The Regulatory Paralegal will assist lawyers by working on all aspects of regulatory work ... Generating SEC filing codes for individuals and entities * Preparing Rule 16b-3 Board / Comp ...
The Regulatory Paralegal will assist lawyers by working on all aspects of regulatory work ... Generating SEC filing codes for individuals and entities * Preparing Rule 16b-3 Board / Comp ...
The Regulatory Paralegal will assist lawyers by working on all aspects of regulatory work ... Generating SEC filing codes for individuals and entities * Preparing Rule 16b-3 Board / Comp ...
The Regulatory Paralegal will assist lawyers by working on all aspects of regulatory work ... Generating SEC filing codes for individuals and entities * Preparing Rule 16b-3 Board / Comp ...
SEC Paralegal
Rahway, NJ · On-site
$72.10K - $96.40K/yr
SEC Corporate Paralegal We are seeking an experienced and motivated Paralegal III to join the ... Files and assists in preparing quarterly, annual, and other reports with the SEC (Forms 10 K, 10 Q ...
SEC Paralegal
Rahway, NJ · On-site
$72.10K - $96.40K/yr
SEC Corporate Paralegal We are seeking an experienced and motivated Paralegal III to join the ... Files and assists in preparing quarterly, annual, and other reports with the SEC (Forms 10 K, 10 Q ...
Senior Corporate Paralegal
Great Neck, NY · Hybrid
$120K - $160K/yr
Handle SEC filings (including Form D, Section 16, and related documentation as applicable ... paralegal experience (law firm experience required) * Demonstrated experience with: * Delaware ...
Quick apply
Senior Corporate Paralegal
Great Neck, NY · Hybrid
$120K - $160K/yr
Handle SEC filings (including Form D, Section 16, and related documentation as applicable ... paralegal experience (law firm experience required) * Demonstrated experience with: * Delaware ...
SEC Paralegal
$72.10K - $96.40K/yr
SEC Corporate Paralegal We are seeking an experienced and motivated Paralegal III to join the ... Securities and Exchange Commission Matters:- Files and assists in preparing quarterly, annual, and ...
SEC Paralegal
$72.10K - $96.40K/yr
SEC Corporate Paralegal We are seeking an experienced and motivated Paralegal III to join the ... Securities and Exchange Commission Matters:- Files and assists in preparing quarterly, annual, and ...
SEC Paralegal
$72.10K - $96.40K/yr
SEC Corporate Paralegal We are seeking an experienced and motivated Paralegal III to join the ... Files and assists in preparing quarterly, annual, and other reports with the SEC (Forms 10 K, 10 Q ...
SEC Paralegal
$72.10K - $96.40K/yr
SEC Corporate Paralegal We are seeking an experienced and motivated Paralegal III to join the ... Files and assists in preparing quarterly, annual, and other reports with the SEC (Forms 10 K, 10 Q ...
Securities and Corporate Governance Paralegal
Chicago, IL · On-site
$80K - $120K/yr
Minimum 4-7 years of paralegal experience in securities law, preferably at a law firm or in-house ... Proficiency with EDGAR, SEC filing platforms and board portals * Strong proficiency in Microsoft ...
Securities and Corporate Governance Paralegal
Chicago, IL · On-site
$80K - $120K/yr
Minimum 4-7 years of paralegal experience in securities law, preferably at a law firm or in-house ... Proficiency with EDGAR, SEC filing platforms and board portals * Strong proficiency in Microsoft ...
Corporate Paralegal
Boston, MA · On-site
$90K - $110K/yr
The Corporate Paralegal plays a critical role in supporting the legal, governance, and securities ... Hands-on experience with SEC filing platforms, board portals, and entity management systems
Corporate Paralegal
Boston, MA · On-site
$90K - $110K/yr
The Corporate Paralegal plays a critical role in supporting the legal, governance, and securities ... Hands-on experience with SEC filing platforms, board portals, and entity management systems
Securities and Corporate Governance Paralegal
$80K - $120K/yr
Minimum 4-7 years of paralegal experience in securities law, preferably at a law firm or in-house ... Proficiency with EDGAR, SEC filing platforms and board portals * Strong proficiency in Microsoft ...
Securities and Corporate Governance Paralegal
$80K - $120K/yr
Minimum 4-7 years of paralegal experience in securities law, preferably at a law firm or in-house ... Proficiency with EDGAR, SEC filing platforms and board portals * Strong proficiency in Microsoft ...
Corporate Paralegal
Los Angeles, CA · Hybrid
$76.50K - $102.40K/yr
... and SEC filings. Key responsibilities include overseeing due diligence processes, maintaining ... Plus: an ABA Paralegal Certification
Corporate Paralegal
Los Angeles, CA · Hybrid
$76.50K - $102.40K/yr
... and SEC filings. Key responsibilities include overseeing due diligence processes, maintaining ... Plus: an ABA Paralegal Certification
Corporate Paralegal
Los Angeles, CA · Hybrid
$76.50K - $102.40K/yr
... and SEC filings. Key responsibilities include overseeing due diligence processes, maintaining ... Plus: an ABA Paralegal Certification
Corporate Paralegal
Los Angeles, CA · Hybrid
$76.50K - $102.40K/yr
... and SEC filings. Key responsibilities include overseeing due diligence processes, maintaining ... Plus: an ABA Paralegal Certification
Sr. Paralegal
West Chester, PA · Hybrid
This practice includes such fundamentals as SEC filings via EDGAR Next and state insurance product ... The Senior Paralegal must be adept at handling competing deadlines, have the ability to multi-task ...
Sr. Paralegal
West Chester, PA · Hybrid
This practice includes such fundamentals as SEC filings via EDGAR Next and state insurance product ... The Senior Paralegal must be adept at handling competing deadlines, have the ability to multi-task ...
Corporate Paralegal
$66.30K - $88.80K/yr
Prepare and file documentation with the SEC and NYSE, including Section 16 filings. * Support proxy ... A paralegal certificate, associate degree, bachelor's degree, or equivalent practical experience is ...
Corporate Paralegal
$66.30K - $88.80K/yr
Prepare and file documentation with the SEC and NYSE, including Section 16 filings. * Support proxy ... A paralegal certificate, associate degree, bachelor's degree, or equivalent practical experience is ...
Sr. Paralegal
West Chester, PA · On-site
This practice includes such fundamentals as SEC filings via EDGAR Next and state insurance product ... The Senior Paralegal must be adept at handling competing deadlines, have the ability to multi-task ...
Sr. Paralegal
West Chester, PA · On-site
This practice includes such fundamentals as SEC filings via EDGAR Next and state insurance product ... The Senior Paralegal must be adept at handling competing deadlines, have the ability to multi-task ...
Corporate Paralegal
Plano, TX · On-site
$68K - $90.90K/yr
Prepare and file documentation with the SEC and NYSE, including Section 16 filings. * Support proxy ... A paralegal certificate, associate degree, bachelor's degree, or equivalent practical experience is ...
Corporate Paralegal
Plano, TX · On-site
$68K - $90.90K/yr
Prepare and file documentation with the SEC and NYSE, including Section 16 filings. * Support proxy ... A paralegal certificate, associate degree, bachelor's degree, or equivalent practical experience is ...
Corporate Paralegal
Los Angeles, CA · On-site
$76.50K - $102.40K/yr
Coordinate with service companies for filings and apostilles SEC Filings and Related Documents ... Paralegal Certification from an ABA-approved school required * Excellent written and verbal ...
Quick apply
Corporate Paralegal
Los Angeles, CA · On-site
$76.50K - $102.40K/yr
Coordinate with service companies for filings and apostilles SEC Filings and Related Documents ... Paralegal Certification from an ABA-approved school required * Excellent written and verbal ...
Corporate Paralegal
$66.30K - $88.80K/yr
The Corporate Paralegal supports a broad range of legal, transactional, compliance, and corporate ... Securities & Public Company Compliance Prepare and file documentation with the SEC and NYSE ...
Corporate Paralegal
$66.30K - $88.80K/yr
The Corporate Paralegal supports a broad range of legal, transactional, compliance, and corporate ... Securities & Public Company Compliance Prepare and file documentation with the SEC and NYSE ...
Paralegal I
Hauppauge, NY · On-site
Prepares client registration statement updates, client SEC filings and forms, and distributes ... A paralegal certificate from an accredited school, college, or university. * 1-3 years of paralegal ...
Paralegal I
Hauppauge, NY · On-site
Prepares client registration statement updates, client SEC filings and forms, and distributes ... A paralegal certificate from an accredited school, college, or university. * 1-3 years of paralegal ...
Prepares client registration statement updates, client SEC filings and forms, and distributes ... A paralegal certificate from an accredited school, college, or university. * 3+ years of paralegal ...
Prepares client registration statement updates, client SEC filings and forms, and distributes ... A paralegal certificate from an accredited school, college, or university. * 3+ years of paralegal ...
Corporate Securities Paralegal
Tempe, AZ · On-site
$69.10K - $92.40K/yr
Corporate Securities Paralegal Department: Legal Employment Type: Full Time Location: US-Arizona ... Manage, coordinate, and support the end-to-end filing process of SEC documents: document ...
Corporate Securities Paralegal
Tempe, AZ · On-site
$69.10K - $92.40K/yr
Corporate Securities Paralegal Department: Legal Employment Type: Full Time Location: US-Arizona ... Manage, coordinate, and support the end-to-end filing process of SEC documents: document ...
Sec Filing Paralegal information
See salary details
$33K - $38.1K
2% of jobs
$38.1K - $43.2K
9% of jobs
$48.2K is the 25th percentile. Wages below this are outliers.
$43.2K - $48.3K
14% of jobs
$48.3K - $53.4K
17% of jobs
The median wage is $56.3K / yr.
$53.4K - $58.5K
14% of jobs
$58.5K - $63.5K
14% of jobs
$66.5K is the 75th percentile. Wages above this are outliers.
$63.5K - $68.6K
9% of jobs
$68.6K - $73.7K
8% of jobs
$73.7K - $78.8K
6% of jobs
$78.8K - $83.9K
4% of jobs
$83.9K - $89K
2% of jobs
$33K
$59.7K
$89K
How much do sec filing paralegal jobs pay per year?
What are the key skills and qualifications needed to thrive as an SEC Filing Paralegal, and why are they important?
What are the main challenges a SEC Filing Paralegal faces during quarterly and annual reporting periods?
What are SEC Filing Paralegals?

Full-time
Posted 4 days ago
Job description
Summary:
The Regulatory Paralegal will assist lawyers by working on all aspects of regulatory work, including assisting with research, drafting documents, preparing filings, and other tasks within the Securities Enforcement and Regulatory group. Regulatory and litigation paralegals are similar, but regulatory has a specialization with the SEC. Litigation deals with two opposing councils arguing and going to court. Regulatory slightly differs as subpoenas come from the government, which has several different agencies to ensure businesses are staying within SEC guidelines. This Regulatory Paralegal will be filing with regulatory agencies regularly, playing a large role in submitting and preparing these filing documents.
Duties and Responsibilities:
- Preparing, reviewing, formatting and filing reports with the SEC. In particular, experience with reports required under Section 13(d), 13(f), 13(g), 13(h) and/or Section 16 of the Securities Exchange Act of 1934 preferred
- Generating SEC filing codes for individuals and entities
- Preparing Rule 16b-3 Board / Comp Committee resolutions for public companies
- Identifying, analyzing and calculating potential short-swing profit liability under Section 16(b) and preparing responses to Section 16(b) demand letters
- Researching and analyzing novel legal questions pertaining to SEC beneficial ownership filing requirements and preparing memoranda concerning such advice
- Ability to prioritize and manage multiple assignments under tight deadlines
- Excellent written and oral communication skills
- Strong research skills
- Experience with proofreading
- Edit and format written submissions using Word styles
- Manage electronic and hard copy documents through litigation technology
- Legal and factual cite checking including the ability to shepardize and Blue Book a brief
- Thorough understanding of court rules and filing requirements
- Knowledge of Lexis-Nexis, Westlaw and internet search engines for research purposes
- Knowledge of SEC, FINRA, CFTC and NYSE
- Supervise project assistants and temporary staff
Qualifications:
To perform this job successfully, an individual must be able to perform the Duties and Responsibilities (Duties) above satisfactorily and meet the requirements below. The requirements listed below are representative of the minimum knowledge, skill, and/or ability required. Reasonable accommodations will be made to enable individuals with disabilities to perform the essential functions of the job.
Education and/or Experience:
Required:
- Bachelor's degree
- Proficient at Microsoft Office applications
- Three to ten years of paralegal experience at a medium or large law firm
- Experience working in securities/regulatory practice
In addition to the above, the following may also be required of the successful candidate:
- Experience working in securities/regulatory legal practice
- Excellent organizational skills
- Excellent attention to detail
- Strong sense of good judgment
- Well-developed analytical and problem solving skills
- Works harmoniously and effectively with others as part of a team
- A self-starter who desires to show ownership and commitment to the job
- Exercises confidentiality and discretion
- Strong proofreading skills
- Strong PowerPoint skills
About JBA International
Sourced by ZipRecruiter
Industry
It services
Company size
201 - 500 Employees
Headquarters location
Pasadena, CA, US
Year founded
1988