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Remote Series 9 Jobs (NOW HIRING)

Osaic

Senior Branch Office Examiner

La Vista, NE · Remote

$80K - $85K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $80,000 - $85 ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

Osaic

Senior Branch Office Examiner

Petersburg, VA · Remote

$80K - $85K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $80,000 - $85 ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

Osaic

Senior Branch Office Examiner

Oakdale, MN · Remote

$80K - $85K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $80,000 - $85 ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...

24 Hours Group

Call Center Agent (Peru)

$15.25 - $20.25/hr

Call Center Agent This is a remote position. The Call Center Agent will be answering inbound calls ... AMD Ryzen 5,7,9 (Minimum series 3600) RAM: Minimum of 12 GB Storage: 128 GB SSD or higher Graphics ...

Ladder

Senior iOS Engineer @ Ladder

Austin, TX · Remote

$138K/yr

Remote-friendly (US time zones) with HQ in Austin, TX. We are growing rapidly - $60M ARR ($3M in ... Tier 1 Investors - 2024 Series B led by Point72, plus a $100M growth capital commitment from ...

24 Hours Group

Call Center Agent (Chile)

$15.25 - $20.25/hr

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24 Hours Group

Call Center Agent (Dominican Republic)

$15.25 - $20.25/hr

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24 Hours Group

Call Center Agent (Costa Rica)

$15.25 - $20.25/hr

Job Title Call Center Agent This is a remote position. The Call Center Agent will be answering ... AMD Ryzen 5,7,9 (Minimum series 3600) RAM: Minimum of 12 GB Storage: 128 GB SSD or higher Graphics ...

24 Hours Group

Call Center Agent (Canada)

$12/hr

Job Opportunity This is a remote position. The Call Center Agent will be answering inbound calls ... AMD Ryzen 5,7,9 (Minimum series 3600) * RAM: Minimum of 12 GB * Storage: 128 GB SSD or higher

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Call Center Agent (Ecuador)

$15.25 - $20.25/hr

Job Title Call Center Agent This is a remote position. The Call Center Agent will be answering ... AMD Ryzen 5,7,9 (Minimum series 3600) RAM: Minimum of 12 GB Storage: 128 GB SSD or higher Graphics ...

24 Hours Group

Call Center Agent (Colombia)

$15.25 - $20.25/hr

Job Title Call Center Agent This is a remote position. The Call Center Agent will be answering ... AMD Ryzen 5,7,9 (Minimum series 3600) RAM: Minimum of 12 GB Storage: 128 GB SSD or higher Graphics ...

24 Hours Group

Call Center Agent (Paraguay)

$15.25 - $20.25/hr

Job Title Call Center Agent This is a remote position. The Call Center Agent will be answering ... AMD Ryzen 5,7,9 (Minimum series 3600) RAM: Minimum of 12 GB Storage: 128 GB SSD or higher Graphics ...

24 Hours Group

Call Center Agent (Mexico)

$15.25 - $20.25/hr

Job Title Call Center Agent This is a remote position. The Call Center Agent will be answering ... AMD Ryzen 5,7,9 (Minimum series 3600) RAM: Minimum of 12 GB Storage: 128 GB SSD or higher Graphics ...

24 Hours Group

Call Center Agent (Nicaragua)

$15.25 - $20.25/hr

Job Title Call Center Agent This is a remote position. The Call Center Agent will be answering ... AMD Ryzen 5,7,9 (Minimum series 3600) RAM: Minimum of 12 GB Storage: 128 GB SSD or higher Graphics ...

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How much do remote series 9 jobs pay per hour?

As of Jul 1, 2026, the average hourly pay for remote series 9 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is the difference between Remote Series 9 vs Remote Data Analyst?

AspectRemote Series 9Remote Data Analyst
Required CredentialsBachelor's in Business, Tech, or related field; certifications varyBachelor's in Statistics, Data Science, or related field; certifications like CAP or Microsoft Data Analyst
Work EnvironmentRemote, often in tech or business sectorsRemote, in finance, healthcare, or tech industries
Employer UsageTech companies, consulting firms, large corporationsFinancial institutions, healthcare providers, tech firms
Common Search IntentRemote Series 9 vs Remote Data AnalystRemote Data Analyst vs Remote Series 9

The Remote Series 9 typically focuses on project management or operational roles in tech and business sectors, requiring general business or technical certifications. In contrast, the Remote Data Analyst specializes in data interpretation, requiring specific data-related skills and certifications. Both roles are remote and industry-specific, but they serve different functions within organizations.

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What are the most commonly searched types of Series 9 jobs? The most popular types of Series 9 jobs are:
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Remote Series 9 jobs near you
Senior Branch Office Examiner

Senior Branch Office Examiner

Osaic

La Vista, NE • Remote

$80K - $85K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 7 days ago

Osaic rating

8.2

Company rating: 8.2 out of 10

Based on 8 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

REMOTE Compliance Risk Opportunity in Financial Services

Senior Branch Office Examiner

Location(s): Open to Qualified Remote Applicants in the United States

Role Type:Full-time

Salary: $80,000 - $85,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.

Education Requirements:

  • High School diploma or equivalent required
  • Bachelor's degree preferred.

Responsibilities:

  • Conduct approximately 85-100 exams per year either onsite or remotely, if applicable.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.
  • Perform "for cause" exams as needed.
  • Mentor and train Junior team members.
  • All other duties as assigned

Basic Requirements:

  • 3-5 years' experience as a Branch Examiner in the Independent Broker-Dealer Channel.
  • FINRA series 7 and 24 (or 9/10) licenses are required.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Basic proficiency for information technology and skills used to communicate electronically, organize activities and analyze information. Proficiency in MS Office.
  • Must be detail-oriented, investigative and the ability to work independently.

Preferred Requirements:

  • Experience with Independent Broker-Dealers a plus.
  • FINRA Series 63 and/ or 66 preferred.

#LI-Remote

Current Employees and Contractors Apply Here
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About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

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