifications needed to thrive as a Series 7 Financial Advisor?

To thrive as a Series 7 Financial Advisor, you need a solid understanding of financial markets, investment products, and regulatory compliance, along with the FINRA Series 7 license. Familiarity with portfolio management software, financial planning tools, and CRM systems is typically required. Strong interpersonal skills, ethical judgment, and the ability to build client trust set top advisors apart. These competencies are critical for providing sound investment advice, ensuring regulatory adherence, and fostering long-term client relationships.

What are some common challenges Series 7 Financial Advisors face when building their client base?

One of the main challenges Series 7 Financial Advisors encounter is establishing trust and credibility with new clients, especially early in their careers. Advisors often need to proactively network, leverage referrals, and consistently follow up to grow their book of business. Additionally, adapting to clients’ diverse financial goals and staying updated with market trends requires ongoing learning and effective communication. Developing strong interpersonal skills and persistence is essential for long-term success in this role.

What is the difference between Series 7 Financial Advisor vs Series 65 Financial Advisor?

AspectSeries 7 Financial AdvisorSeries 65 Financial Advisor
Required CertificationsSeries 7 license, often combined with Series 66 or 65Series 65 license
Work EnvironmentBrokerage firms, securities firms, financial planningRegistered Investment Advisors (RIAs), independent advising
Employer & Industry UsagePrimarily in brokerage and securities firmsMostly in RIA firms and independent advisory practices

The Series 7 Financial Advisor is licensed to sell a wide range of securities and works mainly in brokerage firms, while the Series 65 Financial Advisor focuses on providing investment advice and financial planning, often working independently or within RIA firms. Both licenses are essential for different roles in the financial industry, with Series 7 emphasizing securities sales and Series 65 emphasizing advisory services.

How much do Series 7 financial advisors make?

Series 7 financial advisors typically earn a median annual salary ranging from $60,000 to $100,000, with total compensation often including commissions and bonuses based on sales performance. Experienced advisors with a strong client base can earn significantly more, sometimes exceeding $200,000 annually. Compensation varies depending on location, firm, and individual performance.
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What job categories do people searching Series 7 Financial Advisor jobs look for?

The top searched job categories for Series 7 Financial Advisor jobs are:

Series 7 Financial Advisor jobs near you
Infographic showing various Series 7 Financial Advisor job openings in the United States as of August 2026, with employment types broken down into 85% Full Time, 13% Part Time, and 2% Contract. Highlights an 90% Physical, 3% Hybrid, and 7% Remote job distribution, with an average salary of $102,134 per year, or $49.1 per hour.

Financial Advisor Series 7

San Blas Securities

Richmond, VA • Remote

Full-time

Re-posted 3 days ago

Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We are dedicated to providing our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
  • Privately owned, well capitalized and strong balance sheet for our size
  • Experienced senior management team
  • Over $2 Billion of Customer Assets under management
  • In-house CIO
  • Top Tier Clearing, Custody and Technology
  • Highly Competitive Payouts (80% to 90%+ for independents) & Incentives
  • Onboarding Incentives including upfront forgivable transition loans
  • Fees such as E&O, Technology and Tickets below industry norm
Position Summary:
We are seeking highly motivated and results-oriented advisors to join our growing team. The ideal candidate will have a proven track record of success.  This role offers a competitive commission-based compensation package & onboarding incentives, the opportunity to leverage an existing network of institutional clients, and the chance to be part of a dynamic and growing organization.
  • BD, RIA, and Insurance Platforms
  • We will consider both W2 and 1099 affiliations
  • Custody & Clearing with RBC & Schwab
  • We have attracted advisors from Regional, Wirehouse and Independent Firms
Qualifications:
  • 5+ years of proven success
  • Series 7 (6) and 63 licenses are required
  • Self-starter with a strong work ethic and ability to work independently
  • Portable existing client relationships are a requirement

San Blas Securities is an Equal Opportunity Employer
This is a Remote (work from home/own office) position.
 

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