Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Quick apply
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Quick apply
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Quick apply
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Quick apply
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Quick apply
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Quick apply
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Quick apply
Director of Brokerage and RIA Operations If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Lead end-to-end broker-dealer and RIA operations, including account lifecycle management, trade support, reconciliation, and reporting. * Oversee operational control frameworks, ensuring compliance ...
Green Bay, WI · On-site
$116 - $198/hr
Lead daily brokerage and RIA operations, including account onboarding, servicing, transaction processing, and issue resolution. * Manage clearing firm relationships, commission processing, advisory ...
New
Green Bay, WI · On-site
$116 - $198/hr
Lead daily brokerage and RIA operations, including account onboarding, servicing, transaction processing, and issue resolution. * Manage clearing firm relationships, commission processing, advisory ...
New
Lead daily brokerage and RIA operations, including account onboarding, servicing, transaction processing, and issue resolution. * Manage clearing firm relationships, commission processing, advisory ...
Lead daily brokerage and RIA operations, including account onboarding, servicing, transaction processing, and issue resolution. * Manage clearing firm relationships, commission processing, advisory ...
Lead daily brokerage and RIA operations, including account onboarding, servicing, transaction processing, and issue resolution. * Manage clearing firm relationships, commission processing, advisory ...
Lead daily brokerage and RIA operations, including account onboarding, servicing, transaction processing, and issue resolution. * Manage clearing firm relationships, commission processing, advisory ...
Experienced within a Registered Investment Adviser (RIA), broker-dealer, financial institution, or regulated industry preferred. * Has a strong understanding of Microsoft 365 applications and ...
Experienced within a Registered Investment Adviser (RIA), broker-dealer, financial institution, or regulated industry preferred. * Has a strong understanding of Microsoft 365 applications and ...
Oregon, WI · On-site
$90 - $110/hr
Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...
New
Oregon, WI · On-site
$90 - $110/hr
Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...
New
Janesville, WI · On-site
$100K - $120K/yr
Robot integration and knowledge of ANSI/RIA R15.06 a preferred Experience: * BS in Electrical Engineering or equivalent training & experience * 5+ years of experience in machine controls development ...
Quick apply
Janesville, WI · On-site
$100K - $120K/yr
Robot integration and knowledge of ANSI/RIA R15.06 a preferred Experience: * BS in Electrical Engineering or equivalent training & experience * 5+ years of experience in machine controls development ...
Madison, WI · On-site
$60 - $80/hr
About Resonant Capital Advisors Resonant Capital Advisors is a Registered Investment Advisor (RIA) dedicated to disciplined portfolio management, rigorous research, and long-term client outcomes. Our ...
New
Madison, WI · On-site
$60 - $80/hr
About Resonant Capital Advisors Resonant Capital Advisors is a Registered Investment Advisor (RIA) dedicated to disciplined portfolio management, rigorous research, and long-term client outcomes. Our ...
New
Implement Category 3/4 safety architectures, safety PLCs, light curtains, and physical interlocks in strict adherence to RIA/ISO benchmarks. * Integrate Vision & Motion: Partner cross-functionally ...
Quick apply
Implement Category 3/4 safety architectures, safety PLCs, light curtains, and physical interlocks in strict adherence to RIA/ISO benchmarks. * Integrate Vision & Motion: Partner cross-functionally ...
Oregon, WI · On-site
$90 - $110/hr
Series 65 (RIA Only)* Insurance Licenses* 4+ years of experience within the wealth management industry* Ability to source and convert prospects to clients and provide high-level planning-oriented ...
New
Oregon, WI · On-site
$90 - $110/hr
Series 65 (RIA Only)* Insurance Licenses* 4+ years of experience within the wealth management industry* Ability to source and convert prospects to clients and provide high-level planning-oriented ...
New
... RIA Checkpoint, and UltraTax CS - Ability to work additional hours as needed and travel to various client sites Meet Your Recruiter Tim Bramley
... RIA Checkpoint, and UltraTax CS - Ability to work additional hours as needed and travel to various client sites Meet Your Recruiter Tim Bramley
Delavan, WI · On-site
$74K - $96K/yr
Perform comprehensive Risk Assessments and Safety Analyses in accordance with ANSI/RIA R15.06 and ISO 10218. Integrate safety PLCs, light curtains, and fail-safe mechanisms to ensure a zero-harm ...
Delavan, WI · On-site
$74K - $96K/yr
Perform comprehensive Risk Assessments and Safety Analyses in accordance with ANSI/RIA R15.06 and ISO 10218. Integrate safety PLCs, light curtains, and fail-safe mechanisms to ensure a zero-harm ...
$41.9K - $62.8K
2% of jobs
$62.8K - $83.7K
6% of jobs
$83.7K - $104.7K
12% of jobs
$110.9K is the 25th percentile. Wages below this are outliers.
$104.7K - $125.6K
17% of jobs
The median wage is $140.1K / yr.
$125.6K - $146.5K
19% of jobs
$146.5K - $167.4K
15% of jobs
$177.3K is the 75th percentile. Wages above this are outliers.
$167.4K - $188.3K
9% of jobs
$188.3K - $209.3K
8% of jobs
$209.3K - $230.2K
5% of jobs
$230.2K - $251.1K
4% of jobs
$251.1K - $272K
2% of jobs
$41.9K
$152.6K
$272K
A Ria job typically refers to a position at Ria Money Transfer, a global company specializing in money remittance services. Employees in Ria roles may work in customer service, compliance, operations, or finance, assisting customers with sending and receiving money securely. Responsibilities vary based on the position but often include handling transactions, verifying identities, and ensuring regulatory compliance. Ria employees play a key role in providing fast and secure international money transfers.
| Aspect | Ria | Loan Officer |
|---|---|---|
| Credentials | Typically requires licensing, registration, and sometimes certifications like NMLS | Requires licensing, NMLS registration, and often similar certifications |
| Work Environment | Works in financial services, often in offices or remotely, handling money transfers | Works in banks, mortgage companies, or lending institutions, advising clients on loans |
| Industry Usage | Used in money transfer and remittance services | Used in banking and mortgage lending sectors |
| Search & Comparison Intent | People compare Ria with other money transfer roles | People compare Loan Officer with similar lending roles |
While both Ria and Loan Officer roles involve financial services, Ria primarily focuses on international money transfers, whereas Loan Officers specialize in helping clients secure loans. Both roles require licensing and work within the financial industry, but their daily tasks and employer environments differ significantly.
The most popular types of Ria jobs in Wisconsin are:
For Ria jobs in Wisconsin, the most frequently searched job titles are:
The top searched job categories for Ria jobs in Wisconsin are:
Cities in Wisconsin with the most Ria job openings:

Full-time
Re-posted 13 days ago
Director of Brokerage and RIA Operations
If you know that operational excellence and regulatory compliance aren't mutually exclusive, and believe that "we'll clean it up later" is not an acceptable control environment, we should talk. Our client is seeking a Director of Brokerage, RIA Operations & Controls to lead the operational strategy, technology enablement, and control framework for its broker-dealer and RIA platform.
This highly visible leadership role oversees account opening, trade support, product governance, clearing firm relationships, commission processing, reconciliation, reporting, and operational integrity while partnering closely with Finance, Risk, Compliance, and Private Wealth. You'll serve as the Operations Principal and FINOP specialist, helping shape a scalable, best-in-class operating model designed for growth.
Qualified candidates will bring 10+ years of broker-dealer or RIA operations experience, including 7+ years of leadership experience, along with a strong understanding of controls, regulatory requirements, and technology-driven efficiency. Series 7, 24, and 27 licenses are required, though candidates possessing two of the three will be considered; Series 4 and 66 (or 63/65) are a plus. Available in Green Bay and Milwaukee only! If you appreciate strong controls, clean reconciliations, and the satisfaction that comes from making complex operations look effortless, you may have just found your people.
To learn more about our organization please visit us at www.westportone.com
To apply for this position, submit your resume by choosing one of the following:
Sourced by ZipRecruiter
Recruiting and staffing services
1,001 - 5,000 Employees
Goose Creek, SC, US