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Senior Registered Client Associate Jobs (NOW HIRING)

Continuum Advantage LLC

Registered Client Associate (RCA) Highlands Wealth Management Group team is seeking a motivated and detail-oriented Registered Client Associate to support advisors and deliver exceptional client ...

UBS

Registered Client Associate

Los Angeles, CA · On-site

$65K - $75K/yr

As a Registered Client Associate, you'll play an integral role in supporting day-to-day operations, maintaining strong client relationships, and ensuring all administrative and operational processes ...

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How much do senior registered client associate jobs pay per year?

As of Jun 7, 2026, the average yearly pay for senior registered client associate in the United States is $57,604.00, according to ZipRecruiter salary data. Most workers in this role earn between $38,500.00 and $73,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Senior Registered Client Associate, and why are they important?

To thrive as a Senior Registered Client Associate, you need a strong background in finance, client service, and compliance, usually supported by FINRA Series 7 and 63/66 licenses. Familiarity with financial software such as CRM systems, portfolio management tools, and trading platforms is typically required. Exceptional organizational skills, attention to detail, and proactive communication help build lasting client relationships and manage multiple tasks efficiently. These skills are crucial for ensuring accurate account management, regulatory adherence, and delivering a superior client experience in a fast-paced financial environment.

How does a Senior Registered Client Associate typically collaborate with financial advisors and other team members?

As a Senior Registered Client Associate, you will work closely with financial advisors to support client relationships, manage account operations, and ensure seamless client service. You often serve as a key point of contact for clients, handling inquiries, scheduling meetings, and processing transactions. Collaboration is essential, as you will coordinate with operations, compliance, and investment teams to resolve client issues and execute advisor strategies. This team-oriented environment allows you to develop a deep understanding of financial services operations and build long-term professional relationships.

What are Senior Registered Client Associates?

Senior Registered Client Associates are experienced professionals who support financial advisors and clients in wealth management firms. They handle a range of responsibilities, including managing client relationships, processing account transactions, preparing reports, and ensuring compliance with financial regulations. These associates are typically licensed to perform certain financial transactions and play a vital role in providing high-level administrative and client service support. Their expertise helps ensure smooth operations and exceptional service for clients and advisors alike.
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Senior Registered Client Associate jobs near you
Infographic showing various Senior Registered Client Associate job openings in the United States as of May 2026, with employment types broken down into 2% As Needed, 61% Full Time, 36% Part Time, and 1% Contract. Highlights an 97% Physical, and 3% Remote job distribution, with an average salary of $57,604 per year, or $27.7 per hour.

Registered Client Associate (RCA)

Continuum Advantage LLC

Littleton, CO • On-site

Full-time

Medical, Retirement, PTO

This job post has expired 1 day ago. Applications are no longer accepted.

Job description

Registered Client Associate (RCA) Highlands Wealth Management Group team is seeking a motivated and detail-oriented Registered Client Associate to support advisors and deliver exceptional client service. We are looking for someone who thrives in a fast-paced environment, takes ownership of their responsibilities, communicates professionally, and follows through consistently. The ideal candidate is highly organized, proactive, and able to manage multiple priorities with accuracy and professionalism. This position is best suited for someone who values accountability, teamwork, efficiency, and delivering a high-quality client experience. Responsibilities- - Provide high-level client service and relationship support. - Assist advisors with account maintenance and operational workflows. - Process paperwork, transfers, and service requests accurately and efficiently. - Maintain strong follow-through on open tasks and client needs. - Coordinate scheduling, meeting preparation, and client communications. - Work collaboratively with advisors and team members to ensure smooth operations. - Maintain attention to detail in a regulated and time-sensitive environment. - Prioritize tasks independently and proactively communicate progress. Qualifications- - Series 7 license, series 66 license and insurance license required. - 3-5 years previous financial service experience required. - Insurance licensing expected or willingness to obtain promptly. - Previous financial industry experience required. - Strong organizational and time management skills. - Excellent verbal and written communication skills. - Ability to work independently while maintaining accountability. - High attention to detail and commitment to accuracy. - Professional references encouraged. Compensation- Compensation is based on experience, licensing, and proven performance. - Newly licensed candidates: approximately $66,560 To 75,000 - Experienced, proven Registered Client Associates: approximately 76,000 to 90,000. Potential performance-based bonus opportunities available. Benefits- - Health benefits - 401(k) - Paid holidays - Paid time off - Professional development opportunities We are seeking individuals who are motivated, dependable, client-focused, and committed to operating at a high level within a professional team environment

Compensation details: 66560-90000 Yearly Salary

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