Compliance Analyst
Needham, MA · On-site
... process for broker dealer registered reps Assisting with Compliance testing related to broker ... analysis tools Excellent written and oral communication skills Not sure you meet 100% of our ...
Compliance Analyst
Needham, MA · On-site
... process for broker dealer registered reps Assisting with Compliance testing related to broker ... analysis tools Excellent written and oral communication skills Not sure you meet 100% of our ...
Compliance Analyst
Boston, MA · On-site
$65K - $75K/yr
Compliance Analyst Department: 521200 Compliance Location: Boston Company Summary: Boston Partners ... process. We focus on investing in companies with attractive value characteristics and strong ...
Compliance Analyst
Boston, MA · On-site
$65K - $75K/yr
Compliance Analyst Department: 521200 Compliance Location: Boston Company Summary: Boston Partners ... process. We focus on investing in companies with attractive value characteristics and strong ...
Compliance Analyst
Charlotte, NC · On-site
Compliance Analyst Key Focus: Regulatory Compliance | Complaint Management | Training Location ... Develop role-specific training content tailored to job responsibilities, processes, and regulatory ...
Compliance Analyst
Charlotte, NC · On-site
Compliance Analyst Key Focus: Regulatory Compliance | Complaint Management | Training Location ... Develop role-specific training content tailored to job responsibilities, processes, and regulatory ...
Compliance Analyst
Boston, MA · On-site
$65K - $75K/yr
Compliance Analyst Department: 521200 Compliance Location: Boston Company Summary: Boston Partners ... process. We focus on investing in companies with attractive value characteristics and strong ...
Compliance Analyst
Boston, MA · On-site
$65K - $75K/yr
Compliance Analyst Department: 521200 Compliance Location: Boston Company Summary: Boston Partners ... process. We focus on investing in companies with attractive value characteristics and strong ...
Assoc NERC Compliance Analyst/NERC Compliance Analyst
Davenport, IA · On-site
$77K - $111K/yr
The NERC compliance analyst monitors and verifies compliance with the North American Electric ... Measure and correct performance objectives of processes, procedures, program documents, and ...
Assoc NERC Compliance Analyst/NERC Compliance Analyst
Davenport, IA · On-site
$77K - $111K/yr
The NERC compliance analyst monitors and verifies compliance with the North American Electric ... Measure and correct performance objectives of processes, procedures, program documents, and ...
Compliance Analyst
Boston, MA · On-site
... process for broker dealer registered reps • Assisting with Compliance testing related to broker-dealer and marketing procedures and practices • Assisting with regulatory training of client-facing ...
Compliance Analyst
Boston, MA · On-site
... process for broker dealer registered reps • Assisting with Compliance testing related to broker-dealer and marketing procedures and practices • Assisting with regulatory training of client-facing ...
$65K - $75K/yr
Compliance Analyst Department: 521200 Compliance Location: Boston Company Summary: Boston Partners ... process. We focus on investing in companies with attractive value characteristics and strong ...
New
$65K - $75K/yr
Compliance Analyst Department: 521200 Compliance Location: Boston Company Summary: Boston Partners ... process. We focus on investing in companies with attractive value characteristics and strong ...
New
Compliance Analyst
Washington, DC · On-site
The Compliance Analyst will ensure that CWCAM is producing timely and accurate deliverables ... Manage ongoing processes critical to CWCAM's workflows in including processing special servicing ...
Compliance Analyst
Washington, DC · On-site
The Compliance Analyst will ensure that CWCAM is producing timely and accurate deliverables ... Manage ongoing processes critical to CWCAM's workflows in including processing special servicing ...
Themis Insight solves difficult business, IT, and analytic problems by addressing the whole problem ... Produce documentation related to compliance incidents or processes. * Manage compliance incidents ...
Themis Insight solves difficult business, IT, and analytic problems by addressing the whole problem ... Produce documentation related to compliance incidents or processes. * Manage compliance incidents ...
Compliance Analyst
Akron, OH · On-site
As our Compliance Analyst, you'll help drive Concora Credit's Mission to enable customers to Do ... Maintain working knowledge of our servicing policies, procedures, and processes, including ...
Compliance Analyst
Akron, OH · On-site
As our Compliance Analyst, you'll help drive Concora Credit's Mission to enable customers to Do ... Maintain working knowledge of our servicing policies, procedures, and processes, including ...
Compliance Analyst
$80K - $90K/yr
The Compliance Analyst is responsible for reviewing and analyzing SRS Acquiom's contractual ... Identify trends that could impact the release process. * Utilize critical thinking and strategies ...
Compliance Analyst
$80K - $90K/yr
The Compliance Analyst is responsible for reviewing and analyzing SRS Acquiom's contractual ... Identify trends that could impact the release process. * Utilize critical thinking and strategies ...
Compliance Analyst
Birmingham, AL · On-site
$65K - $75K/yr
Understanding of regulatory compliance processes and internal controls * Excellent planning, analytical, organizational, and communication skills are essential * Flexible attitude and open to changes ...
Compliance Analyst
Birmingham, AL · On-site
$65K - $75K/yr
Understanding of regulatory compliance processes and internal controls * Excellent planning, analytical, organizational, and communication skills are essential * Flexible attitude and open to changes ...
Compliance Analyst
Napa, CA · On-site
Redwood Credit Union is looking for a Compliance Analyst, who will be responsible for proactively ... Comprehensive knowledge of laws, regulations, principles, and processes related to financial ...
Compliance Analyst
Napa, CA · On-site
Redwood Credit Union is looking for a Compliance Analyst, who will be responsible for proactively ... Comprehensive knowledge of laws, regulations, principles, and processes related to financial ...
We solve difficult business, IT, and analytic problems by addressing the whole problem - not just ... Produce documentation related to compliance incidents or processes. * Manage compliance incidents ...
We solve difficult business, IT, and analytic problems by addressing the whole problem - not just ... Produce documentation related to compliance incidents or processes. * Manage compliance incidents ...
$71K - $97K/yr
R7717 What we need Symbotic is seeking a detail-oriented Compliance Analyst to support ... Recommend process improvements to strengthen procurement compliance and operational efficiency.
$71K - $97K/yr
R7717 What we need Symbotic is seeking a detail-oriented Compliance Analyst to support ... Recommend process improvements to strengthen procurement compliance and operational efficiency.
We solve difficult business, IT, and analytic problems by addressing the whole problem - not just ... Produce documentation related to compliance incidents or processes. * Manage compliance incidents ...
We solve difficult business, IT, and analytic problems by addressing the whole problem - not just ... Produce documentation related to compliance incidents or processes. * Manage compliance incidents ...
Compliance Analyst
Akron, OH · On-site
Overview As our Compliance Analyst, you'll help drive Concora Credit's Mission to enable customers ... Maintain working knowledge of our servicing policies, procedures, and processes, including ...
Compliance Analyst
Akron, OH · On-site
Overview As our Compliance Analyst, you'll help drive Concora Credit's Mission to enable customers ... Maintain working knowledge of our servicing policies, procedures, and processes, including ...
Compliance Analyst
Washington, DC · On-site
$85K - $90K/yr
The Compliance Analyst will ensure that CWCAM is producing timely and accurate deliverables ... Manage ongoing processes critical to CWCAM's workflows in including processing special servicing ...
Compliance Analyst
Washington, DC · On-site
$85K - $90K/yr
The Compliance Analyst will ensure that CWCAM is producing timely and accurate deliverables ... Manage ongoing processes critical to CWCAM's workflows in including processing special servicing ...
Compliance Analyst
$76K - $90K/yr
Compliance Analyst As a Compliance Analyst at Tilt, you'll be integral to ensuring our products, processes, and customer interactions meet the highest regulatory and compliance standards. This role ...
Compliance Analyst
$76K - $90K/yr
Compliance Analyst As a Compliance Analyst at Tilt, you'll be integral to ensuring our products, processes, and customer interactions meet the highest regulatory and compliance standards. This role ...
Compliance Analyst
Reston, VA · On-site
$90K - $100K/yr
Minimum of 5 years of experience within the Defense Industrial Base as a compliance analyst or in a ... Highly detail oriented, process-driven, and well-organized with demonstrated ability to produce ...
Compliance Analyst
Reston, VA · On-site
$90K - $100K/yr
Minimum of 5 years of experience within the Defense Industrial Base as a compliance analyst or in a ... Highly detail oriented, process-driven, and well-organized with demonstrated ability to produce ...
Process Compliance Analyst information
See salary details
$15.87 - $19.56
3% of jobs
$19.56 - $23.25
7% of jobs
$23.25 - $26.94
13% of jobs
$27.38 is the 25th percentile. Wages below this are outliers.
$26.94 - $30.64
16% of jobs
The median wage is $32.92 / hr.
$30.64 - $34.33
18% of jobs
$34.33 - $38.02
18% of jobs
$38.12 is the 75th percentile. Wages above this are outliers.
$38.02 - $41.72
11% of jobs
$41.72 - $45.41
5% of jobs
$45.41 - $49.10
4% of jobs
$49.10 - $52.80
3% of jobs
$52.80 - $56.49
2% of jobs
$15
$35
$56
How much do process compliance analyst jobs pay per hour?
As of Sep 11, 2026, the average hourly pay for process compliance analyst in the United States is $35.03, according to ZipRecruiter salary data. Most workers in this role earn between $27.64 and $39.42 per hour, depending on experience, location, and employer.
What cities are hiring for Process Compliance Analyst jobs?
Cities with the most Process Compliance Analyst job openings:
What states have the most Process Compliance Analyst jobs?
States with the most job openings for Process Compliance Analyst jobs include:
What are popular job titles related to Process Compliance Analyst jobs?
For Process Compliance Analyst jobs, the most frequently searched job titles are:
Compliance Analyst
Needham, MA • On-site
Wellington Management
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Posted 23 days ago
Job description
About Us
Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
About the RolePosition Overview
The Compliance Analyst will support Wellington Management's broker dealer compliance program. The Compliance Analyst will be a member of Wellington's Legal & Compliance group.
Responsibilities
The Compliance Analyst's principal responsibilities will include:
Providing compliance support to the firm's limited purpose broker-dealer Wellington Funds Distributors Inc. (WFD)
Maintaining policies & procedures related to broker dealer and sales & marketing activities
Supporting registration process for broker dealer registered reps
Assisting with Compliance testing related to broker-dealer and marketing procedures and practices
Assisting with regulatory training of client-facing personnel
Staying informed of regulatory changes and industry trends and business
Assisting in responding to regulatory inquiries or examinations, as appropriate
Qualifications
2-4 years of relevant broker dealer compliance experience and bachelor's degree
FINRA designations (i.e., SIE, Series 7 and Series 24) a plus
Familiarity with FINRA rules, Investment Advisers Act and other rules and regulations relevant to US sales and marketing activities a plus
Ability to manage multiple initiatives simultaneously; proactive, self-motivated and well-organized
Strong attention to detail
Intellectual curiosity; willingness to ask questions and ability to "connect dots"
Strong understanding of and experience with data analysis tools
Excellent written and oral communication skills
Not sure you meet 100% of our qualifications? That's ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds.
As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMWTalentOperations@wellington.com.
At Wellington Management, our approach to compensation is designed to help us attract, inspire and retain the best talent in our industry.We strive to pay employees fairly and competitively across all levels and roles. Our approach to compensation considers all aspects of total compensation; all employees are eligible to receive salary, variable compensation, and benefits. The base salary range for this position is:
USD 80,000 - 150,000This range takes into account the wide range of factors that are considered when making compensation decisions, including but not limited to skill sets; role; skills and experience; certifications; and education. This range is an estimate, and further details on salary and total compensation aspects will be shared with candidates during the recruitment process.
Base salaryis only one component of Wellington's total compensation approach. Other rewards may include a discretionary Corporate Bonus and/ or Incentives, if eligible. In addition, we offer a comprehensive and high value benefit package to meet the unique needs of our employees and their families, and we are committed to fostering a flexible work environment that enables employees to thrive personally and professionally. Examples of our benefits include retirement plan, health and wellbeing, dental, vision, and pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, tuition/CFA reimbursement and paid time off (leave of absence,paid holidays, volunteer, sick and vacation time)
We believe that in person interactions inspire and energize our community and are essential to our culture. In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week. We believe that this approach ultimately supports our mission to deliver investment excellence to our clients and their beneficiaries over the long term.