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Investment Advisor Associate Jobs in Raleigh, NC

Fidelity Investments

Accommodation Advisor

Durham, NC · On-site

... associates. Certifications: Category: Human Resources Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of ...

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Signature Estate & Investment Advisors DEPARTMENT: W2 Advisor Team REPORTS TO: Lead Advisor SUMMARY ... This job may be supervising Associate Advisor. QUALIFICATIONS: * Bachelor's Degree (BA) from four ...

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Signature Estate & Investment Advisors DEPARTMENT: W2 Advisor Team REPORTS TO: Lead Advisor SUMMARY ... This job may be supervising Associate Advisor. QUALIFICATIONS: * Bachelor's Degree (BA) from four ...

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Signature Estate & Investment Advisors DEPARTMENT: W2 Advisor Team REPORTS TO: Lead Advisor SUMMARY ... This job may be supervising Associate Advisor. QUALIFICATIONS: * Bachelor's Degree (BA) from four ...

TIAA

Wealth Advisor

Durham, NC

$80K - $95K/yr

Tailors investment strategies for clients, identifying objectives and constraints including ... We equip our associates with future-focused skills and AI tools that enable us to advance our ...

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All JobsInvestment Advisor Associate JobsInvestment Advisor Associate Jobs in Raleigh, NC

Investment Advisor Associate information

See Raleigh, NC salary details

$34K

$59.3K

$99.3K

How much do investment advisor associate jobs pay per year?

As of Jun 15, 2026, the average yearly pay for investment advisor associate in Raleigh, NC is $59,294.00, according to ZipRecruiter salary data. Most workers in this role earn between $35,300.00 and $72,800.00 per year, depending on experience, location, and employer.

What does an investment associate do?

An investment associate supports financial advisors or portfolio managers by conducting research, analyzing investment options, preparing client reports, and assisting with portfolio management. They often use financial software and may need relevant certifications such as the Series 7 or Series 63, working in a fast-paced environment to help clients achieve their financial goals.

What are Investment Advisor Associates?

Investment Advisor Associates are financial professionals who support investment advisors or financial advisors in managing client portfolios, conducting research, and providing financial planning services. They often help with preparing reports, communicating with clients, and implementing investment strategies under the supervision of a senior advisor. This role is typically an entry- to mid-level position and can serve as a stepping stone to becoming a fully licensed investment advisor. Investment Advisor Associates may also assist in client onboarding, compliance, and administrative duties. Their goal is to help clients achieve their financial objectives while gaining experience in the wealth management industry.

What does an associate Investment Advisor do?

An associate Investment Advisor supports senior advisors by conducting research, preparing client reports, and assisting with investment strategies. They often handle client communications, maintain account records, and use financial planning tools. This role typically requires relevant certifications and strong analytical skills within a financial services environment.

Is 200,000 enough to work with a financial advisor?

As an Investment Advisor Associate, working with a client who has $200,000 in assets is common, and many advisors set minimum investment thresholds around this amount. The suitability depends on the advisor's policies, client needs, and the services offered, such as financial planning or portfolio management. Having relevant certifications like the Series 7 or 66 can also influence the types of clients and assets managed.

What is the difference between Investment Advisor Associate vs Financial Advisor?

AspectInvestment Advisor AssociateFinancial Advisor
CredentialsSeries 7, 66, or 65 licenses; relevant FINRA certificationsSeries 7, 66, or 65 licenses; CFP or other certifications often preferred
Work EnvironmentSupport role within investment firms, assisting advisors and clientsClient-facing role providing personalized financial planning and investment advice
Employer & Industry UsageFinancial services firms, investment advisory firmsIndependent or firm-based financial planning practices, banks, wealth management

While both roles require similar licenses and work within the financial industry, Investment Advisor Associates primarily support senior advisors and handle administrative tasks, whereas Financial Advisors directly engage with clients to develop personalized financial plans and investment strategies.

Can financial advisors make $500,000 a year?

Investment Advisor Associates typically do not earn $500,000 annually, as this level of income is more common among experienced financial advisors with established client bases, high-net-worth clients, and advanced certifications like the CFA or CFP. Most earn salaries combined with commissions or bonuses, which can vary widely based on performance and firm size.

How do Investment Advisor Associates typically collaborate with senior advisors and clients?

Investment Advisor Associates often work closely with senior advisors by preparing client presentations, conducting market research, and assisting in the development of tailored investment strategies. They frequently participate in client meetings, helping to address client questions and support relationship management. This collaborative environment provides valuable exposure to client-facing responsibilities and mentorship from experienced advisors, enabling associates to build their skills and advance within the firm.

What are the key skills and qualifications needed to thrive as an Investment Advisor Associate, and why are they important?

To thrive as an Investment Advisor Associate, you need a solid understanding of financial markets, investment strategies, and regulatory compliance, often supported by a bachelor’s degree in finance or a related field. Familiarity with portfolio management software, financial planning tools, and relevant certifications such as the Series 7 or Series 66 licenses is typically required. Strong interpersonal skills, attention to detail, and effective communication help build client trust and support team collaboration. These competencies are crucial for delivering sound financial advice, maintaining compliance, and fostering long-term client relationships.
What are the most commonly searched types of Investment Advisor jobs in Raleigh, NC? The most popular types of Investment Advisor jobs in Raleigh, NC are:
What are popular job titles related to Investment Advisor Associate jobs in Raleigh, NC? For Investment Advisor Associate jobs in Raleigh, NC, the most frequently searched job titles are:
What job categories do people searching Investment Advisor Associate jobs in Raleigh, NC look for? The top searched job categories for Investment Advisor Associate jobs in Raleigh, NC are:
Investment Advisor Associate jobs near you
Associate Financial Advisor - Durham, NC

Associate Financial Advisor - Durham, NC

Edward Jones Careers

Durham, NC

Other

Posted 7 hours ago

Edward Jones rating

8.2

Company rating: 8.2 out of 10

Based on 250 frontline employees who took The Breakroom Quiz

49th of 138 rated financial services

Job description

If you're looking for a challenging and rewarding career, the Associate Financial Advisor role at Edward Jones may be the right opportunity for you. With the same licensing as our Financial Advisors, Associate Financial Advisors work with an established Financial Advisor to serve clients, grow the branch, and positively impact communities in alignment with firm strategy.
Our Associate Financial Advisors are an essential part of the client team, and we rely on their unique experiences, insights, and professional backgrounds. We value different viewpoints to help achieve exceptional results and improve the lives of our clients.
We'll give you the support you need.
Our team will be there every step of the way, providing:
  • Paid training - Get registered and licensed and learn how to be an associate financial advisor with the industry's top training program
  • A support network that extends beyond your branch office and includes headquarters assistance via phone, email and firm intranet resources
What characteristics would make you a successful Associate Financial Advisor?
  • Build meaningful relationships with clients with an understanding of legal and regulatory requirements related to selling financial solutions
  • Critical thinker, problem solver, and sound judgement to provide solutions to personalized investment issues, involving the FA when appropriate
  • Resiliency and adaptability in a nimble learning environment
  • Attention to detail, strong organizational and time management skills

Can you see yourself...

  • Providing personalized investment and financial solutions to clients?
  • Cultivating relationships in your local community to grow the business?
  • Contributing to the branch business plan to increase branch effectiveness?

What Edward Jones employees say

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