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Ria Operations Jobs in Iowa (NOW HIRING)

Financial Integrators

Compliance Associate

Des Moines, IA · On-site

$27 - $35/hr

In this role, you will play a key operational part in managing relationships with financial ... Broker-Dealer, RIA, and/or OSJ office financial services experience preferred; basic understanding ...

Integrity Windows

Money Desk Specialist

Des Moines, IA · On-site

Minimum of 2 years of experience working directly with a broker-dealer, Registered Investment Advisor (RIA), or insurance organization. * Minimum of 4 years of client service, operations, or related ...

New

Lincoln Electric

CNC Programmer

Bettendorf, IA

$28 - $35/hr

Effectively utilize tooling and machine/equipment to drive operations toward maximum efficiency ... Safety (OSHA, SDS), ANSI (RIA) standards. Environmental, Health and Safety * Understand the Company ...

Lincoln Electric

CNC Programmer

Bettendorf, IA · On-site

$28 - $35/hr

Effectively utilize tooling and machine/equipment to drive operations toward maximum efficiency ... Safety (OSHA, SDS), ANSI (RIA) standards. Environmental, Health and Safety * Understand the Company ...

Lincoln Electric

CNC Programmer

Bettendorf, IA

$28 - $35/hr

Effectively utilize tooling and machine/equipment to drive operations toward maximum efficiency ... Safety (OSHA, SDS), ANSI (RIA) standards. Environmental, Health and Safety * Understand the Company ...

Integritymarketing

Investment Trader

Urbandale, IA

Process post-execution recon and handle the operation/administrative duties associated with trades ... and RIA business processes Strong attention to detail Product knowledge in managed accounts ...

Lincoln Electric

CNC Programmer

Bettendorf, IA

$35/hr

Effectively utilize tooling and machine/equipment to drive operations toward maximum efficiency ... Safety (OSHA, SDS), ANSI (RIA) standards. Environmental, Health and Safety * Understand the Company ...

Waverly Advisors, LLC

Reporting Analyst

Waverly, IA · On-site

... operational efficiency. * Research relevant industry trends, regulatory and legislative ... Experience in an RIA/Broker Dealer is preferred. * Familiarity with Excel, Morningstar Direct ...

New

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Ria Operations information

What are some common challenges faced in a Ria Operations role, and how can I prepare for them?

In a Ria Operations role, you may frequently encounter challenges related to compliance with international money transfer regulations, managing high transaction volumes, and ensuring accuracy in data processing. Being detail-oriented and staying updated on regulatory changes are critical to overcoming these challenges. Additionally, developing strong communication skills will help you collaborate effectively with compliance teams, customer service, and external partners. Proactively learning about anti-money laundering (AML) and fraud prevention practices can also give you a competitive edge.

What are the key skills and qualifications needed to thrive as a Ria Operations specialist?

To thrive as a Ria Operations specialist, you need a solid understanding of financial operations, compliance, and transaction processing, often supported by a degree in finance or business administration. Familiarity with payment processing systems, anti-money laundering (AML) compliance tools, and Ria’s proprietary platforms is typically required. Attention to detail, problem-solving skills, and effective communication are crucial soft skills in this role. These competencies ensure accurate, secure, and efficient handling of financial transactions while maintaining regulatory compliance.

What is Ria Operations?

Ria Operations typically refer to the functions and processes involved in managing money transfer and remittance services within the Ria Money Transfer company. This includes handling transactions, ensuring compliance with financial regulations, customer service, and supporting the secure and efficient movement of funds across borders. Operations staff work to prevent fraud, resolve customer issues, and maintain smooth workflow within the company. Their role is crucial in delivering reliable and timely remittance services to customers worldwide.

What are popular job titles related to Ria Operations jobs in Iowa?

For Ria Operations jobs in Iowa, the most frequently searched job titles are:

What job categories do people searching Ria Operations jobs in Iowa look for?

The top searched job categories for Ria Operations jobs in Iowa are:

Ria Operations jobs near you
Infographic showing various Ria Operations job openings in Iowa as of August 2026, with employment types broken down into 83% Full Time, 14% Part Time, 1% Temporary, and 2% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution.

Compliance Associate

Financial Integrators

Des Moines, IA • On-site

$27 - $35/hr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 22 days ago

Job description

Description:

We are seeking a detail-oriented, collaborative Compliance Associate to join our team. In this role, you will play a key operational part in managing relationships with financial professionals, streamlining onboarding processes, and maintaining regulatory compliance standards. The ideal candidate excels at organizational oversight, clear communication, and maintaining seamless operations across our financial services network.



Location: This position is based in Des Moines, IA. A hybrid work schedule may be available based on team needs and flexibility requirements.



What you'll Do


Relationship Management & inbox Triaging

  • Serve as a primary operational contact for financial professionals via phone, email, and in-person interactions.
  • Triage the supervision team email inbox to ensure timely responses and appropriate routing of requests.
  • Reassign orphan accounts and establish correct system codes associated with account assignments.

Compliance Monitoring & Recordkeeping

  • Enter and track advertising and correspondence submissions using internal communications review tools.
  • Monitor financial professional activities and compliance milestones, including annual compliance questionnaires, firm element training, and securities registration renewals.
  • Maintain accurate, up-to-date compliance records within Salesforce CRM.
  • Assist with external audit preparation and follow-up tasks.

Onboarding & Administrative Operations

  • Manage the broker-dealer onboarding process for both internal staff and network office team members.
  • Coordinate cross-functional support tasks within structured operational deadlines.

What’s in it for you?

We provide a total rewards package focused on your health, family, and financial security. This includes comprehensive medical, dental, and vision options alongside company-paid disability and life insurance. We support your work-life balance with PTO, paid holidays, volunteer time off, and paid parental leave. Finally, we invest in your future through a 401(k) plan and a robust Employee Assistance Program for professional support.



Compensation: The anticipated compensation for this position is $27.00-$35.00, based on your level of experience and technical expertise.




Requirements:
  • Bachelor's degree or equivalent experience required; finance or business-related degree preferred
  • Broker-Dealer, RIA, and/or OSJ office financial services experience preferred; basic understanding of financial industry regulations highly desired
  • Familiarity with Salesforce CRM system a plus
  • Strong organizational and time management skills required
  • Ability to work both independently and with a team
  • Aptitude for completing tasks within structured deadlines
  • Excellent oral and written communication skills required
  • Strong attention to detail with the ability to work efficiently & accurately
  • Registration is not required for this role; Series 7, 24, and 65/66 registrations will be required for certain advancement opportunities

Physical Requirements:

  • Standing or sitting for extended periods of time in an office environment
  • Working on a computer for extended periods of time
  • Lifting up to 15 pounds