ZipRecruiter

Log In

1

Series 65 Ria Jobs in Indiana (NOW HIRING)

Golden Reserve

Retirement Planner

Carmel, IN · On-site

$150K - $175K/yr

We are a full-service RIA and insurance firm, that built our company trying to not just change the ... Series 65, or equivalent - GRIT - we all built this company brick by brick with a blue-collar ...

Golden Reserve LLC

Retirement Planner

Carmel, IN

$150K - $175K/yr

We are a full-service RIA and insurance firm, that built our company trying to not just change the ... Series 65, or equivalent - GRIT - we all built this company brick by brick with a blue-collar ...

CX Institutional LLC

Wealth Manager

Auburn, IN · On-site

In 2025, Forbes recognized Credent as one of the top RIA firms in the U.S. For more information ... Series 65 or equivalent * Certified Financial Planner (CFP) is required * Advanced degrees or ...

CX Institutional LLC

Wealth Manager

Auburn, IN · On-site

In 2025, Forbes recognized Credent as one of the top RIA firms in the U.S. For more information ... Series 65 or equivalent * Certified Financial Planner (CFP) is required * Advanced degrees or ...

People also search for

All JobsSeries 65 Ria JobsSeries 65 Ria Jobs in Indiana

Series 65 Ria information

What are the key skills and qualifications needed to thrive as a Series 65 Registered Investment Adviser (RIA), and why are they important?

To thrive as a Series 65 Registered Investment Adviser, you need a solid understanding of investment principles, portfolio management, and financial regulations, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and compliance management systems is also important. Strong interpersonal communication, ethical judgment, and client-focused problem-solving set top advisers apart. These skills ensure advisers deliver compliant, personalized financial strategies that build trust and long-term client relationships.

What are the typical career advancement opportunities for someone starting as a Series 65 RIA?

Starting as a Series 65 Registered Investment Adviser (RIA) opens several paths for career growth. Many professionals begin as client-facing advisors or analysts and can progress to senior advisor, portfolio manager, or even partner roles within their firm. With experience, RIAs may also choose to specialize in areas such as retirement planning, wealth management, or compliance. Additionally, some RIAs eventually establish their own advisory practices, leveraging their client base and industry knowledge. Ongoing professional development, networking, and maintaining a strong compliance record are key to advancing in this field.

What is a Series 65 RIA?

A Series 65 RIA refers to an individual who has passed the Series 65 exam and is registered as an Investment Adviser Representative (RIA). The Series 65 exam, also known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investment advice and manage client portfolios for a fee. Passing the exam and registering as an RIA is required by most states for professionals who wish to offer investment advisory services. This designation ensures that the individual has demonstrated knowledge of ethical practices, securities regulations, and portfolio management.

What is the difference between Series 65 Ria vs Series 66 Ria?

AspectSeries 65 RiaSeries 66 Ria
Required CredentialsSeries 65 licenseSeries 66 license (often combined with Series 7)
Work EnvironmentAdvisors providing investment advice and financial planningAdvisors offering investment advice and securities transactions
Employer & Industry UsageRegistered Investment Advisors (RIAs), independent advisorsHybrid firms, broker-dealer affiliated RIAs

The Series 65 Ria license qualifies individuals to act as investment advisor representatives, providing financial advice. The Series 66 Ria license combines the Series 63 and 65, allowing advisors to also engage in securities transactions. While both licenses enable financial advising, the Series 66 is often preferred for those involved in both advising and brokerage activities. Understanding these differences helps advisors choose the right licensing path for their career and client service needs.

What are popular job titles related to Series 65 Ria jobs in Indiana? For Series 65 Ria jobs in Indiana, the most frequently searched job titles are:
What job categories do people searching Series 65 Ria jobs in Indiana look for? The top searched job categories for Series 65 Ria jobs in Indiana are:
What cities in Indiana are hiring for Series 65 Ria jobs? Cities in Indiana with the most Series 65 Ria job openings:
Series 65 Ria jobs near you
Retirement Planner

Retirement Planner

Golden Reserve

Carmel, IN • On-site

$150K - $175K/yr

Full-time

Medical, Dental, Life, Retirement, PTO

Posted 9 days ago

Job description

Golden Reserve is looking for an experienced financial advisor. This role will have the opportunity to execute client meetings, design retirement plans and cultivate meaningful client relationships. The expectation will be to establish yourself as a top-tier sales performer while delivering exceptional client service.
We are a full-service RIA and insurance firm, that built our company trying to not just change the financial industry for the retirees we serve - but for the team of financial professionals we hire.
Some of the driving reasons advisors choose Golden Reserve: (1) world-class media-driven marketing allowing us to provide you with pre-qualified leads, (2) flat-fee client pricing and (3) partnerships with estate planning law firms and CPA firms to allow each plan to include legal and tax services for our clients, at no additional cost.
Golden Reserve lead generation is driven by our nation-wide radio and television show ( https://www.youtube.com/@fireyourfinancialadvisor ), dinner workshops, university classes, best-selling book, digital marketing and world-class client services. In a short period of time, we have grown to 40+ offices covering 9 states, and just getting started.
We Provide:
- Salary
o $150,000 - $175,000 salary, based on experience
o Additional uncapped production and bonus compensation
o Guaranteed $25,000 salary bump increase after first 12 months
- Prospects
o You don't need a book of business - we provide you with pre-qualified leads
- Benefits
o Generous PTO policy, Health & Dental, 401(k) & Life Insurance
We Require:
- Three (3)+ Years of new client selling experience (not servicing and supporting existing clients)
- State Life & Health Insurance Licenses
- FINRA Series 65, or equivalent
- GRIT - we all built this company brick by brick with a blue-collar mindset embracing accountability, ownership, problem-solving and toughness
If you want to help us change the world of finance and are looking for a challenging and rewarding career, please fill out our application and send over your resume.
BUT BEFORE YOU APPLY - learn more about how Golden Reserve is different than other financial firms at www.goldenreserve.com . Take a look at our CEO's Amazon bestselling book that defines our company's culture and mission - Fire Your Financial Advisor : 40 Years of Greed & Exploitation of the American Retiree and How You Can Fight Back ( www.fireyourfinancialadvisor.com
Salary Description
150,000 plus uncapped bonus

Apply