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Osj Jobs in Arizona (NOW HIRING)

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Advisor Group

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · On-site

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · On-site

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Advisor Group

Regional Supervision Manager

Scottsdale, AZ · On-site

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · On-site

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Advisor Group

Regional Supervision Manager

Scottsdale, AZ · On-site

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

Osaic

Regional Supervision Manager

Scottsdale, AZ · Hybrid

$70K - $80K/yr

Maintains ongoing positive relationships, acting as a guide and resource to all OSJ Managers and support staff in collaboration with Supervision, Compliance and other field-facing partners while ...

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Showing results 1-20

All JobsOsj JobsOsj Jobs in Arizona

Osj information

See Arizona salary details

$24.2K

$83.2K

$181.3K

How much do osj jobs pay per year?

As of Aug 28, 2026, the average yearly pay for osj in Arizona is $83,186.00, according to ZipRecruiter salary data. Most workers in this role earn between $27,000.00 and $107,200.00 per year, depending on experience, location, and employer.

What is an OSJ?

An OSJ (Office of Supervisory Jurisdiction) job typically involves overseeing financial advisors and ensuring compliance with regulatory and firm policies. OSJs supervise transactions, review communications, and provide guidance to advisors within a designated region. They play a crucial role in maintaining ethical standards and regulatory adherence in financial services.

What are some common challenges faced by OSJ managers in maintaining compliance across multiple branch offices?

OSJ Managers often encounter the challenge of overseeing compliance for several geographically dispersed branch offices, each with its own unique client base and operational style. Ensuring consistent adherence to regulatory policies and firm procedures can be demanding, especially with evolving industry regulations. Effective communication, regular audits, and ongoing training are essential to mitigate compliance risks. OSJ Managers also need to foster a collaborative environment, working closely with branch managers and advisors to address issues proactively and support a culture of ethical conduct.

What are the key skills and qualifications needed to thrive as an OSJ manager, and why are they important?

To thrive as an OSJ Manager, you need a deep understanding of financial regulations, supervisory procedures, and compliance requirements, typically supported by FINRA Series 24 (General Securities Principal) and other relevant licenses. Familiarity with compliance software, surveillance tools, and broker-dealer systems is essential for effective oversight. Strong leadership, attention to detail, and clear communication skills help foster a compliant and ethical work environment. These skills are crucial to ensure regulatory adherence, mitigate risk, and support the success of registered representatives within the organization.

What are popular job titles related to Osj jobs in Arizona?

For Osj jobs in Arizona, the most frequently searched job titles are:

What job categories do people searching Osj jobs in Arizona look for?

The top searched job categories for Osj jobs in Arizona are:

Osj jobs near you
Infographic showing various Osj job openings in Arizona as of August 2026, with employment types broken down into 100% Full Time. Highlights an 61% Physical, 25% Hybrid, and 14% Remote job distribution, with an average salary of $83,186 per year, or $40 per hour.

Branch Office Examiner

Scottsdale, AZ • On-site

Osaic
Finance and Insurance • 1 - 5K employees

8.1

Company rating: 8.1 out of 10

Based on 12 frontline employees who took The Breakroom Quiz

People enjoy working here

Good employer

Paid breaks

Learn more about Osaicexternal

$65K - $75K/yr

Other

Medical, Dental, Vision, Retirement

Re-posted 6 days ago

Job description

Current Employees and Contractors Apply HereOsaic Careers

REMOTE Compliance Risk Opportunity in Financial Services

Branch Office Examiner

Location(s): Open to Qualified Remote Applicants in the United States

Role Type:Full-time

Salary: $65,000 - $75,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic's Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.

Education Requirements:

  • Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Responsibilities:

  • Conduct approximately 85-100 onsite exams per year.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.

Basic Requirements:

  • Minimum 3 years Independent Broker-Dealer experience.
  • FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Basic knowledge and understanding of the Firm's and Regulatory Policies
  • Basic proficiency in information technology and skills used to communicate electronically, organize activities and analyze information.
  • Must be detail-oriented, investigative and the ability to work independently.

Preferred Requirements:

  • Branch Examiner experience.
  • FINRA Series 24, FINRA Series 65 and/ or 66 preferred.

#LI-Remote

Current Employees and Contractors Apply Here
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About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

View All Osaic Jobs

What Osaic employees say

Pay

Benefits

Hours and flexibility

Workplace

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