Compliance Associate
Fort Lauderdale, FL · On-site
Series 65, 66, or another relevant securities license, preferred not required. * Anti-Money ... Experience in an RIA, broker-dealer, investment firm, or other regulated financial environment.
New
Fort Lauderdale, FL · On-site
Series 65, 66, or another relevant securities license, preferred not required. * Anti-Money ... Experience in an RIA, broker-dealer, investment firm, or other regulated financial environment.
New
Fort Lauderdale, FL · On-site
Series 65, 66, or another relevant securities license, preferred not required. * Anti-Money ... Experience in an RIA, broker-dealer, investment firm, or other regulated financial environment.
New
Boca Raton, FL · On-site
This job is part of the Brokerage job function. They are responsible for the buying, selling, and ... Real Estate License is strongly preferred. * Ability to use existing procedures to solve standard ...
Boca Raton, FL · On-site
This job is part of the Brokerage job function. They are responsible for the buying, selling, and ... Real Estate License is strongly preferred. * Ability to use existing procedures to solve standard ...
Fort Lauderdale, FL · On-site
Series 65, 66, or another relevant securities license, preferred not required. * Anti-Money ... Experience in an RIA, broker-dealer, investment firm, or other regulated financial environment.
Fort Lauderdale, FL · On-site
Series 65, 66, or another relevant securities license, preferred not required. * Anti-Money ... Experience in an RIA, broker-dealer, investment firm, or other regulated financial environment.
Pompano Beach, FL · On-site
$50 - $70/hr
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
New
Pompano Beach, FL · On-site
$50 - $70/hr
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
New
Fort Lauderdale, FL · On-site
Knowledge, Skills and Abilities: • 2+ years of sales experience in an insurance brokerage with ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Fort Lauderdale, FL · On-site
Knowledge, Skills and Abilities: • 2+ years of sales experience in an insurance brokerage with ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Boca Raton, FL · On-site
Knowledge, Skills and Abilities: • 3 years + of sales experience in an insurance brokerage with ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Boca Raton, FL · On-site
Knowledge, Skills and Abilities: • 3 years + of sales experience in an insurance brokerage with ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Boca Raton, FL · On-site
Must hold a Life and Health insurance license. * Strong knowledge of Employee Benefits ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Boca Raton, FL · On-site
Must hold a Life and Health insurance license. * Strong knowledge of Employee Benefits ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Fort Lauderdale, FL · On-site
Knowledge, Skills and Abilities: • 2+ years of sales experience in an insurance brokerage with ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Fort Lauderdale, FL · On-site
Knowledge, Skills and Abilities: • 2+ years of sales experience in an insurance brokerage with ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
Quick apply
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
Quick apply
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
The candidate must possess an active Driver's License and a clean driving record * Experience with Microsoft Office Suite and CRM systems Bonus Points For: * An associate or bachelor's degree The ...
Develop and submit underwriting referrals to company brokerage facilities and Burns & Wilcox ... Lead, train, and develop Assistant and Associate Underwriters * Bachelor's degree or equivalent ...
Develop and submit underwriting referrals to company brokerage facilities and Burns & Wilcox ... Lead, train, and develop Assistant and Associate Underwriters * Bachelor's degree or equivalent ...
Develop and submit underwriting referrals to company brokerage facilities and Burns & Wilcox ... Insurance license, CPCU, CIC or comparable designations preferred * Proven organization skills and ...
Develop and submit underwriting referrals to company brokerage facilities and Burns & Wilcox ... Insurance license, CPCU, CIC or comparable designations preferred * Proven organization skills and ...
$77K - $96K/yr
... brokerage companies. Our people work on key client issues in domestic federal taxation using AI and ... Must be eligible to sit for the CPA exam -or a licensed JD * Minimum of 2 years of experience in a ...
$77K - $96K/yr
... brokerage companies. Our people work on key client issues in domestic federal taxation using AI and ... Must be eligible to sit for the CPA exam -or a licensed JD * Minimum of 2 years of experience in a ...
Fort Lauderdale, FL · On-site
$77K - $96K/yr
... brokerage companies. Our people work on key client issues in domestic federal taxation using AI and ... Must be eligible to sit for the CPA exam -or a licensed JD * Minimum of 2 years of experience in a ...
Fort Lauderdale, FL · On-site
$77K - $96K/yr
... brokerage companies. Our people work on key client issues in domestic federal taxation using AI and ... Must be eligible to sit for the CPA exam -or a licensed JD * Minimum of 2 years of experience in a ...
Boca Raton, FL · On-site
$50K/yr
FINRA licenses (Series 7, 63, or equivalent) a plus but not required * High school diploma or ... Associate's or Bachelor's degree preferred About Us: Muriel Siebert & Co Inc carries on the legacy ...
Quick apply
Boca Raton, FL · On-site
$50K/yr
FINRA licenses (Series 7, 63, or equivalent) a plus but not required * High school diploma or ... Associate's or Bachelor's degree preferred About Us: Muriel Siebert & Co Inc carries on the legacy ...
West Palm Beach, FL · On-site
$75K - $115K/yr
... brokers * Comfortable using agency-management systems, carrier portals, and Microsoft Office * Active Florida 2-20 insurance license, or the ability to obtain the appropriate license * Experience ...
Quick apply
West Palm Beach, FL · On-site
$75K - $115K/yr
... brokers * Comfortable using agency-management systems, carrier portals, and Microsoft Office * Active Florida 2-20 insurance license, or the ability to obtain the appropriate license * Experience ...
West Palm Beach, FL · On-site
$75K - $115K/yr
... brokers * Comfortable using agency-management systems, carrier portals, and Microsoft Office * Active Florida 2-20 insurance license, or the ability to obtain the appropriate license * Experience ...
Quick apply
West Palm Beach, FL · On-site
$75K - $115K/yr
... brokers * Comfortable using agency-management systems, carrier portals, and Microsoft Office * Active Florida 2-20 insurance license, or the ability to obtain the appropriate license * Experience ...
West Palm Beach, FL · On-site
$75K - $115K/yr
... brokers * Comfortable using agency-management systems, carrier portals, and Microsoft Office * Active Florida 2-20 insurance license, or the ability to obtain the appropriate license * Experience ...
Quick apply
West Palm Beach, FL · On-site
$75K - $115K/yr
... brokers * Comfortable using agency-management systems, carrier portals, and Microsoft Office * Active Florida 2-20 insurance license, or the ability to obtain the appropriate license * Experience ...
$28.9K - $33.6K
16% of jobs
$33.6K - $38.3K
6% of jobs
$39.4K is the 25th percentile. Wages below this are outliers.
$38.3K - $43K
14% of jobs
$43K - $47.7K
8% of jobs
$47.7K - $52.5K
1% of jobs
$52.5K - $57.2K
1% of jobs
The median wage is $59.2K / yr.
$57.2K - $61.9K
9% of jobs
$61.9K - $66.6K
15% of jobs
$68.5K is the 75th percentile. Wages above this are outliers.
$66.6K - $71.3K
13% of jobs
$71.3K - $76K
6% of jobs
$76K - $80.7K
11% of jobs
$28.9K
$56K
$80.7K
| Feature | Licensed Associate Broker | Real Estate Agent |
|---|---|---|
| Required Credentials | State license, broker's license, experience requirements | State license, no broker's license needed |
| Work Environment | Can operate independently, manage real estate transactions | Works under a broker, assists in transactions |
| Employer & Industry Usage | Used by real estate firms, brokerage offices | Employed by brokers, common in real estate industry |
The main difference between a Licensed Associate Broker and a Real Estate Agent is that the Licensed Associate Broker has obtained a broker's license, allowing them to operate independently and manage real estate transactions, whereas a Real Estate Agent works under a broker's supervision. Both roles require a state license, but the broker's license is a step above, providing greater responsibilities and authority in the real estate industry.
For Licensed Associate Broker jobs in Boca Raton, FL, the most frequently searched job titles are:
The top searched job categories for Licensed Associate Broker jobs in Boca Raton, FL are:
Cities near Boca Raton, FL with the most Licensed Associate Broker job openings:

Full-time
Medical, Dental, Vision, Retirement, PTO
Posted 3 days ago
New
Description
POSITION: Compliance AssociateLocation & Hours: Fort Lauderdale | Onsite M-F 8:30-5:00pm
At Sound Income Group, our mission is to help independent financial professionals and their clients thrive, especially those approaching or in retirement. We provide a full suite of resources across financial education, investment strategies, marketing, and practice management to support long-term success.
We foster a collaborative, performance-driven culture rooted in integrity, innovation, and service. If you're enthusiastic about making a measurable impact in the financial services space, we invite you to grow with us.
The Compliance Associate supports the Chief Compliance Officer and Compliance team in the day-to-day administration of the firm's regulatory compliance program. This role is responsible for trade reviews, registration and continuing education support, compliance reporting, representative security reviews, inspections, and general compliance administration with our affiliates, Sound Income Strategies. The ideal candidate is analytical, highly detail-oriented, comfortable working with recurring deadlines, and eager to grow within financial services compliance.
Requirements
Must-Have QualificationsBackground and Experience:
Technology Expertise:
Preferred, Nice to Have Qualifications
We're proud to offer a comprehensive benefits package that supports your professional and personal well-being, including:
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Finance and insurance
51 - 200 Employees
Fort Lauderdale, FL, US