Financial Advisor
Grand Forks, ND · On-site
Full sponsorship for registration and licensing, including SIE, S6, S63, S65, and state Life & Health licenses. Paid training program with local district office; initial hourly wage for three months ...
Financial Advisor
Grand Forks, ND · On-site
Full sponsorship for registration and licensing, including SIE, S6, S63, S65, and state Life & Health licenses. Paid training program with local district office; initial hourly wage for three months ...
Financial Advisor
Clovis, NM · On-site
Full sponsorship for registration and licensing, including SIE, S6, S63, S65, and state Life & Health licenses. Paid training program with local district office; initial hourly wage for three months ...
Financial Advisor
Clovis, NM · On-site
Full sponsorship for registration and licensing, including SIE, S6, S63, S65, and state Life & Health licenses. Paid training program with local district office; initial hourly wage for three months ...
Financial Advisor
Rockville, MD · On-site
Full sponsorship for registration and licensing, including SIE, S6, S63, S65, and state Life & Health licenses. Paid training program with local district office; initial hourly wage for three months ...
Financial Advisor
Rockville, MD · On-site
Full sponsorship for registration and licensing, including SIE, S6, S63, S65, and state Life & Health licenses. Paid training program with local district office; initial hourly wage for three months ...
Account Manager (Securities Finance)
New York, NY · On-site +1
$150K - $180K/yr
Ensure compliance with regulatory requirements, completing relevant FINRA certifications (SIE, S7, S63, S24) within 12 months if not already held. What we're looking for * 8+ years of experience ...
Quick apply
Account Manager (Securities Finance)
New York, NY · On-site +1
$150K - $180K/yr
Ensure compliance with regulatory requirements, completing relevant FINRA certifications (SIE, S7, S63, S24) within 12 months if not already held. What we're looking for * 8+ years of experience ...
SIE, S63, and S7 Skills that will help you in the role: Ability to work in a high paced, market driven team environment Ability to work with data using Microsoft Excel, SQL, Python, or 1010 Data Your ...
SIE, S63, and S7 Skills that will help you in the role: Ability to work in a high paced, market driven team environment Ability to work with data using Microsoft Excel, SQL, Python, or 1010 Data Your ...
Fast Track Insurance Manager
Grand Rapids, MI · On-site
$79K - $130K/yr
Qualifications • Candidates for Direct Hire Manager in Grand Rapids, MI must have FINRA S6, or S7, S63, or S65, or S66 and S24 Registrations and hold Life and Health licenses as Registered ...
Fast Track Insurance Manager
Grand Rapids, MI · On-site
$79K - $130K/yr
Qualifications • Candidates for Direct Hire Manager in Grand Rapids, MI must have FINRA S6, or S7, S63, or S65, or S66 and S24 Registrations and hold Life and Health licenses as Registered ...
FINRA S6, S63 and/or S7 preferred Accredited Designations preferred such as CFP, ChFC, or MSFS Possess strong knowledge of the investment business and understanding of comprehensive financial ...
Quick apply
FINRA S6, S63 and/or S7 preferred Accredited Designations preferred such as CFP, ChFC, or MSFS Possess strong knowledge of the investment business and understanding of comprehensive financial ...
FINRA S6, S63 and/or S7 preferred Accredited Designations preferred such as CFP, ChFC, or MSFS Possess strong knowledge of the investment business and understanding of comprehensive financial ...
Quick apply
FINRA S6, S63 and/or S7 preferred Accredited Designations preferred such as CFP, ChFC, or MSFS Possess strong knowledge of the investment business and understanding of comprehensive financial ...
S7 and S63. * Excellent verbal and written communication skills. * Demonstrated ability to make sound decisions under demanding conditions. * Demonstrated ability to lead a group or individuals to ...
S7 and S63. * Excellent verbal and written communication skills. * Demonstrated ability to make sound decisions under demanding conditions. * Demonstrated ability to lead a group or individuals to ...
AVP, MBS Research
Manhattan, NY · On-site
SIE, S63, and S7 Skills that will help you in the role: • Ability to work in a high paced, market driven team environment • Ability to work with data using Microsoft Excel, SQL, Python, or 1010 ...
AVP, MBS Research
Manhattan, NY · On-site
SIE, S63, and S7 Skills that will help you in the role: • Ability to work in a high paced, market driven team environment • Ability to work with data using Microsoft Excel, SQL, Python, or 1010 ...
S7 and S63. * Excellent verbal and written communication skills. * Demonstrated ability to make sound decisions under demanding conditions. * Demonstrated ability to lead a group or individuals to ...
S7 and S63. * Excellent verbal and written communication skills. * Demonstrated ability to make sound decisions under demanding conditions. * Demonstrated ability to lead a group or individuals to ...
S7 and S63. * Excellent verbal and written communication skills. * Demonstrated ability to make sound decisions under demanding conditions. * Demonstrated ability to lead a group or individuals to ...
S7 and S63. * Excellent verbal and written communication skills. * Demonstrated ability to make sound decisions under demanding conditions. * Demonstrated ability to lead a group or individuals to ...
FINRA Securities Industry Essentials (SIE), S7 and S63 Skills: * Client Management * Client Solutions Advisory * Prospecting * Relationship Building * Risk Management * Financial Analysis
FINRA Securities Industry Essentials (SIE), S7 and S63 Skills: * Client Management * Client Solutions Advisory * Prospecting * Relationship Building * Risk Management * Financial Analysis
FINRA Securities Industry Essentials (SIE), S7 and S63 Skills: * Client Management * Client Solutions Advisory * Prospecting * Relationship Building * Risk Management * Financial Analysis
FINRA Securities Industry Essentials (SIE), S7 and S63 Skills: * Client Management * Client Solutions Advisory * Prospecting * Relationship Building * Risk Management * Financial Analysis
Equity Research Associate - Crypto & Digital Assets
Manhattan, NY · On-site
$100K - $120K/yr
Securities licensing preferred (SIE, S63, S86, S87) Primary Location Full Time Salary Range of $100,000 - $120,000. Jefferies is a leading global, full-service investment banking and capital markets ...
Equity Research Associate - Crypto & Digital Assets
Manhattan, NY · On-site
$100K - $120K/yr
Securities licensing preferred (SIE, S63, S86, S87) Primary Location Full Time Salary Range of $100,000 - $120,000. Jefferies is a leading global, full-service investment banking and capital markets ...
Sales Support Associate
Westbury, NY · On-site
$17.50 - $22.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
Westbury, NY · On-site
$17.50 - $22.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
Albany, NY · On-site
$17 - $21.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
Albany, NY · On-site
$17 - $21.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
$17.50 - $22.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
$17.50 - $22.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
Westbury, NY · On-site
$17.50 - $22.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
Westbury, NY · On-site
$17.50 - $22.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
$17 - $21.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
Sales Support Associate
$17 - $21.75/hr
FINRA licensing required (S6/S63/Life/Health) with in 12months of hire. Training will be provided. * Strong verbal communication skills with a customer-service focus * Strong organizational skills
S63 information
What are the key skills and qualifications needed to thrive as an S63 (Series 63-licensed securities agent), and why are they important?
To thrive as a Series 63-licensed securities agent, you need a solid understanding of state securities regulations and ethical sales practices, supported by passing the FINRA Series 63 exam. Familiarity with trading platforms, CRM systems, and compliance software is typically required. Outstanding interpersonal skills, integrity, and attention to detail help build client trust and ensure regulatory compliance. These skills and qualifications are vital for protecting clients’ interests and maintaining legal and professional standards in securities transactions.
What are some common challenges S63 license holders face when starting in the securities industry?
S63 license holders often encounter challenges such as staying updated with changing state regulations and understanding the nuances of compliance in multiple jurisdictions. Early-career professionals may also find it demanding to balance administrative duties with client-facing responsibilities, especially when learning to interpret and apply complex legal requirements. Building strong relationships with compliance teams and seeking ongoing training can help new S63 holders navigate these initial hurdles more effectively.
What is an S63 and what do they do?
An S63 refers to a yacht engineer who holds the MCA S63 Certificate of Competency, which qualifies them to maintain and operate water jet propulsion systems on yachts and vessels. Their responsibilities include ensuring the safe and efficient operation of water jet units, troubleshooting technical issues, and performing routine maintenance. S63 engineers often work on superyachts and commercial vessels, collaborating with the engineering and deck teams to ensure smooth vessel operations.
What is the difference between S63 vs Network Security Specialist?
| Aspect | S63 | Network Security Specialist |
|---|---|---|
| Certifications | Typically includes CISSP, CISA, or vendor-specific certifications | Often requires CISSP, CompTIA Security+, or Cisco certifications |
| Work Environment | Primarily in cybersecurity firms, government agencies, or large corporations | In IT departments, cybersecurity firms, or consulting companies |
| Industry Usage | Used in cybersecurity and information assurance sectors | Common in IT and cybersecurity industries |
The S63 and Network Security Specialist roles share similar certifications and work environments, focusing on protecting organizational networks. While S63 may have a broader scope in security assurance, both roles require strong technical skills and industry certifications. They are often searched together by professionals seeking cybersecurity careers or employers hiring for security positions.
More about S63 jobs
What cities are hiring for S63 jobs? Cities with the most S63 job openings:
What job categories do people searching S63 jobs look for? The top searched job categories for S63 jobs are:
Full-time, Contractor
Posted yesterday
First Command Financial Services rating
7.5
Based on 11 frontline employees who took The Breakroom Quiz
Job description
Job Description First Command Financial Advisors coach military families in their pursuit of financial security. Our reputation has been built on shaping positive financial behaviors through face-to-face coaching. What Our Financial Advisors Do Personal coach to military families with a evolving financial plan.
Help manage day‐to‐day finances, build lifetime assets, and protect against the unexpected. Engage the community to bring new clients with support from local district teams and the Home Office. Partner with local military organizations and units.
Coach on comprehensive financial planning including savings, investments, and insurance. What We Offer Specialized licensing and training program for veterans, transitioning service members, and military spouses. Full sponsorship for registration and licensing, including SIE, S6, S63, S65, and state Life & Health licenses.
Paid training program with local district office; initial hourly wage for three months, then transition to a salaried position with progressive incentives. What To Expect After Training Opportunity to become an independent contractor Financial Advisor with control over career trajectory and compensation based on results. No cap on earning potential: compensation reflects effort and includes competitive commissions, residual income, bonuses, and deferred compensation.
Professional development through progressive leadership programs, annual workshops, and classroom training. Set your own schedule to manage work‐life balance. Portable career opportunities throughout the United States.
Desired Qualifications Military experience or affiliation. Bachelor's degree. Proven leadership skills.
First Command has been helping military families pursue their goals and dreams through financial coaching and guidance since 1958. To learn more about us, visit the First Command website. #J-18808-Ljbffr
What First Command Financial Services employees say
Pay
Hours and flexibility
Workplace
Get the full story on Breakroom
About First Command Financial Services
Sourced by ZipRecruiter
First Command Financial Services, based in Fort Worth, TX, US, operates within the financial services industry. Established in 1958, this company's mission is to "coach those who serve in their pursuit of financial security." With its suite of services and products, including investment management and financial planning, the firm is dedicated to helping military families and federal employees achieve financial security. Over the years, First Command has made a name for itself through integrity, commitment, and an approach built upon trust, resulting in substantial client loyalty. Featured among its notable achievements is the company's consistent placement among the top 1% of all wealth management firms in the USA in terms of long-term investment results, confirming their commitment to providing exceptional financial services.
Industry
Finance and insurance
Company size
1,001 - 5,000 Employees
Headquarters location
Fort Worth, TX, US
Year founded
1958