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Securities Operations Associate Jobs in Miami, FL

Itau

Securities Operations Specialist

Miami, FL · On-site

The Securities Operations Specialist is directly responsible for specialized functions, including ... Qualifications • Associate or bachelor's Degree preferred (Finance or Accounting). • Series 99 ...

Insigneo Securities LLC

Operations Associate

Miami, FL · On-site

The Operations Associate is primarily responsible for the review of new accounts, account maintenances and asset movement processes. JOB RESPONSIBILITIES/MAIN FUNCTIONS * Review account opening ...

Insigneo Securities LLC

Operations Associate

Miami, FL · On-site

The Operations Associate is primarily responsible for the review of new accounts, account maintenances and asset movement processes. JOB RESPONSIBILITIES/MAIN FUNCTIONS * Review account opening ...

Gallery Dept

Stock & Operations Associate

Miami, FL · On-site

Stock & Operations Associate The parttime Stock & Operations Associate is responsible for ... security standards. * Assist with floor moves, price changes, visual updates, and store upkeep as ...

Gallery Dept.

Stock & Operations Associate

Miami, FL · On-site

Stock & Operations Associate The parttime Stock & Operations Associate is responsible for ... security standards. * Assist with floor moves, price changes, visual updates, and store upkeep as ...

Aligned Solutions

Operations Analyst

Miami, FL

Coordinate rent, facility, office maintenance and cleaning/security issues. * Recruits, selects, orients, trains and supervises branch operations associates. * Conducts ongoing performance management ...

Santander

Equity Middle Office Associate

Miami, FL · On-site

$105K - $140K/yr

Equity Middle Office Associate Santander is a global leader and innovator in the financial services ... Operations, or Securities Operations supporting institutional equity products. * Strong ...

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All JobsSecurities Operations Associate JobsSecurities Operations Associate Jobs in Miami, FL

Securities Operations Associate information

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How much do securities operations associate jobs pay per hour?

As of Jul 13, 2026, the average hourly pay for securities operations associate in Miami, FL is $25.10, according to ZipRecruiter salary data. Most workers in this role earn between $17.02 and $28.99 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Securities Operations Associate, and why are they important?

To thrive as a Securities Operations Associate, you need strong analytical skills, attention to detail, and a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg, SWIFT, and settlement systems, as well as knowledge of industry regulations, is typically required. Exceptional organizational skills, effective communication, and the ability to multitask under pressure are important soft skills for this role. These skills ensure accurate trade processing, risk mitigation, and smooth financial operations within high-volume, fast-paced environments.

How much do operations associates make in the US?

Securities Operations Associates in the US typically earn an average salary ranging from $50,000 to $70,000 annually, depending on experience, location, and the company's size. Entry-level roles may start lower, while experienced professionals or those in major financial hubs can earn higher salaries. Compensation often includes benefits such as bonuses and health insurance.

What does a securities associate do?

A securities operations associate is responsible for processing and reconciling securities transactions, ensuring compliance with regulations, and maintaining accurate records within financial institutions. They often work with trading platforms, clearinghouses, and use industry-standard tools to support the smooth functioning of securities markets.

What is a securities operations associate?

A securities operations associate is responsible for processing and reconciling securities transactions, ensuring compliance with regulations, and maintaining accurate records within financial firms. They often work with trading platforms, settlement systems, and require strong attention to detail and knowledge of financial regulations.

What is the difference between Securities Operations Associate vs Securities Analyst?

AspectSecurities Operations AssociateSecurities Analyst
Primary RoleSupports daily securities transactions, reconciliations, and trade processingAnalyzes securities markets, evaluates investment opportunities, and provides research
Required SkillsAttention to detail, knowledge of trading systems, compliance understandingFinancial analysis, market research, valuation skills
CertificationsTypically none required, but CFA Level I may be beneficialCFA Level I or II often preferred
Work EnvironmentBack-office, operational teams within financial firmsResearch departments, investment firms, asset management

While Securities Operations Associates focus on processing and supporting securities transactions, Securities Analysts analyze market data and provide investment insights. Both roles require financial knowledge, but their daily tasks and career paths differ significantly.

What are Securities Operations Associates?

Securities Operations Associates are professionals who support the processing, settlement, and administration of financial securities transactions for banks, investment firms, or other financial institutions. They ensure trades are accurately recorded, resolved, and reconciled, while also handling compliance and risk management tasks. Their work is essential for the smooth functioning of financial markets, as they help minimize errors and maintain regulatory standards. Securities Operations Associates often liaise between trading desks, back office teams, and external parties to resolve discrepancies and facilitate timely settlements.

What is the role of an operations associate?

A Securities Operations Associate is responsible for supporting the processing and settlement of securities transactions, ensuring accuracy and compliance with regulations. They often work with trading platforms, perform reconciliations, and handle documentation to facilitate smooth securities operations within financial firms.

What are some typical challenges faced by Securities Operations Associates in ensuring accurate trade settlement?

Securities Operations Associates often encounter challenges related to tight settlement deadlines, high transaction volumes, and the need to resolve trade discrepancies quickly. Effective communication with brokers, custodians, and internal teams is essential to troubleshoot issues such as unmatched trades or failed settlements. Staying organized and detail-oriented helps prevent costly errors and ensures compliance with regulatory requirements. The fast-paced environment requires adaptability and a proactive approach to problem-solving.
What are popular job titles related to Securities Operations Associate jobs in Miami, FL? For Securities Operations Associate jobs in Miami, FL, the most frequently searched job titles are:
What job categories do people searching Securities Operations Associate jobs in Miami, FL look for? The top searched job categories for Securities Operations Associate jobs in Miami, FL are:
What cities near Miami, FL are hiring for Securities Operations Associate jobs? Cities near Miami, FL with the most Securities Operations Associate job openings:
Securities Operations Associate jobs near you

Securities Operations Specialist

Itau

Miami, FL • On-site

Full-time

Re-posted 17 days ago

Job description

The Securities Operations Specialist is directly responsible for specialized functions, including processing and settlement of securities and treasury transactions, within the bank and broker dealer. The Securities Operations Specialist must be an organized self-starter that can effectively perform in a fast-paced, dynamic, multi-platform international environment. To be able to work under defined SLA and KPI metrics.
Duties & Responsibilities
• Provide superior customer service to internal clients (bankers / register representatives).
• Support team members and the Securities Operations Specialist and Supervisor in providing customer service to internal clients (bankers / register representatives).
• Direct liaison with Clearing Agent (Pershing LLC).
• Performs investigations of pre-settlement discrepancies to ensure timely settlement of RVP / DVP trades on RTTM.
• Effectively communicate with contra parties and trading desk.
• Creation of security, maintain control and booking of Structured notes.
• Creation of security, maintain control and booking of Yankee CDs.
• Review, prevent or resolve unsettled fail trades.
• Process securities transfers (depo to depo and ACAT).
• Report or send notices on Margin calls, options in the money or exercised and CA events.
• Submit CA elections on NETX360.
• Maintain cost basis.
• Monitor and address Margin Calls.
• Maintain regulatory reporting (DTCC).
• Investigate discrepancies related to securities reconciliations including resolution.
• Develop and implement improvements and solutions to tasks and processes with a focus on performance, collaboration, and efficiency.
• Create and maintain manuals of procedures.
Qualifications
• Associate or bachelor's Degree preferred (Finance or Accounting).
• Series 99 or series 7.
• Knowledge of Netx360.
• Strong analytical skills.
• Commitment to deliver a positive experience to our clients.
• 1 -3 years of Banking / Broker Dealer experience.
• Microsoft Office; Strong knowledge of Excel. Usage of AI agents (Copilot).
• Comfortable working across multiple software/platforms with proficiency in extracting, analyzing, validating, manipulating and entering data across such tools.
• Knowledge of securities characteristics, trade execution, settlements & reconciliations.
• Fluency in English is required. Portuguese and/or Spanish desirable.
Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws.
For further information, please review the Know Your Rights notice from the Department of Labor.

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