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Series 66 License Jobs (NOW HIRING)

GG Group Ventures LLC

Servicing Advisor

Orlando, FL · On-site

$90K - $120K/yr

... Series 66 license and 2-15 Health & Life Agent License - must pass within 90-days of contract · Experience communicating directly with clientele · Degree in finance preferred · Strong ...

GG Group Ventures LLC

Servicing Advisor

Orlando, FL · On-site

$90K - $120K/yr

... Series 66 license and 2-15 Health & Life Agent License - must pass within 90-days of contract · Experience communicating directly with clientele · Degree in finance preferred · Strong ...

Hancock Whitney Bank

... 7 and series 66 license and be in good standing. A current series 63 and 65 registration can substitute for series 66. CFP, Strategic planning and sales forecasting experience preferred Proven ...

Hancock Whitney Bank

Private Banker 4

Covington, LA · On-site

Must currently possess or be able to obtain FINRA Series 7 and Series 66 license within 18 months of employment and be in good standing. A current Series 63 and 65 registration can substitute for the ...

Hancock Whitney Bank

Private Banker

Houston, TX · On-site

Must currently possess or be able to obtain FINRA Series 7 and Series 66 license within 18 months of employment and be in good standing. A current Series 63 and 65 registration can substitute for the ...

Hancock Whitney Bank

Private Banker

Houston, TX · On-site

Must currently possess or be able to obtain FINRA Series 7 and Series 66 license within 18 months of employment and be in good standing. A current Series 63 and 65 registration can substitute for the ...

Hancock Whitney Bank

Must currently possess or be able to obtain FINRA Series 7 and Series 66 license within 18 months of employment and be in good standing. A current Series 63 and 65 registration can substitute for the ...

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Series 66 License information

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$11K

$78.7K

$140K

How much do series 66 license jobs pay per year?

As of Sep 7, 2026, the average yearly pay for series 66 license in the United States is $78,695.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,000.00 and $95,500.00 per year, depending on experience, location, and employer.

What is a Series 66 license?

A Series 66 license is a professional certification required for individuals who want to act as both securities agents and investment adviser representatives. It is officially known as the Uniform Combined State Law Examination and is administered by the Financial Industry Regulatory Authority (FINRA) on behalf of the North American Securities Administrators Association (NASAA). Passing the Series 66 exam, along with the Series 7 exam, qualifies individuals to provide investment advice and sell securities products at the state level. This license is commonly required for financial advisors and other investment professionals who work with clients in multiple states.

What are the key skills and qualifications needed to thrive as a Series 66-licensed financial professional?

To thrive as a financial professional with a Series 66 license, you need a solid knowledge of securities regulations, investment products, and ethical financial advisory practices, typically supported by passing the Series 66 exam and holding a Series 7 license. Familiarity with financial planning software, portfolio management systems, and regulatory compliance tools is important. Excellent interpersonal communication, analytical thinking, and client relationship management skills set top performers apart. These skills and qualifications ensure compliance with regulations, build client trust, and support effective investment strategies in a highly regulated industry.

What are some common challenges faced by professionals who hold a Series 66 license when working with clients?

Professionals with a Series 66 license often face challenges such as staying current with constantly changing regulations and ensuring full compliance in all client interactions. Building trust with clients while balancing fiduciary responsibilities can also be demanding, especially when navigating complex investment products and market volatility. Additionally, Series 66 holders may find it challenging to communicate technical financial concepts in a way that is accessible and reassuring to clients. Strong organizational and interpersonal skills are essential to overcoming these challenges and fostering long-term client relationships.

What is the difference between Series 66 License vs Investment Advisor Representative?

AspectSeries 66 LicenseInvestment Advisor Representative
Required CredentialsCombination of Series 65 or 66 exam and registrationRegistered with SEC or state securities authorities, often holds Series 65 or 66
Work EnvironmentWorks for broker-dealers or investment firms, providing financial adviceWorks for registered investment advisory firms, offering personalized investment advice
Industry UsageCommonly required for securities agents and financial advisorsTypically used by independent or registered investment advisors

The Series 66 License is a qualification exam combined with registration, enabling individuals to act as securities agents or investment advisor representatives. Investment Advisor Representatives are professionals registered to provide investment advice through advisory firms. While both roles involve financial advising, the Series 66 is an exam requirement, whereas Investment Advisor Representatives are the licensed professionals working within advisory firms.

What jobs can I get with a Series 66 license?

A Series 66 license qualifies individuals for roles such as financial advisor, investment consultant, or securities agent, enabling them to provide investment advice and sell securities. It is often required alongside other licenses like the Series 7 and involves knowledge of state and federal regulations, financial planning, and client management.
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Series 66 License jobs near you
Infographic showing various Series 66 License job openings in the United States as of August 2026, with employment types broken down into 2% As Needed, 67% Full Time, 25% Part Time, and 6% Contract. Highlights an 91% Physical, 1% Hybrid, and 8% Remote job distribution, with an average salary of $78,695 per year, or $37.8 per hour.

Servicing Advisor

GG Group Ventures LLC

Orlando, FL • On-site

$90K - $120K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 12 days ago

Job description

Summary:

The Service Advisor plays a pivotal role in our client engagement by implementing our services, providing a seamless experience with the company, and ensuring client retention. This position is paired with a Lead Financial Advisor who generates new client relationships and then brings the Service Advisor in to execute the recommended consulting game plan. The Service Advisor is instrumental in maintaining strong client relationships, addressing concerns promptly, ensuring clients receive personalized and effective guidance, and facilitating a smooth journey throughout the consulting process.

Key Responsibilities:

·      Responsible to attend Lead Advisor and client meetings and take thorough meeting notes, delivering the organized notes to the support team afterwards

·      Develop an action plan after each client meeting, with clear action steps communicated to the client and clear delegation to the team for implementation

·      Create and format the appropriate deliverables for client based on GFG’s engagement and services in a timely manner

·      Work closely with clients to gather vital documents and information to fulfill services

·      Work with clients’ professional partners to coordinate and implement consulting recommendations

·      Partner and coordinate with Lead Advisor to communicate meeting preparation needs from the support team and ensure completion prior to meetings 

·      Track client engagements in company software to ensure clients are scheduled for appropriate meeting cadence, and all services are fulfilled within proper timeline, including annual investment portfolio reviews

·      Attend internal team meetings, including weekly client case review meeting, weekly trainings with sales department, and weekly planning department meetings

Qualifications:

·      2-3 year’s experience in financial services

·      Series 65 license or Series 66 license and 2-15 Health & Life Agent License – must pass within 90-days of contract

·      Experience communicating directly with clientele

·      Degree in finance preferred

·      Strong organizational and time management skills with ability to set priorities and meet deadlines

·      Ability to build rapport and exercise resourcefulness and understanding

·      Excellent oral and written communication skills with the ability to collaborate effectively with others

·      Proficient computer skills

Company Description

We help business owners align their business decisions with their financial goals.