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Ria Lawyer Jobs (NOW HIRING)

Arizona Department of Administration

$71K/yr

  • Medical

  • Dental

  • Life

  • Retirement

  • PTO

Pursuant to Administrative Order (AO) 2024-148 of the Arizona Supreme Court, the Arizona Lawyer ... Strong computer research skills including Westlaw, RIA, and ALIS. Must be skilled in reading and ...

New

The State of Arizona

ATTORNEY 3, TAX POLICY

$71K/yr

  • Medical

  • Dental

  • Life

  • Retirement

  • PTO

Pursuant to Administrative Order (AO) 2024-148 of the Arizona Supreme Court, the Arizona Lawyer ... Strong computer research skills including Westlaw, RIA, and ALIS. Must be skilled in reading and ...

New

White Tiger Connections

Managing Director

Sarasota, FL · Remote

$210K - $250K/yr

  • PTO

... attorney, and other personal parties -- all in one place. The firm is now adding a Managing Director as a core component of that platform. When an RIA engages the platform, they gain direct access to ...

Crafted Staff

0161 - Investment Advisor

Palm Springs, FL · On-site

$130K/yr

  • Retirement

... RIA) in Tampa. This is a client-first, relationship-driven position where you'll operate with ... Develop and nurture Centers of Influence (CPAs, attorneys, business owners, etc.) * Provide ...

Crafted Staff

0161 - Investment Advisor

Palm Springs, FL · On-site

$130K/yr

  • Retirement

... RIA) in Tampa. This is a client-first, relationship-driven position where you'll operate with ... Develop and nurture Centers of Influence (CPAs, attorneys, business owners, etc.) * Provide ...

The Croghan Colonial Bank

Wealth Advisor

Fremont, OH · On-site

$55K - $80K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

The role is similar in many respects to a planning-centric RIA wealth advisor, but it operates ... Coordinate with attorneys, CPAs, insurance professionals, bankers, investment resources, trust ...

New

The Croghan Colonial Bank

Wealth Advisor

Fremont, OH · On-site

$55K - $80K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

The role is similar in many respects to a planning-centric RIA wealth advisor, but it operates ... Coordinate with attorneys, CPAs, insurance professionals, bankers, investment resources, trust ...

New

The Croghan Colonial Bank

Wealth Advisor

Fremont, OH

$55K - $80K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

The role is similar in many respects to a planning-centric RIA wealth advisor, but it operates ... Coordinate with attorneys, CPAs, insurance professionals, bankers, investment resources, trust ...

New

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Ria Lawyer information

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How much do ria lawyer jobs pay per year?

As of Aug 16, 2026, the average yearly pay for ria lawyer in the United States is $100,626.00, according to ZipRecruiter salary data. Most workers in this role earn between $79,000.00 and $103,000.00 per year, depending on experience, location, and employer.

What are some common challenges RIA lawyers face when advising investment advisory firms?

RIA lawyers often encounter challenges related to navigating evolving SEC regulations, ensuring firms maintain proper compliance documentation, and addressing potential conflicts of interest. They must frequently collaborate with compliance officers, portfolio managers, and operations teams to interpret regulatory guidance and implement best practices. Staying updated on regulatory changes and advising clients during examinations or audits can be demanding but also provides valuable opportunities for professional growth and specialization.

What is an RIA lawyer?

RIA lawyers are legal professionals who specialize in advising Registered Investment Advisers (RIAs) on regulatory compliance, business operations, and legal matters. They help RIAs navigate complex securities regulations, such as those set by the SEC and state authorities, and assist with preparing and maintaining required documents, contracts, and disclosures. RIA lawyers also provide counsel on mergers, acquisitions, employment issues, and client agreements to ensure their clients operate within the bounds of the law.

What are the key skills and qualifications needed to thrive as an RIA lawyer?

To thrive as an RIA (Registered Investment Advisor) Lawyer, you need a strong understanding of securities law, regulatory compliance, and legal research, typically supported by a Juris Doctor (JD) degree and state bar admission. Familiarity with tools such as compliance management systems, SEC/FINRA databases, and legal research platforms like Westlaw or LexisNexis is crucial. Exceptional communication, analytical thinking, and attention to detail are essential soft skills that set successful RIA lawyers apart. These competencies ensure clients remain compliant with evolving regulations, mitigate legal risks, and maintain the integrity of their financial advisory businesses.

What is the difference between Ria Lawyer vs Notary Public?

AspectRia LawyerNotary Public
CredentialsLaw degree, bar admission, legal licenseCommission by state, minimal training
Work EnvironmentLaw firms, courts, legal officesPublic offices, mobile, private settings
Industry UsageLegal services, litigation, legal adviceAuthenticating documents, witnessing signatures

While both Ria Lawyers and Notary Publics handle document authentication, Ria Lawyers have extensive legal training and can provide legal advice, whereas Notary Publics primarily verify identities and witness signatures without offering legal counsel.

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Ria Lawyer jobs near you
Infographic showing various Ria Lawyer job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 67% In-person, and 33% Remote job distribution, with an average salary of $100,626 per year, or $48.4 per hour.

Estate Planning Attorney

ECG Resources

Saint Louis, MO • On-site

Full-time

Re-posted 29 days ago

Job description

 

Established, growing St. Louis RIA seeks Estate Planning Attorney to
engage directly with UHNW clients across the country, providing expert advice and support in their estate planning needs.

  • Extensive client contact focused on customized estate planning, document review and addressing the specific needs of ultra-high net worth Family Office clients (100 MM to 1 B level)
  • Dive deep into complex estate planning issues, ensuring high-quality execution
  • Educate and mentor internal advisors on complex estate planning concepts, keeping them informed about new laws, client updates, and best practices.
  • Contribute to firmwide training sessions and internal presentations, regarding estate planning strategies and ongoing projects
  • Work extensively with wealth management team, including Partners, Senior Tax Advisors, Family Office Strategist, and the lead client relationship/engagement team
  • Focus is on client service, assisting in closing new business, with an opportunity to build equity for sourcing new business
  • 7+ years of drafting experience with a strong background in UHNW estate planning, IDITs, BDITs, SLATs, grantor trust, and estate tax issues
  • Excellent benefits and room for growth

~Relocation Assistance Available~

Apply