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Remote Sec Compliance Jobs in Arizona (NOW HIRING)

Responded to inquiries related to FINRA, SEC, and state regulations with accuracy and ... Compliance and supervision processes * Mutual funds, annuities, and securities products * Strong ...

Financial Reporting Manager

Phoenix, AZ · On-site +1

$140K - $165K/yr

Ensure compliance with Sarbanes-Oxley (SOX) and J-SOX requirements * Design, maintain, and enhance ... Background in public accounting (Big 4 or national firm) and/or SEC reporting preferred

We are open to hiring remote if we find the right talent in any of these states ( AL, AR, AZ, CO ... Compiles and reviews journal entries in compliance with GAAP and support of period-end close ...

Remote Sec Compliance information

What is a remote sec compliance professional?

A Remote Sec Compliance professional is responsible for ensuring that an organization's information systems and processes adhere to security standards and regulatory requirements, all while working remotely. They assess security policies, conduct audits, and help implement compliance measures for frameworks such as HIPAA, GDPR, or SOC 2. Their role is crucial in protecting sensitive data and maintaining trust with clients and regulatory bodies, especially as more organizations adopt remote work environments. These professionals often collaborate with IT, legal, and management teams to address compliance gaps and stay current with evolving security regulations.

What are some common challenges faced by professionals in a remote security compliance role, and how can they be effectively managed?

Professionals in remote security compliance roles often face challenges such as coordinating with distributed teams, ensuring consistent policy enforcement across various locations, and managing secure access to sensitive information remotely. Effective communication tools, regular virtual check-ins, and clear documentation of compliance procedures can help mitigate these challenges. Additionally, leveraging automation for compliance monitoring and utilizing secure collaboration platforms are key strategies for maintaining strong security standards while working remotely.

What is the difference between Remote Sec Compliance vs Remote Security Analyst?

AspectRemote Sec ComplianceRemote Security Analyst
Required CredentialsCertifications like CISSP, CISA, CISMCertifications like CompTIA Security+, CISSP (optional)
Work EnvironmentFocus on compliance policies, audits, documentationFocus on threat detection, incident response, security monitoring
Employer & Industry UsageUsed in regulated industries like finance, healthcareUsed across tech, finance, government sectors

Remote Sec Compliance professionals primarily focus on ensuring organizations meet security standards and regulatory requirements, while Remote Security Analysts monitor and respond to security threats. Both roles require security certifications, but their daily tasks and focus areas differ significantly.

What are the most commonly searched types of Sec Compliance jobs in Arizona?

The most popular types of Sec Compliance jobs in Arizona are:

What are popular job titles related to Remote Sec Compliance jobs in Arizona?

For Remote Sec Compliance jobs in Arizona, the most frequently searched job titles are:

What job categories do people searching Remote Sec Compliance jobs in Arizona look for?

The top searched job categories for Remote Sec Compliance jobs in Arizona are:

What cities in Arizona are hiring for Remote Sec Compliance jobs?

Cities in Arizona with the most Remote Sec Compliance job openings:

Assistant General Counsel - Corporate

CARLISLE COMPANIES

Scottsdale, AZ • On-site, Remote

Full-time

Posted 29 days ago


Job description

Carlisle Companies is seeking an Assistant General Counsel to join their corporate team in Scottsdale, AZ. This individual will lead and manage all legal matters related to securities law, corporate governance, and M&A activity for the company. As a member of the legal department, this role provides strategic counsel to the General Counsel, collaborates cross-functionally with finance, investor relations, and corporate development teams, and ensures adherence to all applicable laws and regulations.

Duties and Responsibilities:

Securities & Public Company Compliance

  • Serve as the primary legal advisor on securities law matters, including compliance with the Securities Act of 1933, the Exchange Act of 1934, and related SEC regulations.
  • Oversee all SEC and stock exchange filings (e.g., 10-K, 10-Q, 8-K, proxy statements, Forms 3, 4, and 5).
  • Advise on disclosure obligations, earnings releases, investor communications, and Regulation FD compliance.
  • Support the preparation for and execution of annual meetings of shareholders, including governance materials.

Mergers & Acquisitions

  • Lead legal due diligence, negotiation, documentation, and integration support for M&A, joint ventures, and other strategic transactions.
  • Advise senior management on legal risks, structuring, and compliance related to deals.
  • Collaborate with external counsel and cross-functional teams to manage all phases of the transaction lifecycle.

Corporate Governance & Board Support

  • Support corporate secretary function, including drafting and reviewing board and committee materials.
  • Maintain and update corporate governance policies and practices in accordance with evolving regulatory expectations and best practices.
  • Advise on subsidiary governance and support global entity management.

Leadership & Management

  • Oversee outside counsel budgets in assigned areas.
  • Partner with the General Counsel to advise senior executives on material legal issues and risk management strategies.
  • Develop and implement processes to ensure compliance and efficiency in legal operations.
  • Expectation to understand, participate in, and support company initiatives, with focus on developing a lean mindset.
  • Other duties as assigned

Required Knowledge/Skills/Abilities:

  • Proven leadership skills with the ability to influence senior stakeholders.
  • Deep expertise in U.S. securities laws and regulations, including the Securities Act of 1933, the Exchange Act of 1934, Sarbanes-Oxley, Dodd-Frank, and NYSE rules.
  • Strong knowledge of M&A deal structures, negotiation tactics, risk allocation, and integration planning.
  • Exceptional legal drafting, analytical, and negotiation skills, with the ability to manage complex transactions under tight timelines.
  • High level of business acumen with the ability to align legal strategy with corporate objectives.
  • Outstanding communication and interpersonal skills to effectively advise executive leadership.
  • Ability to lead cross-functional teams, influence outcomes, and manage change in a fast-paced, dynamic environment.
  • Proven ability to manage outside counsel and control legal costs.
  • Strong organizational and project management skills, with attention to detail and the ability to manage multiple priorities.
  • Demonstrated commitment to integrity, ethics, and sound judgment in a corporate legal context.

Education and Experience:

  • Required:
    • J.D. from an accredited law school and active membership in good standing with at least one U.S. state bar.
    • Minimum of 4 years of legal experience, with substantial in-house and/or top-tier law firm experience in securities law and M&A.
    • Demonstrated expertise in SEC filings, public company compliance, and transactional work.
    • Strong understanding of corporate governance.

Working Conditions:

  • The position typically operates during standard business hours of Monday - Friday (8am - 5pm), with occasional flexibility required to accommodate meetings across time zones or critical business needs. The employee is expected to comply with all company policies related to data security, confidentiality, and remote work standards.
  • The position is located in Scottsdale, Arizona.
  • The role requires the ability to work independently with minimal supervision while maintaining regular communication with colleagues and stakeholders via virtual collaboration tools.
  • Periodic travel may be required for team meetings, training, or company events, with advance notice provided.

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