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Remote Series 9 Jobs (NOW HIRING)

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Series 7 and Series 9/10 previously held or currently active * Experience supporting regulatory ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Series 7 and Series 9/10 previously held or currently active * Experience supporting regulatory ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Series 7 and Series 9/10 previously held or currently active * Experience supporting regulatory ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

Upswing

$600 - $1K/wk

Wednesdays at 6:00 PM CST - 7:00 PM CST Series Dates: * September 2, 2026 * September 9, 2026 ... Experience teaching in a remote environment using Zoom * Strong presentation and group facilitation ...

swipejobs LLC

Workplace Planning Consultant

Denver, CO · Remote

$55K - $69K/yr

Looking for a remote, entry-level or licensed financial advising role? This is your chance to join ... Active FINRA SIE, Series 7, and Series 66 (Series 63 + 65 accepted) · Partially Licensed or Early ...

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How much do remote series 9 jobs pay per hour?

As of Jun 7, 2026, the average hourly pay for remote series 9 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is the difference between Remote Series 9 vs Remote Data Analyst?

AspectRemote Series 9Remote Data Analyst
Required CredentialsBachelor's in Business, Tech, or related field; certifications varyBachelor's in Statistics, Data Science, or related field; certifications like CAP or Microsoft Data Analyst
Work EnvironmentRemote, often in tech or business sectorsRemote, in finance, healthcare, or tech industries
Employer UsageTech companies, consulting firms, large corporationsFinancial institutions, healthcare providers, tech firms
Common Search IntentRemote Series 9 vs Remote Data AnalystRemote Data Analyst vs Remote Series 9

The Remote Series 9 typically focuses on project management or operational roles in tech and business sectors, requiring general business or technical certifications. In contrast, the Remote Data Analyst specializes in data interpretation, requiring specific data-related skills and certifications. Both roles are remote and industry-specific, but they serve different functions within organizations.

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Remote Series 9 jobs near you
Infographic showing various Remote Series 9 job openings in the United States as of May 2026, with employment types broken down into 88% Full Time, 6% Part Time, and 6% Contract. Highlights an 100% Remote job distribution, with an average salary of $57,583 per year, or $27.7 per hour.
Senior Regional Compliance Associate

Senior Regional Compliance Associate

Farther

Irving, TX • On-site, Remote

Other

Medical, Retirement, PTO

Posted yesterday

Job description

The Role

Farther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our geographic regions, serving as the day-to-day compliance resource for a distributed network of advisors. You'll sit within the Compliance function and partner closely with business leadership across the firm to make sure our advisors can focus on what they do best, serving clients, while we keep the guardrails tight.

Your Impact

  • Serve as the primary compliance resource for your assigned region, supporting advisors and partnering with business leadership on supervisory matters
  • Conduct regular reviews of trade blotters, correspondence, marketing materials, and attestations
  • Review and approve outside business activities, brokerage accounts, gifts, and entertainment for registered personnel
  • Provide guidance, training, and direction on compliance-related matters to advisors across your region
  • Investigate, document, and help resolve client complaints in coordination with the broader Compliance team
  • Support regulatory examinations, internal audits, and ongoing Compliance initiatives
  • Produce regular supervisory reports and close the feedback loop with advisors on activity, productivity, and logging
  • Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards

The Ideal Match

  • 5+ years of financial services experience in a compliance or supervisory role, with demonstrated experience conducting principal-level or OSJ supervisory review
  • Active Series 66 and Series 24 in good standing
  • Comprehensive knowledge of FINRA and SEC rules and regulations
  • High attention to detail, sound judgment, and integrity when handling sensitive or escalated matters
  • Bachelor's degree or higher

Bonus Points

  • Series 7 and Series 9/10 previously held or currently active
  • Experience supporting regulatory examinations or internal audits at an RIA or broker-dealer
  • Familiarity with compliance technology platforms and surveillance tools
  • Background in a regulated financial services environment with OSJ or branch examination experience
  • Track record working with distributed or remote advisor teams

Please note: Some regional travel is required (~30%) and working hours may vary depending on the region you support.
Why Join Us 

  • Competitive comp package that rewards impact
  • Work alongside some of the brightest minds in fintech
  • Ground-floor opportunity at a fast-scaling startup
  • Chart your own growth path as we expand
  • Full health benefits + 401(k) matching & Roth IRA options
  • Unlimited PTO

Ready to disrupt wealth management? Let's talk!

Farther logo

About Farther

Sourced by ZipRecruiter

Farther is a new kind of financial institution: combining expert advisors and cutting-edge technology to deliver a comprehensive, tailored wealth management experience. Farther empowers advisors to deliver exceptional value to their clients -- on their own terms. We're here to help established advisors scale, providing everything they need to succeed from technology to client support and from marketing to mentoring. To deliver on that goal, we've reimagined what a wealth management platform delivers, allowing clients to easily find a financial advisor and communicate how and when they want, to customize, invest, and professionally manage their entire financial lives in one place, and to automatically squeeze more out of every hard-earned dollar to reduce their tax bills. In other words, we help our clients go Farther. Farther's founders are leaders and innovators from the private wealth industry and possess a unique mix of traditional wealth management, fintech, and technology production expertise. We're backed by top tier venture capital firms, fintech investors, and industry leaders. Joining Farther means joining a collaborative team of entrepreneurs and builders who are passionate about helping our clients and our teammates achieve more. If you're the type who breaks through walls to get things done the right way, we want to go farther with you.

Industry

Finance and insurance

Company size

51 - 200 Employees

Headquarters location

New York, NY, US

Year founded

2019

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