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Policy Compliance Analyst Jobs (NOW HIRING)

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Compliance Analyst

Tulsa, OK · On-site

$65K - $75K/yr

Compliance Analyst Compensation: $65,000 - $75,000 annually, depending on experience Location ... Develop policies and procedures to meet regulatory requirements * Serve as a liaison for regulatory ...

amphenol

Compliance Analyst

Allen, TX · On-site

Director of Quality Position Summary The Compliance Analyst plays a key role in supporting the company's compliance efforts by helping ensure adherence to internal policies, customer requirements ...

Millennium Management LLC

Compliance Analyst

Miami, FL · On-site

Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance ...

Rimini Street, Inc.

Compliance Analyst

Adhere to all Rimini Street policies * Promote a culture of compliance by fostering an environment ... Excellent analytical and problem-solving skills * Personable, self-starting team player * Proactive ...

Cupertino Electric, Inc.

Compliance Analyst

San Jose, CA

$91K - $99K/yr

Act ethically within the scope of company's core policies and the law as it pertains to compliance matters ABOUT YOU * Demonstrated ability to: * Analyze applicable regulatory requirements; monitor ...

New

Quorum Health

Compliance Analyst

Brentwood, TN · On-site +1

Respond to routine staff inquiries regarding privacy and compliance policies, procedures, and ... Analyze Compliance and Privacy Program data and create reports. * Participate in compliance and ...

Cupertino Electric, Inc.

Compliance Analyst

San Jose, CA · On-site

$91K - $99K/yr

Act ethically within the scope of company's core policies and the law as it pertains to compliance matters ABOUT YOU * Demonstrated ability to: * Analyze applicable regulatory requirements; monitor ...

Amphenol

Compliance Analyst

Allen, TX · On-site

$85K - $95K/yr

Director of Quality Position Summary The Compliance Analyst plays a key role in supporting the company's compliance efforts by helping ensure adherence to internal policies, customer requirements ...

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Policy Compliance Analyst information

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How much do policy compliance analyst jobs pay per hour?

As of Aug 7, 2026, the average hourly pay for policy compliance analyst in the United States is $35.03, according to ZipRecruiter salary data. Most workers in this role earn between $27.64 and $39.42 per hour, depending on experience, location, and employer.

How does a policy compliance analyst typically collaborate with other departments to ensure adherence to regulatory standards?

A Policy Compliance Analyst regularly works with multiple departments, such as IT, HR, and legal teams, to ensure organizational policies align with current regulations. Their role often involves conducting training sessions, coordinating audits, and clarifying compliance requirements for various teams. Effective communication and problem-solving skills are essential, as they must interpret complex regulations and help different departments implement necessary changes. This cross-functional collaboration not only ensures compliance but also fosters a culture of accountability throughout the organization.

What is the difference between Policy Compliance Analyst vs Compliance Specialist?

AspectPolicy Compliance AnalystCompliance Specialist
Required CredentialsBachelor's degree in related field, certifications like CCEP or CRCBachelor's degree, certifications like CCEP or CRC often preferred
Work EnvironmentCorporate offices, regulatory agencies, financial institutionsCorporate, healthcare, finance, or government sectors
Employer & Industry UsageUsed in industries with strict regulatory requirementsCommon in compliance-heavy industries like finance and healthcare
Search & Comparison IntentOften compared for roles involving policy review and regulatory adherenceCompared for roles focusing on ensuring organizational compliance

The Policy Compliance Analyst and Compliance Specialist roles share similar credentials and work environments, often overlapping in industries like finance and healthcare. While both focus on regulatory adherence, the Analyst typically reviews policies and ensures compliance through analysis, whereas the Specialist may implement and monitor compliance programs. Understanding these distinctions helps job seekers identify the right role based on their skills and career goals.

What does a policy compliance analyst do?

A Policy Compliance Analyst is responsible for ensuring that an organization adheres to internal policies, external regulations, and industry standards. Their duties typically include reviewing and interpreting compliance requirements, conducting audits, identifying areas of non-compliance, and recommending corrective actions. They also help develop and update policies, train staff on compliance matters, and prepare reports for management or regulatory bodies. This role is essential in minimizing legal risks and maintaining the organization's reputation.

What are the key skills and qualifications needed to thrive as a policy compliance analyst?

To thrive as a Policy Compliance Analyst, you need a strong understanding of regulatory requirements, risk assessment, and policy development, often supported by a degree in business, law, or a related field. Familiarity with compliance management systems, audit tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) is highly valuable. Attention to detail, analytical thinking, and effective communication are essential soft skills for interpreting regulations and collaborating across departments. These skills ensure organizations meet legal standards, avoid penalties, and maintain a culture of ethical compliance.
More about Policy Compliance Analyst jobs
What cities are hiring for Policy Compliance Analyst jobs? Cities with the most Policy Compliance Analyst job openings:
What states have the most Policy Compliance Analyst jobs? States with the most job openings for Policy Compliance Analyst jobs include:
What job categories do people searching Policy Compliance Analyst jobs look for? The top searched job categories for Policy Compliance Analyst jobs are:
Policy Compliance Analyst jobs near you
Infographic showing various Policy Compliance Analyst job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $72,853 per year, or $35 per hour.

Compliance Analyst

First Continental Mortgage, Ltd

Houston, TX • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 22 days ago

Job description

For over 30 years, First Continental Mortgage (FCM) and its affiliates, have shared a common purpose to help families realize the American dream of owning a home! FCM is a full-service, FNMA, HUD and VA approved national mortgage lending firm. We specialize in partnering with Home Builders as well as retail production. FCM funded $2.6 Billion in 2024 through affiliated business arrangements with 10 different home builders, 5 of which rank in the Top 65 Home Builders in the country.
FCM is currently seeking a Compliance Analyst. This role will report to the Vice President of Compliance.
The Compliance Analyst supports the company's compliance management system by helping ensure adherence to applicable federal and state mortgage lending laws, regulations, investor requirements, and internal policies for FCM and its affiliates. The Compliance Analyst helps maintain a strong culture of compliance while minimizing regulatory and operational risk. The Compliance Analyst partners with all departments to ensure adherence to all applicable regulatory requirements and to support the organization's growth and business objectives.
Essential Duties and Responsibilities
  • Monitor and analyze federal and state mortgage lending laws, rules, and regulations.
  • Monitor regulatory updates and communicate changes that impact mortgage operations.
  • Ensure compliance with regulations including, but not limited to:
    • Truth in Lending Act (TILA)
    • Real Estate Settlement Procedures Act (RESPA)
    • Equal Credit Opportunity Act (ECOA)
    • Home Mortgage Disclosure Act (HMDA)
    • Fair Housing Act (FHA)
    • Fair Credit Reporting Act (FCRA)
    • Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act)
    • Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), as applicable
    • State mortgage lending regulations
  • Perform routine compliance monitoring of mortgage loan files.
  • Review policies, procedures, and operational processes to ensure regulatory compliance.
  • Identify compliance risks and recommend corrective actions and process improvements.
  • Assist with implementation of new regulatory requirements and policy revisions.
  • Support internal and external compliance examinations, audits, and regulatory reviews.
  • Prepare compliance reports, risk assessments, and management summaries.
  • Maintain compliance documentation, testing results, and audit records.
  • Assist with oversight and management of third-party vendors.
  • Partner with processing, underwriting, closing, servicing, and operation teams to resolve compliance issues.
  • Assist in developing and delivering compliance training to employees.
  • Respond to compliance inquiries from internal partners and management.
  • Performs marketing and advertising reviews.
  • Other duties as assigned.

Qualifications
  • High school diploma or equivalent required. Bachelor's degree preferred.
  • Minimum of 3 years of experience in the compliance department of a mortgage lender, mortgage broker, correspondent lender, or financial services organization.
  • Strong knowledge of state and federal mortgage lending regulations.
  • Ability to interpret laws, rules, regulations, and regulatory guidance.
  • Understanding of mortgage origination, underwriting, processing, closing, and servicing functions.
  • Familiarity with agency and investor guidelines (Fannie Mae, Freddie Mac, FHA, VA, USDA).
  • Strong organizational, analytical, and problem-solving skills.
  • High ethical standards and commitment to confidentiality.
  • Excellent verbal and written communication skills.
  • Proficiency in Microsoft Office Suite, particularly Excel and Word.

Preferred Qualifications
  • Knowledge of Encompass.
  • Experience supporting multiple entities.
  • Compliance certifications or industry designations are a plus.
  • Located in Houston or Austin.

What FCM Offers
Medical, Dental & Vision | FSA, Life, Supplemental Life, Long Term Disability and Supplemental Insurance | Vacation & Sick Time | 401k
FCM and its Affiliates are Equal Opportunity Employers.
To learn more about FCM and our growing team, please visit our website at .

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