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Series 7 Financial Advisor Jobs (NOW HIRING)

Ameriprise Financial

Financial Advisor

Chicago, IL

$45K - $60K/yr

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Ameriprise Financial

Financial Advisor

Bellevue, WA · On-site

$53K - $83K/yr

As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each ... Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series ...

Baird

Associate Financial Advisor

Phoenix, AZ · On-site

About the Role: The Associate Financial Advisor provides specialized services to an individual ... Must hold SIE, Series 7/66 or Series 7/63/65 licenses * Minimum of three years of investment ...

Principal

Entry-Level Financial Advisor

Grand Rapids, MI · On-site

$100K/yr

What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and ... as a Financial Advisor * Gather and analyze financial information to assist in developing ...

Bank Of Springfield

Financial Advisor

O Fallon, IL · On-site

Financial Advisor About the Position We are seeking an experienced and relationship-driven ... Active FINRA Series 7 and Series 66 licenses, or Series 7 with Series 63 and Series 65 required.

Bank Of Springfield

Financial Advisor

O Fallon, IL · On-site

Financial Advisor About the Position We are seeking an experienced and relationship-driven ... Active FINRA Series 7 and Series 66 licenses, or Series 7 with Series 63 and Series 65 required.

Strategic Financial Group

Financial Advisor

Houston, TX · On-site

... as a Financial Advisor. This role is built for people ready to take ownership of their career ... Sponsored licensing (State Life & Health, FINRA SIE, Series 7, Series 66) and structured exam prep

Baird

Associate Financial Advisor

Durango, CO · On-site

$59K - $80K/yr

About the Role: The Associate Financial Advisor provides specialized services to an individual ... Must hold SIE, Series 7/66 or Series 7/63/65 licenses * Minimum of three years of investment ...

Strategic Financial Group

Financial Advisor

Houston, TX · On-site

... as a Financial Advisor. This role is built for people ready to take ownership of their career ... Sponsored licensing (State Life & Health, FINRA SIE, Series 7, Series 66) and structured exam prep

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Showing results 21-40

All JobsSeries 7 Financial Advisor Jobs

Series 7 Financial Advisor information

See salary details

$36K

$102.1K

$144K

How much do series 7 financial advisor jobs pay per year?

As of Aug 8, 2026, the average yearly pay for series 7 financial advisor in the United States is $102,134.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,000.00 and $131,000.00 per year, depending on experience, location, and employer.

What are some common challenges Series 7 Financial Advisors face when building their client base?

One of the main challenges Series 7 Financial Advisors encounter is establishing trust and credibility with new clients, especially early in their careers. Advisors often need to proactively network, leverage referrals, and consistently follow up to grow their book of business. Additionally, adapting to clients’ diverse financial goals and staying updated with market trends requires ongoing learning and effective communication. Developing strong interpersonal skills and persistence is essential for long-term success in this role.

What are the key skills and qualifications needed to thrive as a Series 7 Financial Advisor?

To thrive as a Series 7 Financial Advisor, you need a solid understanding of financial markets, investment products, and regulatory compliance, along with the FINRA Series 7 license. Familiarity with portfolio management software, financial planning tools, and CRM systems is typically required. Strong interpersonal skills, ethical judgment, and the ability to build client trust set top advisors apart. These competencies are critical for providing sound investment advice, ensuring regulatory adherence, and fostering long-term client relationships.

What is the difference between Series 7 Financial Advisor vs Series 65 Financial Advisor?

AspectSeries 7 Financial AdvisorSeries 65 Financial Advisor
Required CertificationsSeries 7 license, often combined with Series 66 or 65Series 65 license
Work EnvironmentBrokerage firms, securities firms, financial planningRegistered Investment Advisors (RIAs), independent advising
Employer & Industry UsagePrimarily in brokerage and securities firmsMostly in RIA firms and independent advisory practices

The Series 7 Financial Advisor is licensed to sell a wide range of securities and works mainly in brokerage firms, while the Series 65 Financial Advisor focuses on providing investment advice and financial planning, often working independently or within RIA firms. Both licenses are essential for different roles in the financial industry, with Series 7 emphasizing securities sales and Series 65 emphasizing advisory services.

How much do Series 7 financial advisors make?

Series 7 financial advisors typically earn a median annual salary ranging from $60,000 to $85,000, with total compensation often including commissions, bonuses, and client fees that can significantly increase earnings. Experienced advisors with a strong client base can earn over $100,000 annually, especially in high-demand markets. Compensation varies based on experience, location, firm size, and sales performance.

What is a Series 7 Financial Advisor?

A Series 7 Financial Advisor is a professional who has passed the FINRA Series 7 exam, which qualifies them to buy and sell a broad range of securities products, such as stocks, bonds, and mutual funds, on behalf of clients. This license is a requirement for anyone who wants to work as a registered representative in the United States securities industry. Series 7 Financial Advisors typically help clients plan their investments, manage their portfolios, and provide advice on reaching financial goals. They may work for brokerage firms, banks, or as independent advisors, and must also be registered with FINRA (Financial Industry Regulatory Authority).
More about Series 7 Financial Advisor jobs
What job categories do people searching Series 7 Financial Advisor jobs look for? The top searched job categories for Series 7 Financial Advisor jobs are:
Series 7 Financial Advisor jobs near you
Infographic showing various Series 7 Financial Advisor job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 14% Part Time, and 2% Contract. Highlights an 90% Physical, 3% Hybrid, and 7% Remote job distribution, with an average salary of $102,134 per year, or $49.1 per hour.

Financial Advisor

Ameriprise Financial

Chicago, IL

$45K - $60K/yr

Full-time

Re-posted 5 days ago

Ameriprise rating

7.7

Company rating: 7.7 out of 10

Based on 130 frontline employees who took The Breakroom Quiz

105th of 150 rated financial services

Job description

Are you looking to advance your career in a role with meaningful work? Do you want the stability of an industry-leading organization with entrepreneurial freedom to advance based on your personal results? As a Financial Advisor with Ameriprise, you'll help shape your clients' financial futures for each stage in their lives. It's a tremendous responsibility, but you won't go it alone. Thrive in a respectful, supportive environment that encourages you to perform at your peak!
We offer a competitive base salary plus uncapped monthly bonus opportunities and a full employee benefits package to support your wellbeing. You'll have access to extensive, in-person training taught by local leaders who will coach and develop you over three years to build a book of business and embark on a long-term career as an Ameriprise Financial advisor. We will provide tools and support to help you obtain your required licenses/credentials, and we'll cover your licensing and training costs. We recognize your achievements and understand that work is one of the many important aspects in your life. While maintaining respect for that life balance, we help you advance your career and reach your goals.

Key Responsibilities

Attend and engage in coaching and training led by the leadership team and established advisors.
Generate client prospects by attending local tradeshows and events, hosting seminars, joining networking groups, utilizing online marketing venues, and asking for referrals.
Develop and execute a marketing plan to attract and engage target audiences that will attract client prospects to build your practice.
Schedule and conduct financial planning and advice meetings with clients and client prospects.
Build deep, meaningful relationships with clients and develop a service model to provide solutions that support their financial goals.
Achieve or exceed program standards; receive additional compensation opportunities and recognition tied to your results.
Build a book of business as a stand-alone Ameriprise Financial advisor.
If desired, explore teaming opportunities with seasoned financial advisors as you achieve program standards and advance in your training curriculum.
Follow high standards of business and professional ethics and legal and regulatory requirements when serving clients and prospects and performing all work-related activities.

Required Qualifications

3+ years of work experience with a proven track record of success.
Have a network of personal and professional contacts within the local area that you may engage for referrals.
Showcase a background in building strong relationships and delivering superior client service.
Cannot have been a financial advisor soliciting securities-based business or have a securities-based book of clients in the past 8-10 years.
Legally authorized to work in the U.S. and does not now or in the future require sponsorship for visa status.
Ability to obtain required licenses within 150 days of hire:

o FINRA Series 7 (Obtaining the Series 7 may include passing the Securities Industry Essentials exam plus the Series 7 top-off exam)
o State Securities (Series 63 or Series 66)
o State IAR (Series 65 or Series 66)
o State Life, Health Insurance and Variable Products lines

Preferred Qualifications

Four-year college degree, or equivalent
Demonstrate an entrepreneurial spirit and a desire to succeed in a goal-oriented environment.
Willingness and desire to be part of a coaching relationship and peer learning environment.
Proven track record of continued success in all industries and careers including, but not limited to: Accountants Attorneys Bankers CERTIFIED FINANCIAL PLANNER professionals* Community leaders Consultants Entrepreneurs Fundraisers Insurance agents Military personnel Professional athletes Real estate agents and developers Risk managers Sales and marketing professionals Teachers and educators

About Our Company
We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of 2024. With our team of more than 20,000 people in 20 countries, we advise, manage and protect assets and income of more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Base Pay Salary

$45,000 - $60,000

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Non-Exempt

Job Family Group

Sales

Line of Business

AAG Ameriprise Advisor Group

What Ameriprise employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom

Ameriprise logo

About Ameriprise

Sourced by ZipRecruiter

At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

Industry

Funds, trusts and financial programs

Company size

5,001 - 10,000 Employees

Headquarters location

Minneapolis, MN, US

Year founded

1894

Social media

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