ZipRecruiter

Log In

1

Series 66 License Jobs (NOW HIRING)

next page

Showing results 1-20

People also search for

All JobsSeries 66 License Jobs

Series 66 License information

See salary details

$11K

$78.7K

$140K

How much do series 66 license jobs pay per year?

As of May 28, 2026, the average yearly pay for series 66 license in the United States is $78,695.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,000.00 and $95,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Series 66-licensed financial professional, and why are they important?

To thrive as a financial professional with a Series 66 license, you need a solid knowledge of securities regulations, investment products, and ethical financial advisory practices, typically supported by passing the Series 66 exam and holding a Series 7 license. Familiarity with financial planning software, portfolio management systems, and regulatory compliance tools is important. Excellent interpersonal communication, analytical thinking, and client relationship management skills set top performers apart. These skills and qualifications ensure compliance with regulations, build client trust, and support effective investment strategies in a highly regulated industry.

What are some common challenges faced by professionals who hold a Series 66 license when working with clients?

Professionals with a Series 66 license often face challenges such as staying current with constantly changing regulations and ensuring full compliance in all client interactions. Building trust with clients while balancing fiduciary responsibilities can also be demanding, especially when navigating complex investment products and market volatility. Additionally, Series 66 holders may find it challenging to communicate technical financial concepts in a way that is accessible and reassuring to clients. Strong organizational and interpersonal skills are essential to overcoming these challenges and fostering long-term client relationships.

What is a Series 66 license?

A Series 66 license is a professional certification required for individuals who want to act as both securities agents and investment adviser representatives. It is officially known as the Uniform Combined State Law Examination and is administered by the Financial Industry Regulatory Authority (FINRA) on behalf of the North American Securities Administrators Association (NASAA). Passing the Series 66 exam, along with the Series 7 exam, qualifies individuals to provide investment advice and sell securities products at the state level. This license is commonly required for financial advisors and other investment professionals who work with clients in multiple states.

What job makes $10,000 a month without a degree?

Some sales roles, such as high-level insurance or financial services agents, can earn $10,000 or more monthly through commissions and bonuses, often without requiring a college degree. Additionally, certain entrepreneurial ventures or self-employed consulting in specialized fields may reach this income level, but they typically require significant experience, skills, and client development.

What is the difference between Series 66 License vs Investment Advisor Representative?

AspectSeries 66 LicenseInvestment Advisor Representative
Required CredentialsCombination of Series 65 or 66 exam and registrationRegistered with SEC or state securities authorities, often holds Series 65 or 66
Work EnvironmentWorks for broker-dealers or investment firms, providing financial adviceWorks for registered investment advisory firms, offering personalized investment advice
Industry UsageCommonly required for securities agents and financial advisorsTypically used by independent or registered investment advisors

The Series 66 License is a qualification exam combined with registration, enabling individuals to act as securities agents or investment advisor representatives. Investment Advisor Representatives are professionals registered to provide investment advice through advisory firms. While both roles involve financial advising, the Series 66 is an exam requirement, whereas Investment Advisor Representatives are the licensed professionals working within advisory firms.

More about Series 66 License jobs
What cities are hiring for Series 66 License jobs? Cities with the most Series 66 License job openings:
What states have the most Series 66 License jobs? States with the most job openings for Series 66 License jobs include:
What job categories do people searching Series 66 License jobs look for? The top searched job categories for Series 66 License jobs are:
Series 66 License jobs near you
Infographic showing various Series 66 License job openings in the United States as of May 2026, with employment types broken down into 8% Full Time, and 92% Part Time. Highlights an 100% Physical job distribution, with an average salary of $78,695 per year, or $37.8 per hour.

Registered Client Service Associate

Arkansas Talent Group

Little Rock, AR

$70K - $80K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 5 days ago

Job description

Arkansas Talent Group is partnering with a leading private wealth advisory firm recognized by Forbes to help them find a Registered Client Service Associate in Little Rock, AR. This is a new role due to growth and offers a detail-oriented individual with a passion for financial planning to join the team and play a crucial role in delivering exceptional financial solutions to clients.

Duties will include:

  • Build and maintain client relationships by addressing inquiries and supporting financial advisors
  • Assist in preparing financial plans
  • Facilitate fund transfers, execute trades, and process transactions efficiently
  • Organize client meetings, including scheduling, documentation, and updating Salesforce
  • Ensure accurate completion and submission of new business paperwork, including compliance and tracking
  • Address account inquiries and escalate issues to financial advisors when necessary
  • Adhere to compliance standards and maintain confidentiality
  • Provide general administrative support, including handling calls, processing expense reports, and document management

Ideal candidate will possess:

  • Bachelor's degree preferred, ideally in a finance-related discipline
  • 3+ years related experience
  • Series 7 licensed highly preferred
  • Series 66 license highly preferred (or Series 63 and Series 65 in lieu of Series 66)
  • Excellent analytical and problem-solving skills
  • Strong attention to detail and ability to work in a fast-paced environment
  • Exceptional written and verbal communication skills

Benefits:

  • Competitive compensation, plus uncapped bonus opportunity
  • Comprehensive health, dental, and vision insurance
  • 401(k) Safe Harbor plan and profit share
  • Paid time off (PTO)

For more information, please apply directly or contact Jennifer Thompson on LinkedIn

Arkansas Talent Group is a Permanent Placement Recruiting Firm, all considerations will be held confidential.